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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GOOGL icon
26
Alphabet (Google) Class A
GOOGL
$3.91T
$8.51M 0.65%
+60,918
New +$8.18M
SPTM icon
27
State Street SPDR Portfolio S&P 1500 Composite Stock Market ETF
SPTM
$13.5B
$8.21M 0.63%
+140,458
New +$7.67M
DIA icon
28
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$7.76M 0.59%
20,582
+595
+3% +$208K
XOM icon
29
ExxonMobil
XOM
$651B
$7.55M 0.58%
75,475
+893
+1% +$93.9K
ARI
30
Apollo Commercial Real Estate
ARI
$887M
$7.38M 0.56%
628,800
+6,300
+1% +$67.5K
TLT icon
31
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$7.36M 0.56%
74,398
+33,250
+81% +$3M
FTHY
32
First Trust High Yield Opportunities 2027 Term Fund
FTHY
$499M
$7.25M 0.55%
520,703
-18,252
-3% -$244K
TCBK icon
33
TriCo Bancshares
TCBK
$1.85B
$7.18M 0.55%
167,104
-2,466
-1% -$88.5K
NFJ
34
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$7.03M 0.54%
558,235
+28,912
+5% +$331K
HD icon
35
Home Depot
HD
$332B
$7M 0.53%
+20,203
New +$6.26M
ACRE
36
Ares Commercial Real Estate
ACRE
$252M
$6.99M 0.53%
675,137
+54,771
+9% +$539K
EVV
37
Eaton Vance Limited Duration Income Fund
EVV
$1.06B
$6.92M 0.53%
721,964
+11,242
+2% +$102K
IJR icon
38
iShares Core S&P Small-Cap ETF
IJR
$109B
$6.65M 0.51%
61,424
+27,753
+82% +$2.67M
SPAB icon
39
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$6.6M 0.5%
257,291
+245,256
+2,038% +$6.03M
VIG icon
40
Vanguard Dividend Appreciation ETF
VIG
$111B
$6.58M 0.5%
38,633
+35,069
+984% +$5.64M
GPMT
41
Granite Point Mortgage Trust
GPMT
$63.7M
$6.49M 0.49%
1,092,151
+337,864
+45% +$1.7M
ACN icon
42
Accenture
ACN
$89.9B
$6.25M 0.48%
17,808
+137
+0.8% +$44.2K
IWM icon
43
iShares Russell 2000 ETF
IWM
$80.9B
$6.21M 0.47%
30,946
+21,795
+238% +$3.9M
VWO icon
44
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$6.14M 0.47%
149,285
+98,348
+193% +$3.9M
IWF icon
45
iShares Russell 1000 Growth ETF
IWF
$122B
$6.09M 0.46%
80,336
+58,580
+269% +$4.14M
JPM icon
46
JPMorgan Chase
JPM
$939B
$5.85M 0.45%
+34,862
New +$5.28M
TSLA icon
47
Tesla
TSLA
$1.24T
$5.68M 0.43%
+22,845
New +$5.43M
SPDW icon
48
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$5.57M 0.42%
163,815
+109,799
+203% +$3.49M
V icon
49
Visa
V
$677B
$5.4M 0.41%
+20,754
New +$5.12M
JEPI icon
50
JPMorgan Equity Premium Income ETF
JEPI
$45.3B
$5.27M 0.4%
95,777
+79,703
+496% +$4.3M
1
2
3 4 5

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WA
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4WM
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AFCM
Applied Finance Capital Management San Juan, Puerto Rico $1.33B AUM 23.73% 1-Year Est. Return
BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.