We are live on ! Find out more
AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$706M
AUM Growth
+$42.4M
Cap. Flow
-$25.2M
Cap. Flow %
-3.57%
Top 10 Hldgs %
26.69%
Holding
458
New
77
Increased
110
Reduced
195
Closed
56

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$7.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$5.18M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.01M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Growth ETF
VUG
+$17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.71M
3
MSFT icon
Microsoft
MSFT
+$5.62M
4
HALO icon
Halozyme
HALO
+$3.88M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.56M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.93%
3 Healthcare 2.95%
4 Consumer Discretionary 2.76%
5 Communication Services 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCBK icon
26
TriCo Bancshares
TCBK
$1.84B
$5.98M 0.85%
170,844
-1,428
-0.8% -$45.1K
MSFT icon
27
Microsoft
MSFT
$2.89T
$5.86M 0.83%
26,585
-26,142
-50% -$5.62M
XLB icon
28
State Street Materials Select Sector SPDR ETF
XLB
$8.66B
$5.72M 0.81%
+158,246
New +$5.42M
ARKK icon
29
ARK Innovation ETF
ARKK
$5.74B
$5.71M 0.81%
45,841
+8,671
+23% +$940K
XLI icon
30
State Street Industrial Select Sector SPDR ETF
XLI
$33.4B
$5.43M 0.77%
+61,444
New +$5.18M
BRK.A icon
31
Berkshire Hathaway Class A
BRK.A
$1.07T
$5.21M 0.74%
15
– –
CWB icon
32
State Street SPDR Bloomberg Convertible Securities ETF
CWB
$5.57B
$4.98M 0.71%
60,206
-9,783
-14% -$738K
VYM icon
33
Vanguard High Dividend Yield ETF
VYM
$81.3B
$4.97M 0.7%
54,367
+4,181
+8% +$363K
DIA icon
34
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.5B
$4.87M 0.69%
16,161
-10
-0.1% -$2.91K
NFJ
35
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.41B
$4.72M 0.67%
350,589
-7,194
-2% -$90.7K
MGC icon
36
Vanguard Mega Cap 300 Index ETF
MGC
$9.86B
$4.63M 0.66%
34,666
-9,458
-21% -$1.2M
GVIP icon
37
Goldman Sachs Hedge Industry VIP ETF
GVIP
$559M
$4.45M 0.63%
49,531
+30,139
+155% +$2.52M
TLT icon
38
iShares 20+ Year Treasury Bond ETF
TLT
$42.8B
$4.27M 0.61%
26,913
+853
+3% +$135K
EEM icon
39
iShares MSCI Emerging Markets ETF
EEM
$28.6B
$4.23M 0.6%
+81,735
New +$3.93M
JMST icon
40
JPMorgan Ultra-Short Municipal Income ETF
JMST
$7.12B
$4.01M 0.57%
+78,559
New +$4.01M
WPG
41
DELISTED
Washington Prime Group Inc.
WPG
$3.95M 0.56%
68,561
+60,305
+730% +$424K
SPTL icon
42
State Street SPDR Portfolio Long Term Treasury ETF
SPTL
$10.6B
$3.94M 0.56%
87,281
-196
-0.2% -$8.91K
VEA icon
43
Vanguard FTSE Developed Markets ETF
VEA
$227B
$3.93M 0.56%
82,602
-2,778
-3% -$122K
WBND
44
DELISTED
Western Asset Total Return ETF
WBND
$3.81M 0.54%
38,507
+8,166
+27% +$818K
SPYG icon
45
State Street SPDR Portfolio S&P 500 Growth ETF
SPYG
$50.6B
$3.67M 0.52%
66,529
-815
-1% -$42.8K
VTEB icon
46
Vanguard Tax-Exempt Bond Index Fund
VTEB
$45.2B
$3.65M 0.52%
66,082
+3,739
+6% +$204K
MUB icon
47
iShares National Muni Bond ETF
MUB
$45.2B
$3.63M 0.51%
31,009
-1,599
-5% -$186K
AVK
48
Advent Convertible and Income Fund
AVK
$543M
$3.59M 0.51%
223,197
-4,278
-2% -$63K
SHY icon
49
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
$3.55M 0.5%
41,043
-24,672
-38% -$2.13M
SPDW icon
50
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.8B
$3.51M 0.5%
+103,808
New +$3.27M
1
2
3 4 5

Similar funds

RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
WA
WBH Advisory Baltimore, Maryland $1.34B AUM 15.16% 1-Year Est. Return
4WM
49 Wealth Management Austin, Texas $1.34B AUM 12.81% 1-Year Est. Return
AFCM
Applied Finance Capital Management San Juan, Puerto Rico $1.33B AUM 23.73% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
NEWAS
N.E.W. Advisory Services De Pere, Wisconsin $1.34B AUM 15.38% 1-Year Est. Return
FFW
Fusion Family Wealth Woodbury, New York $1.34B AUM 18.88% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return

Arete Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Arete Wealth Advisors held 458 positions worth $706M, up 6.4% from $664M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $25.2M in Q4 2020, closing 56 positions and reducing 195 holdings. Its most notable exit was Halozyme, an estimated $3.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Arete Wealth Advisors opened a new position in State Street Materials Select Sector SPDR ETF worth $5.72M.

  • Arete Wealth Advisors's largest Q4 2020 buy was State Street Materials Select Sector SPDR ETF: 158,246 shares worth $5.72M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2020 reduction was Vanguard Growth ETF, cutting an estimated $17M.
  • Arete Wealth Advisors fully exited Halozyme in Q4 2020, selling an estimated $3.88M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $706M portfolio in Q4 2020.
  • Arete Wealth Advisors opened 77 new positions and closed 56 in Q4 2020.
  • Arete Wealth Advisors's portfolio value rose 6.4% quarter-over-quarter to $706M.

Based on Arete Wealth Advisors's 13F filing for Q4 2020, filed 8 Feb 2021.