We are live on ! Find out more
AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BIZD icon
526
VanEck BDC Income ETF
BIZD
$1.6B
– –
-43,059
Closed -$661K
BKLN icon
527
Invesco Senior Loan ETF
BKLN
$6.96B
– –
-24,082
Closed -$507K
BND icon
528
Vanguard Total Bond Market
BND
$158B
– –
-41,049
Closed -$2.98M
BNGO icon
529
Bionano Genomics
BNGO
$12.5M
– –
-36
Closed -$13K
BBBY
530
Bed Bath & Beyond
BBBY
$479M
– –
-11,980
Closed -$355K
CBUS icon
531
Cibus
CBUS
$148M
– –
-34,245
Closed -$360K
CCIF
532
Carlyle Credit Income Fund
CCIF
$57.2M
– –
-19,107
Closed -$190K
CCL icon
533
Carnival Corporation Ltd
CCL
$38.1B
– –
-13,310
Closed -$251K
CEFS icon
534
Saba Closed-End Funds ETF
CEFS
$419M
– –
-32,034
Closed -$591K
CL icon
535
Colgate-Palmolive
CL
$74.8B
– –
-4,065
Closed -$313K
CLX icon
536
Clorox
CLX
$12B
– –
-6,681
Closed -$1.06M
CNBS icon
537
Amplify Seymour Cannabis ETF
CNBS
$67.7M
– –
-861
Closed -$38K
COWZ icon
538
Pacer US Cash Cows 100 ETF
COWZ
$19B
– –
-4,910
Closed -$235K
CRWD icon
539
CrowdStrike
CRWD
$183B
– –
-25,260
Closed -$927K
CSL icon
540
Carlisle Companies
CSL
$13.5B
– –
-793
Closed -$204K
CTVA icon
541
Corteva
CTVA
$60.5B
– –
-5,884
Closed -$337K
CVS icon
542
CVS Health
CVS
$135B
– –
-15,366
Closed -$1.06M
CVX icon
543
Chevron
CVX
$382B
– –
-30,075
Closed -$4.73M
D icon
544
Dominion Energy
D
$62B
– –
-11,533
Closed -$597K
DBMF icon
545
iMGP DBi Managed Futures Strategy ETF
DBMF
$4B
– –
-8,312
Closed -$230K
DBO icon
546
Invesco DB Oil Fund
DBO
$401M
– –
-29,563
Closed -$417K
DGRW icon
547
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
– –
-5,487
Closed -$366K
DJIA icon
548
Global X Dow 30 Covered Call ETF
DJIA
$182M
– –
-21,963
Closed -$486K
DTE icon
549
DTE Energy
DTE
$29.9B
– –
-2,667
Closed -$293K
ECC
550
Eagle Point Credit Company
ECC
$497M
– –
-30,117
Closed -$306K
20 21
22
23 24

Similar funds

RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
WA
WBH Advisory Baltimore, Maryland $1.34B AUM 15.16% 1-Year Est. Return
4WM
49 Wealth Management Austin, Texas $1.34B AUM 12.81% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
NEWAS
N.E.W. Advisory Services De Pere, Wisconsin $1.34B AUM 15.38% 1-Year Est. Return
FFW
Fusion Family Wealth Woodbury, New York $1.34B AUM 18.88% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return
OCMI
Oaktop Capital Management II Chatham, New Jersey $1.34B AUM 114.5% 1-Year Est. Return

Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.