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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTCS icon
576
First Trust Capital Strength ETF
FTCS
$8.05B
– –
-8,889
Closed -$711K
FTGC icon
577
First Trust Global Tactical Commodity Strategy Fund
FTGC
$2.97B
– –
-19,613
Closed -$447K
FTSL icon
578
First Trust Senior Loan Fund ETF
FTSL
$2.32B
– –
-48,302
Closed -$2.19M
FTSM icon
579
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
– –
-33,423
Closed -$1.99M
FUBO icon
580
FuboTV Inc
FUBO
$260M
– –
-4,650
Closed -$116K
FXG icon
581
First Trust Consumer Staples AlphaDEX Fund
FXG
$235M
– –
-3,382
Closed -$212K
FXH icon
582
First Trust Health Care AlphaDEX Fund
FXH
$1.05B
– –
-2,111
Closed -$229K
GFEB icon
583
FT Vest US Equity Moderate Buffer ETF February
GFEB
$376M
– –
-36,775
Closed -$1.15M
GM icon
584
General Motors
GM
$80.9B
– –
-15,452
Closed -$596K
GNRC icon
585
Generac Holdings
GNRC
$11.5B
– –
-8,465
Closed -$1.26M
GOF icon
586
Guggenheim Strategic Opportunities Fund
GOF
$2.2B
– –
-21,062
Closed -$335K
GOOG icon
587
Alphabet (Google) Class C
GOOG
$4.11T
– –
-32,181
Closed -$3.89M
GOOGL icon
588
Alphabet (Google) Class A
GOOGL
$4.12T
– –
-42,191
Closed -$5.05M
GOVI icon
589
Invesco Equal Weight 0-30 Year Treasury ETF
GOVI
$1.22B
– –
-49,498
Closed -$1.44M
GSBD icon
590
Goldman Sachs BDC
GSBD
$997M
– –
-10,701
Closed -$148K
GSY icon
591
Invesco Ultra Short Duration ETF
GSY
$3.86B
– –
-14,495
Closed -$720K
GTO icon
592
Invesco Total Return Bond ETF
GTO
$2.42B
– –
-40,904
Closed -$1.9M
GWX icon
593
State Street SPDR S&P International Small Cap ETF
GWX
$839M
– –
-44,891
Closed -$1.37M
HCA icon
594
HCA Healthcare
HCA
$90.6B
– –
-811
Closed -$246K
HD icon
595
Home Depot
HD
$337B
– –
-20,900
Closed -$6.49M
HDV
596
iShares Core High Dividend ETF
HDV
$14.7B
– –
-34,575
Closed -$697K
IBB icon
597
iShares Biotechnology ETF
IBB
$9.45B
– –
-1,651
Closed -$210K
IBM icon
598
IBM
IBM
$213B
– –
-16,629
Closed -$2.23M
IDEV icon
599
iShares Core MSCI International Developed Markets ETF
IDEV
$31.1B
– –
-15,068
Closed -$817K
IEI icon
600
iShares 3-7 Year Treasury Bond ETF
IEI
$18.1B
– –
-11,496
Closed -$1.32M
22 23
24
25 26

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.