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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTI icon
51
Vanguard Total Stock Market ETF
VTI
$655B
$5.13M 0.39%
21,622
+14,540
+205% +$3.21M
SPYM
52
State Street SPDR Portfolio S&P 500 ETF
SPYM
$159B
$5M 0.38%
89,413
+28,790
+47% +$1.51M
GOOG icon
53
Alphabet (Google) Class C
GOOG
$3.99T
$4.98M 0.38%
+35,326
New +$4.79M
IJH icon
54
iShares Core S&P Mid-Cap ETF
IJH
$123B
$4.97M 0.38%
89,585
+20,560
+30% +$1.04M
META icon
55
Meta Platforms (Facebook)
META
$1.51T
$4.95M 0.38%
+13,991
New +$4.56M
FNDX icon
56
Schwab Fundamental US Large Company Index ETF
FNDX
$26.6B
$4.93M 0.38%
238,803
+221,979
+1,319% +$4.27M
SHY icon
57
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$4.85M 0.37%
59,158
+12,608
+27% +$1.02M
CVX icon
58
Chevron
CVX
$378B
$4.83M 0.37%
+32,390
New +$4.9M
SPYV icon
59
State Street SPDR Portfolio S&P 500 Value ETF
SPYV
$36.2B
$4.77M 0.36%
102,260
+80,049
+360% +$3.45M
WMT icon
60
Walmart Inc
WMT
$889B
$4.76M 0.36%
90,588
-2,397
-3% -$127K
MRK icon
61
Merck
MRK
$323B
$4.74M 0.36%
43,519
-652
-1% -$67.7K
IDXX icon
62
Idexx Laboratories
IDXX
$43.9B
$4.71M 0.36%
8,478
+2
+0% +$939
AVGO icon
63
Broadcom
AVGO
$1.82T
$4.42M 0.34%
39,630
+10,410
+36% +$986K
BND icon
64
Vanguard Total Bond Market
BND
$158B
$4.39M 0.33%
+59,711
New +$4.22M
MFIC icon
65
MidCap Financial Investment
MFIC
$790M
$4.36M 0.33%
318,790
-75,961
-19% -$1.01M
PHM icon
66
Pultegroup
PHM
$24.9B
$4.2M 0.32%
40,735
+8,184
+25% +$695K
PDBC icon
67
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$6.3B
$4.14M 0.32%
311,051
+69,451
+29% +$995K
FLTR icon
68
VanEck IG Floating Rate ETF
FLTR
$2.94B
$4.03M 0.31%
160,075
+130,703
+445% +$3.29M
TYG
69
Tortoise Energy Infrastructure Corp
TYG
$1.11B
$3.99M 0.3%
138,763
-13,308
-9% -$376K
MQY icon
70
BlackRock MuniYield Quality Fund
MQY
$810M
$3.98M 0.3%
326,300
– –
IEFA icon
71
iShares Core MSCI EAFE ETF
IEFA
$188B
$3.86M 0.29%
54,799
+31,491
+135% +$2.08M
JNJ icon
72
Johnson & Johnson
JNJ
$641B
$3.76M 0.29%
23,978
+620
+3% +$95.1K
VTV icon
73
Vanguard Value ETF
VTV
$189B
$3.71M 0.28%
24,822
+19,550
+371% +$2.75M
PG icon
74
Procter & Gamble
PG
$346B
$3.68M 0.28%
25,139
+330
+1% +$48.9K
NEA icon
75
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
$3.66M 0.28%
332,835
-79,258
-19% -$809K
1 2
3
4 5

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WA
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4WM
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AFCM
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BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.