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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSX icon
651
Phillips 66
PSX
$82.9B
– –
-3,453
Closed -$329K
PULS icon
652
PGIM Ultra Short Bond ETF
PULS
$17.7B
– –
-270,891
Closed -$13.4M
QQH icon
653
HCM Defender 100 Index ETF
QQH
$683M
– –
-9,001
Closed -$425K
QYLD icon
654
Global X NASDAQ-100 Covered Call ETF
QYLD
$7.88B
– –
-108,131
Closed -$1.92M
QYLG icon
655
Global X Nasdaq 100 Covered Call & Growth ETF
QYLG
$150M
– –
-13,798
Closed -$382K
RBLX icon
656
Roblox
RBLX
$35.9B
– –
-8,989
Closed -$362K
RDIV icon
657
Invesco S&P Ultra Dividend Revenue ETF
RDIV
$1.4B
– –
-5,962
Closed -$233K
RDVY icon
658
First Trust Rising Dividend Achievers ETF
RDVY
$24.4B
– –
-7,679
Closed -$362K
REMX icon
659
VanEck Rare Earth/Strategic Metals ETF
REMX
$1.91B
– –
-2,700
Closed -$225K
REZ icon
660
iShares Residential and Multisector Real Estate ETF
REZ
$906M
– –
-10,642
Closed -$780K
RIOT icon
661
Riot Platforms
RIOT
$6.9B
– –
-16,380
Closed -$194K
RPV icon
662
Invesco S&P 500 Pure Value ETF
RPV
$1.66B
– –
-4,752
Closed -$368K
RSPH icon
663
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$773M
– –
-19,020
Closed -$567K
RYLD icon
664
Global X Russell 2000 Covered Call ETF
RYLD
$1.36B
– –
-70,937
Closed -$1.28M
SCHA icon
665
Schwab U.S Small- Cap ETF
SCHA
$21.8B
– –
-35,026
Closed -$767K
SCHE icon
666
Schwab Emerging Markets Equity ETF
SCHE
$12.2B
– –
-46,386
Closed -$1.14M
SCZ icon
667
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
– –
-4,209
Closed -$248K
SGOL icon
668
abrdn Physical Gold Shares ETF
SGOL
$6.9B
– –
-29,974
Closed -$551K
SHOP icon
669
Shopify
SHOP
$168B
– –
-12,554
Closed -$811K
SHV icon
670
iShares 0-1 Year Treasury Bond ETF
SHV
$20.8B
– –
-160,401
Closed -$17.7M
SHYG icon
671
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.6B
– –
-32,665
Closed -$1.35M
SIRI icon
672
SiriusXM
SIRI
$11B
– –
-1,338
Closed -$61K
SJNK icon
673
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.87B
– –
-34,598
Closed -$855K
SLV icon
674
iShares Silver Trust
SLV
$27.7B
– –
-68,722
Closed -$1.44M
SLYV icon
675
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
$4.89B
– –
-8,144
Closed -$629K
25 26
27
28 29

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.