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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-2.99%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$578M
AUM Growth
-$554M
Cap. Flow
-$529M
Cap. Flow %
-91.61%
Top 10 Hldgs %
24.41%
Holding
758
New
94
Increased
175
Reduced
220
Closed
252

Top Buys

Rank Stock Value
1
SH icon
ProShares Short S&P500
SH
+$9.61M
2
BIL icon
State Street SPDR Bloomberg 1-3 Month T-Bill ETF
BIL
+$6.41M
3
GLD icon
SPDR Gold Trust
GLD
+$5.7M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.21M
5
PDBC icon
Invesco Actively Managed Exch-Traded Commodity Fd Tr Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF
PDBC
+$2.99M

Top Sells

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$50.4M
2
AAPL icon
Apple
AAPL
+$35.7M
3
ABT icon
Abbott
ABT
+$28M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$23.6M
5
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$17.7M

Sector Composition

Rank Sector Weight
1 Financials 13.53%
2 Real Estate 6.3%
3 Technology 5.86%
4 Healthcare 5.83%
5 Consumer Discretionary 4.8%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EMB icon
426
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.9B
$209K 0.04%
2,536
-436
-15% -$37.2K
PAYX icon
427
Paychex
PAYX
$43.4B
$209K 0.04%
+1,810
New +$218K
DD icon
428
DuPont de Nemours
DD
$18.6B
$209K 0.04%
2,228
-1,343
-38% -$126K
HACK icon
429
Amplify Cybersecurity ETF
HACK
$2.6B
$208K 0.04%
4,031
-1,434
-26% -$73.5K
SFBS
430
ServisFirst Bancshares
SFBS
$4.9B
$208K 0.04%
+3,985
New +$211K
MCHP icon
431
Microchip Technology
MCHP
$38.8B
$207K 0.04%
2,651
+52
+2% +$4.35K
PAPR icon
432
Innovator US Equity Power Buffer ETF April
PAPR
$945M
$207K 0.04%
+6,750
New +$209K
UHAL.B icon
433
U-Haul Holding Co Series N
UHAL.B
$12.4B
$205K 0.04%
+3,915
New +$212K
RPG icon
434
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$205K 0.04%
13,755
-4,425
-24% -$137K
MSM icon
435
MSC Industrial Direct
MSM
$6.76B
$201K 0.03%
+2,048
New +$202K
SCHX icon
436
Schwab US Large- Cap ETF
SCHX
$70.3B
$200K 0.03%
+11,859
New +$208K
BSM icon
437
Black Stone Minerals
BSM
$3.14B
$197K 0.03%
11,450
+300
+3% +$5.11K
ACCO icon
438
Acco Brands
ACCO
$399M
$197K 0.03%
+34,346
New +$192K
OPP
439
RiverNorth/DoubleLine Strategic Opportunity Fund
OPP
$189M
$190K 0.03%
24,372
+2,489
+11% +$20.7K
PTON icon
440
Peloton Interactive
PTON
$2.85B
$185K 0.03%
+36,622
New +$260K
ECAT icon
441
BlackRock ESG Capital Allocation Term Trust
ECAT
$1.48B
$183K 0.03%
12,348
-744
-6% -$11.5K
PSLV icon
442
Sprott Physical Silver Trust
PSLV
$11.8B
$182K 0.03%
24,000
-1,425
-6% -$11.5K
BGSF icon
443
BGSF Inc
BGSF
$57.4M
$179K 0.03%
+18,638
New +$183K
EVF
444
Eaton Vance Senior Income Trust
EVF
$90.1M
$177K 0.03%
30,001
+932
+3% +$5.27K
SCS
445
DELISTED
Steelcase
SCS
$173K 0.03%
+15,460
New +$135K
BCRX icon
446
BioCryst Pharmaceuticals
BCRX
$2.42B
$165K 0.03%
23,300
+9,150
+65% +$65.7K
AVPT icon
447
AvePoint
AVPT
$2.76B
$161K 0.03%
23,900
+4,250
+22% +$26.8K
JOBY icon
448
Joby Aviation
JOBY
$6.54B
$157K 0.03%
+24,397
New +$192K
KYN icon
449
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$157K 0.03%
18,709
+2,342
+14% +$20.2K
CION icon
450
CION Investment
CION
$297M
$156K 0.03%
14,761
+3,352
+29% +$36.3K
16 17
18
19 20

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2023 Portfolio in Review

As of Q3 2023, Arete Wealth Advisors held 758 positions worth $578M, down 49% from $1.13B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Arete Wealth Advisors withdrew a net $529M in Q3 2023, closing 252 positions and reducing 220 holdings. Its most notable exit was AbbVie, an estimated $50.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 14% of assets, up from 8% a quarter earlier, followed by Real Estate and Technology.

Against the trend, Arete Wealth Advisors opened a new position in ProShares Short S&P500 worth $9.96M.

  • Arete Wealth Advisors's largest Q3 2023 buy was ProShares Short S&P500: 172,105 shares worth $9.96M.
  • Arete Wealth Advisors added most to State Street SPDR Bloomberg 1-3 Month T-Bill ETF in Q3 2023, an estimated $6.41M increase.
  • Arete Wealth Advisors's biggest Q3 2023 reduction was Invesco S&P 500 Equal Weight ETF, cutting an estimated $23.6M.
  • Arete Wealth Advisors fully exited AbbVie in Q3 2023, selling an estimated $50.4M.
  • Arete Wealth Advisors's ten largest holdings make up 24% of its $578M portfolio in Q3 2023.
  • Arete Wealth Advisors opened 94 new positions and closed 252 in Q3 2023.
  • Arete Wealth Advisors's portfolio value fell 49% quarter-over-quarter to $578M.

Based on Arete Wealth Advisors's 13F filing for Q3 2023, filed 30 Oct 2023.