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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EEM icon
551
iShares MSCI Emerging Markets ETF
EEM
$27.5B
– –
-8,435
Closed -$334K
EEMV icon
552
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
$3.36B
– –
-3,881
Closed -$213K
EIX icon
553
Edison International
EIX
$30.3B
– –
-4,250
Closed -$295K
EMQQ icon
554
EMQQ The Emerging Markets Internet & Ecommerce ETF
EMQQ
$269M
– –
-10,642
Closed -$312K
EQT icon
555
EQT Corp
EQT
$32.9B
– –
-6,458
Closed -$266K
ES icon
556
Eversource Energy
ES
$28.1B
– –
-3,256
Closed -$231K
ESGE icon
557
iShares ESG Aware MSCI EM ETF
ESGE
$6.27B
– –
-12,699
Closed -$402K
ET icon
558
Energy Transfer Partners
ET
$69.5B
– –
-59,737
Closed -$759K
ETJ
559
Eaton Vance Risk-Managed Diversified Equity Income Fund
ETJ
$556M
– –
-12,421
Closed -$102K
ETN icon
560
Eaton
ETN
$141B
– –
-1,231
Closed -$248K
ETSY icon
561
Etsy
ETSY
$8.12B
– –
-2,930
Closed -$248K
EWT icon
562
iShares MSCI Taiwan ETF
EWT
$9.13B
– –
-6,880
Closed -$323K
EZM icon
563
WisdomTree US MidCap Fund
EZM
$939M
– –
-3,875
Closed -$205K
FAST icon
564
Fastenal
FAST
$54.8B
– –
-10,600
Closed -$313K
FBND icon
565
Fidelity Total Bond ETF
FBND
$27.1B
– –
-11,190
Closed -$508K
FCF icon
566
First Commonwealth Financial
FCF
$2.22B
– –
-16,800
Closed -$213K
FDL icon
567
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
– –
-14,652
Closed -$498K
FLOT icon
568
iShares Floating Rate Bond ETF
FLOT
$10.2B
– –
-4,488
Closed -$228K
FLRN icon
569
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
– –
-7,733
Closed -$237K
FMB icon
570
First Trust Managed Municipal ETF
FMB
$2.04B
– –
-5,070
Closed -$257K
FNDF icon
571
Schwab Fundamental International Large Company Index ETF
FNDF
$24.4B
– –
-28,543
Closed -$922K
FNGR icon
572
FingerMotion
FNGR
$14.8M
– –
-79,600
Closed -$238K
FPE icon
573
First Trust Preferred Securities and Income ETF
FPE
$6.3B
– –
-20,130
Closed -$321K
FPF
574
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
– –
-11,183
Closed -$173K
FPXI icon
575
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$261M
– –
-7,645
Closed -$300K
21 22
23
24 25

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.