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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+1.7%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$142M
AUM Growth
+$9.28M
Cap. Flow
+$9.63M
Cap. Flow %
6.79%
Top 10 Hldgs %
45.23%
Holding
167
New
33
Increased
47
Reduced
44
Closed
26

Top Buys

Rank Stock Value
1
AIG icon
American International
AIG
+$3.17M
2
MORE
Monogram Residential Trust, Inc.
MORE
+$2.68M
3
SM icon
SM Energy
SM
+$2.36M
4
FSK icon
FS KKR Capital
FSK
+$1.88M
5
QLD icon
ProShares Ultra QQQ
QLD
+$1.85M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$3.26M
2
LNG icon
Cheniere Energy
LNG
+$2.91M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$2.37M
4
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$2.06M
5
SD
SANDRIDGE ENERGY, INC.
SD
+$2.01M

Sector Composition

Rank Sector Weight
1 Financials 36.06%
2 Technology 8.65%
3 Energy 4.83%
4 Real Estate 4.67%
5 Industrials 3.57%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BCX icon
51
BlackRock Resources & Commodities Strategy Trust
BCX
$899M
$704K 0.5%
72,470
+3,612
+5% +$37.7K
IJJ icon
52
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.85B
$696K 0.49%
10,890
– –
DSM
53
BNY Mellon Strategic Municipal Bond Fund
DSM
$292M
$685K 0.48%
86,000
+65,125
+312% +$522K
GLQ
54
Clough Global Equity Fund
GLQ
$154M
$671K 0.47%
46,329
+4,062
+10% +$57.5K
NG icon
55
NovaGold Resources
NG
$2.6B
$671K 0.47%
227,389
+18,646
+9% +$52.6K
ETW
56
Eaton Vance Tax-Managed Global Buy-Write Opportunities Fund
ETW
$1.02B
$661K 0.47%
60,009
+11,112
+23% +$132K
NYRT
57
DELISTED
New York REIT, Inc.
NYRT
$640K 0.45%
6,040
-426
-7% -$46.3K
PNNT
58
Pennant Park Investment Corp
PNNT
$215M
$630K 0.44%
66,080
+31,930
+93% +$335K
RPAI
59
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$588K 0.42%
35,209
-1,792
-5% -$28.2K
UTF icon
60
Cohen & Steers Infrastructure Fund
UTF
$3.14B
$568K 0.4%
24,996
-10,111
-29% -$233K
JNK icon
61
State Street SPDR Bloomberg High Yield Bond ETF
JNK
$7.24B
$565K 0.4%
4,880
-3,141
-39% -$373K
IXJ icon
62
iShares Global Healthcare ETF
IXJ
$4.11B
$559K 0.39%
11,226
-570
-5% -$28.3K
APA icon
63
APA Corp
APA
$12.8B
$549K 0.39%
+8,754
New +$623K
IXN icon
64
iShares Global Tech ETF
IXN
$8.7B
$547K 0.39%
34,608
-1,650
-5% -$25.5K
BSV icon
65
Vanguard Short-Term Bond ETF
BSV
$44.6B
$544K 0.38%
6,806
+126
+2% +$10.1K
NTG
66
DELISTED
Tortoise Midstream Energy Fund, Inc. Common Stock
NTG
$544K 0.38%
1,947
+430
+28% +$120K
RWO icon
67
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$537K 0.38%
11,245
-227
-2% -$10.6K
TIP icon
68
iShares TIPS Bond ETF
TIP
$14.5B
$536K 0.38%
4,785
-379
-7% -$42.8K
BIV icon
69
Vanguard Intermediate-Term Bond ETF
BIV
$28.8B
$532K 0.38%
6,277
+122
+2% +$10.4K
AVK
70
Advent Convertible and Income Fund
AVK
$544M
$514K 0.36%
32,286
+3,955
+14% +$64.8K
IXG icon
71
iShares Global Financials ETF
IXG
$655M
$503K 0.36%
8,911
– –
TLT icon
72
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$487K 0.34%
+3,868
New +$469K
AGG icon
73
iShares Core US Aggregate Bond ETF
AGG
$138B
$458K 0.32%
4,160
– –
KO icon
74
Coca-Cola
KO
$354B
$453K 0.32%
+10,721
New +$458K
JPM icon
75
JPMorgan Chase
JPM
$939B
$436K 0.31%
6,973
-101
-1% -$6.08K
1 2
3
4 5

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4WM
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Arete Wealth Advisors's Q4 2014 Portfolio in Review

As of Q4 2014, Arete Wealth Advisors held 167 positions worth $142M, up 7% from $132M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Arete Wealth Advisors deployed $9.63M of net new capital in Q4 2014, opening 33 new positions and adding to 47 existing holdings. Its largest new stake was Monogram Residential Trust, Inc.: 290,093 shares worth $2.69M.

By sector, the portfolio is most concentrated in Financials at 36% of assets, up from 31% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $3.26M trimmed.

  • Arete Wealth Advisors's largest Q4 2014 buy was Monogram Residential Trust, Inc.: 290,093 shares worth $2.69M.
  • Arete Wealth Advisors added most to American International in Q4 2014, an estimated $3.17M increase.
  • Arete Wealth Advisors's biggest Q4 2014 reduction was Invesco QQQ Trust, cutting an estimated $3.26M.
  • Arete Wealth Advisors fully exited Cheniere Energy in Q4 2014, selling an estimated $2.91M.
  • Arete Wealth Advisors's ten largest holdings make up 45% of its $142M portfolio in Q4 2014.
  • Arete Wealth Advisors opened 33 new positions and closed 26 in Q4 2014.
  • Arete Wealth Advisors's portfolio value rose 7% quarter-over-quarter to $142M.

Based on Arete Wealth Advisors's 13F filing for Q4 2014, filed 11 Feb 2015.