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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+3.31%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$307M
AUM Growth
+$56.2M
Cap. Flow
+$50.3M
Cap. Flow %
16.38%
Top 10 Hldgs %
26.29%
Holding
343
New
74
Increased
110
Reduced
112
Closed
30

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.6M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.21M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.91M
4
IBB icon
iShares Biotechnology ETF
IBB
+$5.16M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.12M

Top Sells

Rank Stock Value
1
NGD
New Gold Inc
NGD
+$2.42M
2
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$2.3M
3
CAT icon
Caterpillar
CAT
+$2.25M
4
X
US Steel
X
+$2.14M
5
LLL
L3 Technologies, Inc.
LLL
+$1.97M

Sector Composition

Rank Sector Weight
1 Financials 11.22%
2 Technology 6.44%
3 Healthcare 5.58%
4 Real Estate 4.89%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGRO icon
26
iShares Core Dividend Growth ETF
DGRO
$42.5B
$2.17M 0.71%
62,421
+3,027
+5% +$102K
IJH icon
27
iShares Core S&P Mid-Cap ETF
IJH
$121B
$2.14M 0.7%
56,300
-600
-1% -$22.2K
QQQ icon
28
Invesco QQQ Trust
QQQ
$449B
$2.06M 0.67%
13,254
+424
+3% +$64.7K
BATRK icon
29
Atlanta Braves Holdings Series B
BATRK
$3.23B
$1.96M 0.64%
88,088
-2,371
-3% -$55.5K
EFV icon
30
iShares MSCI EAFE Value ETF
EFV
$28.6B
$1.95M 0.64%
35,356
+9,174
+35% +$504K
VEA icon
31
Vanguard FTSE Developed Markets ETF
VEA
$227B
$1.95M 0.63%
43,391
+8,111
+23% +$358K
PFF icon
32
iShares Preferred and Income Securities ETF
PFF
$13.2B
$1.87M 0.61%
49,050
+500
+1% +$19.2K
MUB icon
33
iShares National Muni Bond ETF
MUB
$45.1B
$1.84M 0.6%
16,664
+444
+3% +$49.1K
VTI icon
34
Vanguard Morningstar Total Stock Market ETF
VTI
$654B
$1.66M 0.54%
12,063
+2,922
+32% +$391K
XOM icon
35
ExxonMobil
XOM
$635B
$1.64M 0.53%
19,582
+117
+0.6% +$9.68K
AIG icon
36
American International
AIG
$41.7B
$1.6M 0.52%
26,860
-2,785
-9% -$171K
RSP icon
37
Invesco S&P 500 Equal Weight ETF
RSP
$96.6B
$1.56M 0.51%
15,442
+722
+5% +$70.9K
PFE icon
38
Pfizer
PFE
$142B
$1.52M 0.49%
44,117
+3,173
+8% +$108K
GVI icon
39
iShares Intermediate Government/Credit Bond ETF
GVI
$3.77B
$1.5M 0.49%
+13,706
New +$1.51M
AGG icon
40
iShares Core US Aggregate Bond ETF
AGG
$137B
$1.5M 0.49%
13,707
+2,055
+18% +$225K
IJR icon
41
iShares Core S&P Small-Cap ETF
IJR
$109B
$1.5M 0.49%
19,472
-1,048
-5% -$79K
BRK.A icon
42
Berkshire Hathaway Class A
BRK.A
$1.1T
$1.49M 0.48%
5
– –
MINT icon
43
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
$1.48M 0.48%
14,597
-1,600
-10% -$163K
DIA icon
44
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.4B
$1.47M 0.48%
5,935
+456
+8% +$108K
JPM icon
45
JPMorgan Chase
JPM
$933B
$1.45M 0.47%
13,559
+5,253
+63% +$532K
JPS
46
DELISTED
Nuveen Preferred & Income Securities Fund
JPS
$1.44M 0.47%
140,730
+9,290
+7% +$95.7K
VV icon
47
Vanguard Morningstar Large-Cap ETF
VV
$52B
$1.41M 0.46%
11,521
-1,100
-9% -$131K
MRK icon
48
Merck
MRK
$319B
$1.37M 0.45%
25,537
+9,418
+58% +$522K
IVV icon
49
iShares Core S&P 500 ETF
IVV
$870B
$1.36M 0.44%
5,072
+1,419
+39% +$372K
DD icon
50
DuPont de Nemours
DD
$18.6B
$1.35M 0.44%
7,483
-58
-0.8% -$10.4K
1
2
3 4 5

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4WM
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NEWAS
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FFW
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OCMI
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Arete Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Arete Wealth Advisors held 343 positions worth $307M, up 22% from $251M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Arete Wealth Advisors deployed $50.3M of net new capital in Q4 2017, opening 74 new positions and adding to 110 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was New Gold Inc, an estimated $2.42M trimmed.

  • Arete Wealth Advisors's largest Q4 2017 buy was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2017 reduction was New Gold Inc, cutting an estimated $2.42M.
  • Arete Wealth Advisors fully exited Lions Gate Entertainment Corp. Class B Non-Voting Shares in Q4 2017, selling an estimated $2.3M.
  • Arete Wealth Advisors's ten largest holdings make up 26% of its $307M portfolio in Q4 2017.
  • Arete Wealth Advisors opened 74 new positions and closed 30 in Q4 2017.
  • Arete Wealth Advisors's portfolio value rose 22% quarter-over-quarter to $307M.

Based on Arete Wealth Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.