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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NRO
476
Neuberger Real Estate Securities Income Fund Inc
NRO
$191M
$62.6K 0.01%
23,515
+5,647
+32% +$16.2K
MCRB icon
477
Seres Therapeutics
MCRB
$46.8M
$59.3K 0.01%
1,245
+620
+99% +$47.3K
LAZR
478
DELISTED
Luminar Technologies
LAZR
$53.6K 0.01%
785
+39
+5% +$3.58K
CYA
479
DELISTED
Simplify Tail Risk Strategy ETF
CYA
$53K 0.01%
+500
New +$53.1K
TEF
480
DELISTED
Telefonica
TEF
$51K 0.01%
12,540
-635
-5% -$2.57K
TLRY icon
481
Tilray
TLRY
$618M
$48.1K 0.01%
2,012
+447
+29% +$10.6K
BLDP
482
Ballard Power Systems
BLDP
$805M
$48K 0.01%
+13,080
New +$56.1K
SDIG
483
DELISTED
Stronghold Digital Mining, Inc. Class A Common Stock
SDIG
$43.5K 0.01%
+10,000
New +$63.6K
BVS icon
484
Bioventus
BVS
$892M
$43.2K 0.01%
+13,100
New +$46K
MKFG
485
DELISTED
Markforged Holding Corporation
MKFG
$40.3K 0.01%
+2,777
New +$39.2K
GOEV
486
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$37.7K 0.01%
167
+89
+114% +$22.4K
AQB icon
487
AquaBounty Technologies
AQB
$4.66M
$36.8K 0.01%
7,709
-3,501
-31% -$20.7K
ABUS icon
488
Arbutus Biopharma
ABUS
$857M
$30.4K 0.01%
15,000
– –
BKKT icon
489
Bakkt Inc
BKKT
$321M
$19.9K ﹤0.01%
680
+280
+70% +$9.92K
DM
490
DELISTED
Desktop Metal, Inc.
DM
$17.7K ﹤0.01%
1,210
+205
+20% +$3.4K
FCEL icon
491
FuelCell Energy
FCEL
$1.73B
$15.4K ﹤0.01%
401
-327
-45% -$17.1K
FBIO icon
492
Fortress Biotech
FBIO
$104M
$15.3K ﹤0.01%
3,503
– –
SHCR
493
DELISTED
Sharecare, Inc. Class A Common Stock
SHCR
$13.5K ﹤0.01%
14,352
– –
VWE
494
DELISTED
Vintage Wine Estates, Inc. Common Stock
VWE
$13K ﹤0.01%
22,773
+6,408
+39% +$5.39K
NVTA
495
DELISTED
Invitae Corporation
NVTA
$12.8K ﹤0.01%
+21,194
New +$22K
OPTN
496
DELISTED
OptiNose
OPTN
$12.3K ﹤0.01%
667
– –
TMC icon
497
TMC The Metals Company
TMC
$1.54B
$12.2K ﹤0.01%
+12,350
New +$17.7K
LILM
498
DELISTED
Lilium N.V. Class A Ordinary Shares
LILM
$12K ﹤0.01%
+16,800
New +$19.6K
AMRN
499
Amarin Corp
AMRN
$299M
$10.2K ﹤0.01%
+553
New +$12K
UAMY icon
500
United States Antimony
UAMY
$751M
$8.99K ﹤0.01%
+24,375
New +$9.67K
18 19
20
21 22

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.