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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ERF
626
DELISTED
Enerplus Corporation
ERF
$230K 0.02%
14,978
-8,307
-36% -$135K
SWKS icon
627
Skyworks Solutions
SWKS
$9.5B
$229K 0.02%
+2,034
New +$199K
FLRN icon
628
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$229K 0.02%
+7,471
New +$229K
FNK icon
629
First Trust Mid Cap Value AlphaDEX Fund
FNK
$231M
$228K 0.02%
+4,475
New +$204K
UHAL.B icon
630
U-Haul Holding Co Series N
UHAL.B
$12.5B
$228K 0.02%
3,235
-680
-17% -$37K
NLY icon
631
Annaly Capital Management
NLY
$17.5B
$227K 0.02%
11,740
-240
-2% -$4.28K
FMB icon
632
First Trust Managed Municipal ETF
FMB
$2.05B
$227K 0.02%
+4,399
New +$219K
BCYC
633
Bicycle Therapeutics
BCYC
$272M
$227K 0.02%
+3,772
New +$62.4K
IJJ icon
634
iShares S&P Mid-Cap 400 Value ETF
IJJ
$8.9B
$227K 0.02%
+1,989
New +$205K
XAR icon
635
State Street SPDR S&P Aerospace & Defense ETF
XAR
$5.9B
$226K 0.02%
+1,672
New +$206K
DBE icon
636
Invesco DB Energy Fund
DBE
$90.4M
$226K 0.02%
+11,785
New +$253K
BHP icon
637
BHP
BHP
$214B
$225K 0.02%
+3,296
New +$199K
ETV
638
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.68B
$224K 0.02%
18,199
-9,342
-34% -$113K
RELX icon
639
RELX
RELX
$67.1B
$224K 0.02%
+5,651
New +$208K
ETN icon
640
Eaton
ETN
$143B
$224K 0.02%
+930
New +$205K
ASML icon
641
ASML
ASML
$603B
$223K 0.02%
+295
New +$195K
FBGX
642
DELISTED
UBS AG FI Enhanced Large Cap Growth ETN
FBGX
$223K 0.02%
+321
New +$197K
PTON icon
643
Peloton Interactive
PTON
$2.87B
$223K 0.02%
36,622
– –
MUB icon
644
iShares National Muni Bond ETF
MUB
$45.3B
$222K 0.02%
+2,052
New +$214K
KRBN icon
645
KraneShares Global Carbon Strategy ETF
KRBN
$139M
$221K 0.02%
6,057
+57
+1% +$2.04K
EZM icon
646
WisdomTree US MidCap Fund
EZM
$941M
$220K 0.02%
+3,836
New +$198K
NTLA icon
647
Intellia Therapeutics
NTLA
$1.54B
$220K 0.02%
7,220
+182
+3% +$5.23K
BTI icon
648
British American Tobacco
BTI
$136B
$220K 0.02%
7,505
-1,529
-17% -$46.5K
PAYX icon
649
Paychex
PAYX
$43.8B
$220K 0.02%
1,845
+35
+2% +$4.15K
ESGE icon
650
iShares ESG Aware MSCI EM ETF
ESGE
$6.36B
$219K 0.02%
+6,828
New +$211K
24 25
26
27 28

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WA
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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.