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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+3.19%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$165M
AUM Growth
+$37.1M
Cap. Flow
+$31.3M
Cap. Flow %
18.95%
Top 10 Hldgs %
47.44%
Holding
154
New
26
Increased
55
Reduced
41
Closed
17

Top Buys

Rank Stock Value
1
ZVRA icon
Zevra Therapeutics
ZVRA
+$16.7M
2
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$4.18M
3
QID icon
ProShares UltraShort QQQ
QID
+$4.14M
4
TOL icon
Toll Brothers
TOL
+$4.03M
5
EOG icon
EOG Resources
EOG
+$3.71M

Top Sells

Rank Stock Value
1
SDS icon
ProShares UltraShort S&P500
SDS
+$5.2M
2
AIG icon
American International
AIG
+$3.15M
3
GOOG icon
Alphabet (Google) Class C
GOOG
+$2.75M
4
BAC icon
Bank of America
BAC
+$2.63M
5
AAPL icon
Apple
AAPL
+$2.19M

Sector Composition

Rank Sector Weight
1 Financials 26.02%
2 Healthcare 14.61%
3 Consumer Discretionary 6.83%
4 Technology 5.36%
5 Communication Services 3.65%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IJK icon
51
iShares S&P Mid-Cap 400 Growth ETF
IJK
$10.8B
$583K 0.35%
14,500
– –
HTLD icon
52
Heartland Express
HTLD
$1.11B
$569K 0.34%
33,446
– –
GLQ
53
Clough Global Equity Fund
GLQ
$154M
$568K 0.34%
45,292
-1,935
-4% -$24.6K
BSV icon
54
Vanguard Short-Term Bond ETF
BSV
$44.6B
$551K 0.33%
6,921
+2
+0% +$160
TIP icon
55
iShares TIPS Bond ETF
TIP
$14.5B
$550K 0.33%
5,015
+230
+5% +$25.4K
ABBV icon
56
AbbVie
ABBV
$458B
$528K 0.32%
8,919
-25
-0.3% -$1.44K
BIV icon
57
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$523K 0.32%
6,298
+4
+0.1% +$337
RPAI
58
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$496K 0.3%
33,610
-1,071
-3% -$15.9K
CEFL
59
DELISTED
ETRACS Monthly Pay 2xLeveraged Closed-End Fund ETN
CEFL
$491K 0.3%
31,975
-1,100
-3% -$17.9K
UTF icon
60
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$477K 0.29%
25,005
-1,031
-4% -$19.8K
AMZN icon
61
Amazon
AMZN
$2.5T
$475K 0.29%
14,060
-7,760
-36% -$245K
MUB icon
62
iShares National Muni Bond ETF
MUB
$45.1B
$463K 0.28%
4,181
+1,947
+87% +$214K
IXJ icon
63
iShares Global Healthcare ETF
IXJ
$4.11B
$437K 0.26%
8,512
-112
-1% -$5.76K
JPM icon
64
JPMorgan Chase
JPM
$939B
$434K 0.26%
6,573
+4
+0.1% +$260
AEM icon
65
Agnico Eagle Mines
AEM
$72.6B
$431K 0.26%
16,396
+1,704
+12% +$46.5K
PG icon
66
Procter & Gamble
PG
$343B
$424K 0.26%
5,334
+41
+0.8% +$3.13K
ABT icon
67
Abbott
ABT
$180B
$401K 0.24%
8,934
-25
-0.3% -$1.1K
EMD
68
Western Asset Emerging Markets Debt Fund
EMD
$609M
$394K 0.24%
28,720
+1
+0% +$14
VEU icon
69
Vanguard FTSE All-World ex-US ETF
VEU
$65.6B
$394K 0.24%
9,078
-295
-3% -$13.2K
VYM icon
70
Vanguard High Dividend Yield ETF
VYM
$81.1B
$391K 0.24%
+5,858
New +$393K
QQQ icon
71
Invesco QQQ Trust
QQQ
$455B
$389K 0.24%
+3,475
New +$388K
AVK
72
Advent Convertible and Income Fund
AVK
$544M
$386K 0.23%
29,339
-5,456
-16% -$73.1K
OIA icon
73
Invesco Municipal Income Opportunities Trust
OIA
$295M
$383K 0.23%
52,486
+622
+1% +$4.37K
NPM
74
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$379K 0.23%
26,244
+1,544
+6% +$21.4K
MVF
75
DELISTED
BlackRock MuniVest Fund
MVF
$378K 0.23%
36,862
+724
+2% +$7.23K
1 2
3
4 5

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WA
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4WM
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AFCM
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BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q4 2015 Portfolio in Review

As of Q4 2015, Arete Wealth Advisors held 154 positions worth $165M, up 29% from $128M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Arete Wealth Advisors deployed $31.3M of net new capital in Q4 2015, opening 26 new positions and adding to 55 existing holdings. Its largest new stake was Zevra Therapeutics: 61,694 shares worth $19.6M.

By sector, the portfolio is most concentrated in Financials at 26% of assets, down from 33% a quarter earlier, followed by Healthcare and Consumer Discretionary.

On the sell side, the largest reduction was American International, an estimated $3.15M trimmed.

  • Arete Wealth Advisors's largest Q4 2015 buy was Zevra Therapeutics: 61,694 shares worth $19.6M.
  • Arete Wealth Advisors added most to Ford in Q4 2015, an estimated $3.59M increase.
  • Arete Wealth Advisors's biggest Q4 2015 reduction was American International, cutting an estimated $3.15M.
  • Arete Wealth Advisors fully exited ProShares UltraShort S&P500 in Q4 2015, selling an estimated $5.2M.
  • Arete Wealth Advisors's ten largest holdings make up 47% of its $165M portfolio in Q4 2015.
  • Arete Wealth Advisors opened 26 new positions and closed 17 in Q4 2015.
  • Arete Wealth Advisors's portfolio value rose 29% quarter-over-quarter to $165M.

Based on Arete Wealth Advisors's 13F filing for Q4 2015, filed 12 Feb 2016.