We are live on ! Find out more
AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UFEB icon
426
Innovator US Equity Ultra Buffer ETF February
UFEB
$236M
$448K 0.03%
+15,191
New +$430K
FTNT icon
427
Fortinet
FTNT
$112B
$443K 0.03%
7,569
+333
+5% +$18.4K
IFRA icon
428
iShares US Infrastructure ETF
IFRA
$4.45B
$442K 0.03%
10,974
+273
+3% +$10.2K
SHW icon
429
Sherwin-Williams
SHW
$83.5B
$442K 0.03%
1,416
-85
-6% -$22.9K
CMI icon
430
Cummins
CMI
$83.6B
$442K 0.03%
+1,843
New +$419K
TEX icon
431
Terex
TEX
$7.37B
$440K 0.03%
+7,661
New +$396K
RBLX icon
432
Roblox
RBLX
$35.9B
$438K 0.03%
+9,591
New +$354K
VRTX icon
433
Vertex Pharmaceuticals
VRTX
$123B
$438K 0.03%
1,076
+59
+6% +$21.8K
BABA icon
434
Alibaba
BABA
$276B
$437K 0.03%
5,642
-724
-11% -$57.7K
DSL
435
DoubleLine Income Solutions Fund
DSL
$1.22B
$437K 0.03%
35,709
+133
+0.4% +$1.53K
UMAY icon
436
Innovator US Equity Ultra Buffer ETF May
UMAY
$138M
$437K 0.03%
+14,858
New +$421K
NZF icon
437
Nuveen Municipal Credit Income Fund
NZF
$2.41B
$435K 0.03%
36,772
-1,201
-3% -$13.2K
TGT icon
438
Target
TGT
$66.3B
$435K 0.03%
3,051
-6,605
-68% -$806K
RSPU icon
439
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
$541M
$434K 0.03%
+7,954
New +$418K
MDLZ icon
440
Mondelez International
MDLZ
$82.9B
$433K 0.03%
5,978
-310
-5% -$21.2K
PSX icon
441
Phillips 66
PSX
$82.9B
$432K 0.03%
+3,245
New +$388K
UMAR icon
442
Innovator US Equity Ultra Buffer ETF March
UMAR
$192M
$431K 0.03%
+13,640
New +$417K
UAPR icon
443
Innovator US Equity Ultra Buffer ETF April
UAPR
$156M
$424K 0.03%
+15,443
New +$409K
XLI icon
444
State Street Industrial Select Sector SPDR ETF
XLI
$32.2B
$423K 0.03%
+3,712
New +$390K
MUI
445
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$422K 0.03%
36,291
-1,281
-3% -$13.8K
SYK icon
446
Stryker
SYK
$135B
$422K 0.03%
1,409
-11
-0.8% -$3.09K
TMO icon
447
Thermo Fisher Scientific
TMO
$214B
$422K 0.03%
794
+175
+28% +$84.7K
GXC icon
448
State Street SPDR S&P China ETF
GXC
$456M
$420K 0.03%
+6,162
New +$430K
UJUN icon
449
Innovator US Equity Ultra Buffer ETF June
UJUN
$183M
$418K 0.03%
+13,898
New +$403K
ONEV icon
450
State Street SPDR Russell 1000 Low Volatility Focus ETF
ONEV
$309M
$417K 0.03%
+3,644
New +$391K
16 17
18
19 20

Similar funds

RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
WA
WBH Advisory Baltimore, Maryland $1.34B AUM 15.16% 1-Year Est. Return
4WM
49 Wealth Management Austin, Texas $1.34B AUM 12.81% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
NEWAS
N.E.W. Advisory Services De Pere, Wisconsin $1.34B AUM 15.38% 1-Year Est. Return
FFW
Fusion Family Wealth Woodbury, New York $1.34B AUM 18.88% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return
OCMI
Oaktop Capital Management II Chatham, New Jersey $1.34B AUM 114.5% 1-Year Est. Return

Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.