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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEA icon
26
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.36B
$3.99M 0.69%
412,093
+24,939
+6% +$262K
SHY icon
27
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.77M 0.65%
46,550
+39,672
+577% +$3.21M
IDXX icon
28
Idexx Laboratories
IDXX
$42.9B
$3.71M 0.64%
8,476
+47
+0.6% +$23.4K
GPMT
29
Granite Point Mortgage Trust
GPMT
$63.7M
$3.68M 0.64%
754,287
+129,800
+21% +$697K
TLT icon
30
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$3.65M 0.63%
41,148
+20,685
+101% +$1.99M
JNJ icon
31
Johnson & Johnson
JNJ
$635B
$3.64M 0.63%
23,358
-11,517
-33% -$1.9M
PG icon
32
Procter & Gamble
PG
$343B
$3.62M 0.63%
24,809
-2,644
-10% -$404K
PDBC icon
33
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
$5.81B
$3.61M 0.63%
241,600
+203,874
+540% +$2.99M
IJH icon
34
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.44M 0.6%
69,025
-58,455
-46% -$3.06M
MQY icon
35
BlackRock MuniYield Quality Fund
MQY
$807M
$3.34M 0.58%
326,300
+6,920
+2% +$77.8K
BGY icon
36
BlackRock Enhanced International Dividend Trust
BGY
$512M
$3.27M 0.57%
656,146
+32,233
+5% +$170K
IJR icon
37
iShares Core S&P Small-Cap ETF
IJR
$109B
$3.18M 0.55%
33,671
-27,023
-45% -$2.7M
GNL icon
38
Global Net Lease
GNL
$1.87B
$3.17M 0.55%
253,894
-22,413
-8% -$242K
AVK
39
Advent Convertible and Income Fund
AVK
$544M
$3.08M 0.53%
301,530
+15,304
+5% +$170K
SPYM
40
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$3.05M 0.53%
60,623
-25,342
-29% -$1.33M
RITM icon
41
Rithm Capital
RITM
$5.09B
$3.03M 0.53%
326,459
-17,172
-5% -$169K
EIM
42
Eaton Vance Municipal Bond Fund
EIM
$492M
$2.86M 0.49%
319,000
+10,000
+3% +$96.8K
UPS icon
43
United Parcel Service
UPS
$97.6B
$2.84M 0.49%
18,241
+2,660
+17% +$459K
BXMT icon
44
Blackstone Mortgage Trust
BXMT
$2.82B
$2.82M 0.49%
129,625
+960
+0.7% +$21.3K
VEA icon
45
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.81M 0.49%
64,363
-121,257
-65% -$5.55M
COST icon
46
Costco
COST
$415B
$2.78M 0.48%
4,920
-1,645
-25% -$908K
IUSB icon
47
iShares Core Universal USD Bond ETF
IUSB
$42.6B
$2.75M 0.48%
62,855
-15,851
-20% -$708K
QQQX icon
48
Nuveen NASDAQ 100 Dynamic Overwrite Fund
QQQX
$1.44B
$2.65M 0.46%
+117,835
New +$2.78M
AGG icon
49
iShares Core US Aggregate Bond ETF
AGG
$138B
$2.63M 0.45%
27,937
-110,162
-80% -$10.6M
PEP icon
50
PepsiCo
PEP
$186B
$2.61M 0.45%
15,384
+1,073
+7% +$195K
1
2
3 4 5

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4WM
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AFCM
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BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.