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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPAB icon
26
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$4.02M 0.7%
136,735
-23,395
-15% -$690K
INTC icon
27
Intel
INTC
$466B
$4M 0.69%
66,752
-7,838
-11% -$439K
DIA icon
28
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$3.92M 0.68%
13,763
+607
+5% +$167K
HYS icon
29
PIMCO 0-5 Year High Yield Corporate Bond Index Exchange-Traded Fund
HYS
$1.73B
$3.91M 0.68%
39,247
-9
-0% -$892
JPM icon
30
JPMorgan Chase
JPM
$939B
$3.8M 0.66%
27,258
+266
+1% +$34.1K
GSY icon
31
Invesco Ultra Short Duration ETF
GSY
$3.82B
$3.74M 0.65%
74,304
+21,579
+41% +$1.09M
LGLV icon
32
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
$1.19B
$3.68M 0.64%
32,229
+1,927
+6% +$216K
VCIT icon
33
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.1B
$3.61M 0.63%
39,571
+35,188
+803% +$3.21M
GDX icon
34
VanEck Gold Miners ETF
GDX
$23B
$3.48M 0.61%
118,965
-7,959
-6% -$218K
SPYM
35
State Street SPDR Portfolio S&P 500 ETF
SPYM
$158B
$3.42M 0.59%
90,488
-2,659
-3% -$96.1K
VWO icon
36
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$3.39M 0.59%
75,619
+9,850
+15% +$417K
T icon
37
AT&T
T
$165B
$3.32M 0.58%
112,635
-17,130
-13% -$495K
DIS icon
38
Walt Disney
DIS
$165B
$3.3M 0.57%
22,843
+519
+2% +$72.4K
LOW icon
39
Lowe's Companies
LOW
$116B
$3.25M 0.57%
27,169
-511
-2% -$58.4K
IDV icon
40
iShares International Select Dividend ETF
IDV
$8.25B
$3.23M 0.56%
96,271
+46,772
+94% +$1.5M
MRK icon
41
Merck
MRK
$324B
$3.21M 0.56%
36,879
-601
-2% -$49.4K
SPDW icon
42
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
$39.7B
$3.21M 0.56%
102,298
+1,351
+1% +$41.1K
JNJ icon
43
Johnson & Johnson
JNJ
$635B
$3.19M 0.55%
21,880
-839
-4% -$114K
AVK
44
Advent Convertible and Income Fund
AVK
$544M
$3.15M 0.55%
207,939
-478
-0.2% -$6.97K
IJH icon
45
iShares Core S&P Mid-Cap ETF
IJH
$123B
$3.12M 0.54%
75,715
+115
+0.2% +$4.56K
GOOGL icon
46
Alphabet (Google) Class A
GOOGL
$3.91T
$3.1M 0.54%
46,280
+300
+0.7% +$19.4K
XOM icon
47
ExxonMobil
XOM
$651B
$3.03M 0.53%
43,265
-2,657
-6% -$184K
VB icon
48
Vanguard Small-Cap ETF
VB
$79.5B
$3.01M 0.52%
18,194
+9,900
+119% +$1.58M
ACN icon
49
Accenture
ACN
$89.9B
$2.99M 0.52%
14,190
-9
-0.1% -$1.75K
VEA icon
50
Vanguard FTSE Developed Markets ETF
VEA
$226B
$2.93M 0.51%
66,370
-3,105
-4% -$132K
1
2
3 4 5

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4WM
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AFCM
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BFMH
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.