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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJR icon
51
iShares Core S&P Small-Cap ETF
IJR
$109B
$2.93M 0.51%
34,934
+822
+2% +$66.1K
MUB icon
52
iShares National Muni Bond ETF
MUB
$45.1B
$2.88M 0.5%
25,242
+9,959
+65% +$1.13M
DIV icon
53
Global X SuperDividend US ETF
DIV
$787M
$2.84M 0.49%
119,701
-11,733
-9% -$275K
GNL icon
54
Global Net Lease
GNL
$1.87B
$2.77M 0.48%
137,502
-2,688
-2% -$53K
HD icon
55
Home Depot
HD
$332B
$2.77M 0.48%
12,668
+15
+0.1% +$3.4K
EFA icon
56
iShares MSCI EAFE ETF
EFA
$76.4B
$2.69M 0.47%
38,498
+4,172
+12% +$282K
HALO icon
57
Halozyme
HALO
$9.72B
$2.66M 0.46%
150,000
-86,540
-37% -$1.5M
GOEX icon
58
Global X Gold Explorers ETF NEW
GOEX
$106M
$2.41M 0.42%
90,257
+1,522
+2% +$37.4K
VZ icon
59
Verizon
VZ
$194B
$2.4M 0.42%
39,123
-902
-2% -$54.4K
SPYG icon
60
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.7B
$2.4M 0.42%
57,139
+27,299
+91% +$1.09M
CMCSA icon
61
Comcast
CMCSA
$79.1B
$2.37M 0.41%
52,764
-3,157
-6% -$141K
DGRO icon
62
iShares Core Dividend Growth ETF
DGRO
$42.6B
$2.26M 0.39%
53,781
+3,629
+7% +$147K
META icon
63
Meta Platforms (Facebook)
META
$1.51T
$2.21M 0.38%
10,778
-119
-1% -$23K
RTX icon
64
RTX Corp
RTX
$287B
$2.16M 0.38%
22,918
+46
+0.2% +$4.17K
KO icon
65
Coca-Cola
KO
$354B
$2.13M 0.37%
38,513
-482
-1% -$25.9K
MDT icon
66
Medtronic
MDT
$107B
$2.13M 0.37%
18,760
-1,320
-7% -$145K
CWB icon
67
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.64B
$2.11M 0.37%
38,012
-918
-2% -$49.4K
BGY icon
68
BlackRock Enhanced International Dividend Trust
BGY
$512M
$2.1M 0.36%
356,096
-533
-0.1% -$2.96K
SPSM icon
69
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$16.9B
$2.09M 0.36%
64,025
+1,966
+3% +$61.4K
SCHO icon
70
Schwab Short-Term US Treasury ETF
SCHO
$12.7B
$2.06M 0.36%
81,796
+5,614
+7% +$142K
BRK.A icon
71
Berkshire Hathaway Class A
BRK.A
$1.07T
$2.04M 0.35%
6
+1
+20% +$326K
EMB icon
72
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$2M 0.35%
17,416
+41
+0.2% +$4.63K
SPTL icon
73
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.5B
$1.96M 0.34%
+50,384
New +$2.01M
ADBE icon
74
Adobe
ADBE
$89.5B
$1.94M 0.34%
5,869
-668
-10% -$197K
VTEB icon
75
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.1B
$1.93M 0.34%
36,054
+27,535
+323% +$1.47M
1 2
3
4 5

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4WM
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BFMH
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NEWAS
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.