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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DBMF icon
676
iMGP DBi Managed Futures Strategy ETF
DBMF
$4B
$204K 0.02%
+7,909
New +$220K
NIO icon
677
NIO
NIO
$11.7B
$203K 0.02%
22,416
+5,735
+34% +$45.5K
FPE icon
678
First Trust Preferred Securities and Income ETF
FPE
$6.33B
$201K 0.02%
+11,943
New +$193K
IOCT icon
679
Innovator International Developed Power Buffer ETF October
IOCT
$166M
$201K 0.02%
+7,205
New +$192K
MRVL icon
680
Marvell Technology
MRVL
$157B
$201K 0.02%
3,337
-1,264
-27% -$68.3K
NGG icon
681
National Grid
NGG
$81.3B
$201K 0.02%
+3,141
New +$188K
DD icon
682
DuPont de Nemours
DD
$19B
$200K 0.02%
2,072
-156
-7% -$14.2K
PSLV icon
683
Sprott Physical Silver Trust
PSLV
$11.7B
$193K 0.01%
23,890
-110
-0.5% -$869
SGC icon
684
Superior Group of Companies
SGC
$202M
$189K 0.01%
+14,035
New +$147K
MLGO
685
MicroAlgo
MLGO
$45.2M
$186K 0.01%
+34
New +$605K
EVF
686
Eaton Vance Senior Income Trust
EVF
$89.9M
$180K 0.01%
28,497
-1,504
-5% -$9.04K
BGSF icon
687
BGSF Inc
BGSF
$56.6M
$175K 0.01%
18,638
– –
BSM icon
688
Black Stone Minerals
BSM
$3.14B
$170K 0.01%
10,650
-800
-7% -$13.8K
PACB icon
689
Pacific Biosciences
PACB
$432M
$168K 0.01%
17,111
+4,664
+37% +$38.1K
DOC
690
DELISTED
PHYSICIANS REALTY TRUST
DOC
$162K 0.01%
12,200
-308
-2% -$3.66K
OIA icon
691
Invesco Municipal Income Opportunities Trust
OIA
$293M
$160K 0.01%
25,220
– –
EPM icon
692
Evolution Petroleum
EPM
$131M
$157K 0.01%
+26,940
New +$165K
IPOS icon
693
Renaissance International IPO ETF
IPOS
$11M
$150K 0.01%
+10,698
New +$145K
CION icon
694
CION Investment
CION
$306M
$150K 0.01%
13,291
-1,470
-10% -$15.6K
TAL icon
695
TAL Education Group
TAL
$5.79B
$150K 0.01%
+11,888
New +$123K
QBTS icon
696
D-Wave Quantum Inc. Common Stock
QBTS
$6.53B
$141K 0.01%
159,671
+14,000
+10% +$12.4K
ALT icon
697
Altimmune
ALT
$581M
$137K 0.01%
+12,200
New +$50.9K
BFK
698
DELISTED
BlackRock Municipal Income Trust
BFK
$135K 0.01%
13,425
– –
BCRX icon
699
BioCryst Pharmaceuticals
BCRX
$2.48B
$135K 0.01%
22,550
-750
-3% -$4.35K
CRGY icon
700
Crescent Energy
CRGY
$3.44B
$132K 0.01%
10,000
– –
26 27
28
29 30

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4WM
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.