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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZOM
501
DELISTED
Zomedica Corp.
ZOM
$7.97K ﹤0.01%
47,723
+100
+0.2% +$19
GORO icon
502
Goldgroup Mining Inc.
GORO
$155M
$6.51K ﹤0.01%
15,212
– –
OPGN
503
DELISTED
OpGen, Inc
OPGN
$6.01K ﹤0.01%
1,500
– –
GYRE icon
504
Gyre Therapeutics
GYRE
$629M
$5.23K ﹤0.01%
+723
New +$4.84K
RBOT.WS
505
DELISTED
Vicarious Surgical Inc Warrants
RBOT.WS
$1.53K ﹤0.01%
+20,000
New +$3.26K
KCGI.WS
506
DELISTED
Kensington Capital Acquisition Corp. V Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
KCGI.WS
$1.16K ﹤0.01%
+10,000
New +$1.1K
AAPL icon
507
Apple
AAPL
$4.97T
– –
-184,215
Closed -$35.7M
AB icon
508
AllianceBernstein
AB
$3.47B
– –
-10,833
Closed -$348K
ABBV icon
509
AbbVie
ABBV
$465B
– –
-374,265
Closed -$50.4M
ABT icon
510
Abbott
ABT
$188B
– –
-257,101
Closed -$28M
AEE icon
511
Ameren
AEE
$30.4B
– –
-3,045
Closed -$249K
AFL icon
512
Aflac
AFL
$65.5B
– –
-3,200
Closed -$223K
ALB icon
513
Albemarle
ALB
$13.4B
– –
-2,297
Closed -$512K
ALTY icon
514
Global X Alternative Income ETF
ALTY
$45.5M
– –
-31,713
Closed -$358K
AMZA icon
515
InfraCap MLP ETF
AMZA
$466M
– –
-122,327
Closed -$15.8M
ANGL icon
516
VanEck Fallen Angel High Yield Bond ETF
ANGL
$3.07B
– –
-9,195
Closed -$255K
APD icon
517
Air Products & Chemicals
APD
$65.5B
– –
-1,943
Closed -$582K
ARKK icon
518
ARK Innovation ETF
ARKK
$5.59B
– –
-6,460
Closed -$285K
ASTS icon
519
AST SpaceMobile
ASTS
$15.8B
– –
-14,420
Closed -$68K
BA icon
520
Boeing
BA
$169B
– –
-10,220
Closed -$2.16M
BAB icon
521
Invesco Taxable Municipal Bond ETF
BAB
$1.02B
– –
-24,370
Closed -$647K
BAC icon
522
Bank of America
BAC
$429B
– –
-101,156
Closed -$2.9M
BCX icon
523
BlackRock Resources & Commodities Strategy Trust
BCX
$896M
– –
-10,489
Closed -$95K
BEPC icon
524
Brookfield Renewable
BEPC
$5.86B
– –
-6,733
Closed -$212K
BHP icon
525
BHP
BHP
$211B
– –
-3,477
Closed -$207K
19 20
21
22 23

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4WM
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.