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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NJAN icon
601
Innovator Growth-100 Power Buffer ETF January
NJAN
$346M
$247K 0.02%
+5,913
New +$243K
JHG
602
DELISTED
Janus Henderson
JHG
$246K 0.02%
8,147
-142
-2% -$3.67K
BBBY
603
Bed Bath & Beyond
BBBY
$479M
$246K 0.02%
+9,754
New +$168K
COWZ icon
604
Pacer US Cash Cows 100 ETF
COWZ
$19B
$244K 0.02%
+4,696
New +$233K
MDY icon
605
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.4B
$244K 0.02%
+481
New +$223K
SUB icon
606
iShares Short-Term National Muni Bond ETF
SUB
$11.3B
$243K 0.02%
2,302
+55
+2% +$5.72K
PL icon
607
Planet Labs
PL
$6.94B
$242K 0.02%
98,102
-2,250
-2% -$5.32K
IGF icon
608
iShares Global Infrastructure ETF
IGF
$10.9B
$242K 0.02%
5,148
-21
-0.4% -$934
NOBL icon
609
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$242K 0.02%
+5,084
New +$228K
LIT icon
610
Global X Lithium & Battery Tech ETF
LIT
$1.46B
$239K 0.02%
4,688
+608
+15% +$30.1K
IJAN icon
611
Innovator International Developed Power Buffer ETF January
IJAN
$258M
$239K 0.02%
+7,846
New +$223K
SFBS
612
ServisFirst Bancshares
SFBS
$4.9B
$238K 0.02%
3,579
-406
-10% -$21.9K
NOCT icon
613
Innovator Growth-100 Power Buffer ETF October
NOCT
$222M
$238K 0.02%
+5,189
New +$228K
XMLV icon
614
Invesco S&P MidCap Low Volatility ETF
XMLV
$762M
$237K 0.02%
+4,465
New +$225K
ETG
615
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.74B
$237K 0.02%
13,870
-72
-0.5% -$1.14K
SPEU icon
616
State Street SPDR Portfolio Europe ETF
SPEU
$716M
$237K 0.02%
+5,866
New +$219K
AI icon
617
C3.ai
AI
$1.38B
$237K 0.02%
8,241
-5,646
-41% -$155K
VYMI icon
618
Vanguard International High Dividend Yield ETF
VYMI
$20.3B
$235K 0.02%
3,540
– –
SCZ icon
619
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.1B
$235K 0.02%
+3,802
New +$217K
IWR icon
620
iShares Russell Mid-Cap ETF
IWR
$55.9B
$234K 0.02%
+3,005
New +$213K
DGS icon
621
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.66B
$233K 0.02%
+4,672
New +$219K
PJAN icon
622
Innovator US Equity Power Buffer ETF January
PJAN
$1.42B
$232K 0.02%
+6,242
New +$224K
QVOY
623
Q3 All-Season Active Rotation ETF
QVOY
$58.5M
$232K 0.02%
+8,454
New +$231K
ZM icon
624
Zoom
ZM
$27.1B
$232K 0.02%
+3,226
New +$213K
GLPI icon
625
Gaming and Leisure Properties
GLPI
$13B
$232K 0.02%
4,697
+95
+2% +$4.4K
23 24
25
26 27

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.