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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$706M
AUM Growth
+$42.4M
Cap. Flow
-$25.2M
Cap. Flow %
-3.57%
Top 10 Hldgs %
26.69%
Holding
458
New
77
Increased
110
Reduced
195
Closed
56

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$7.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$5.18M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.01M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.71M
3
MSFT icon
Microsoft
MSFT
+$5.62M
4
HALO icon
Halozyme
HALO
+$3.88M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.56M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.93%
3 Healthcare 2.95%
4 Consumer Discretionary 2.76%
5 Communication Services 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LEN icon
426
Lennar Class A
LEN
$20.2B
– –
-2,545
Closed -$207K
LIN icon
427
Linde
LIN
$235B
– –
-2,065
Closed -$479K
LULU icon
428
lululemon athletica
LULU
$13.6B
– –
-636
Closed -$212K
LUV icon
429
Southwest Airlines
LUV
$22.3B
– –
-5,816
Closed -$225K
MINT icon
430
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
– –
-2,244
Closed -$229K
MRSH
431
Marsh
MRSH
$91.4B
– –
-9,421
Closed -$1.08M
MXF
432
Mexico Fund
MXF
$313M
– –
-16,000
Closed -$165K
NIO icon
433
NIO
NIO
$12.1B
– –
-18,809
Closed -$399K
IMDX
434
Insight Molecular Diagnostics
IMDX
$149M
– –
-625
Closed -$17K
ORLY icon
435
O'Reilly Automotive
ORLY
$72.4B
– –
-19,530
Closed -$597K
OTIS icon
436
Otis Worldwide
OTIS
$27.3B
– –
-4,463
Closed -$282K
PFG icon
437
Principal Financial Group
PFG
$24.5B
– –
-5,101
Closed -$209K
PH icon
438
Parker-Hannifin
PH
$121B
– –
-1,392
Closed -$289K
PJP icon
439
Invesco Pharmaceuticals ETF
PJP
$447M
– –
-5,165
Closed -$326K
PPBI
440
DELISTED
Pacific Premier Bancorp
PPBI
– –
-15,750
Closed -$340K
PULS icon
441
PGIM Ultra Short Bond ETF
PULS
$17.7B
– –
-18,135
Closed -$904K
ROK icon
442
Rockwell Automation
ROK
$52.4B
– –
-4,626
Closed -$1.03M
RSG icon
443
Republic Services
RSG
$65B
– –
-4,228
Closed -$395K
RSPS icon
444
Invesco S&P 500 Equal Weight Consumer Staples ETF
RSPS
$250M
– –
-17,805
Closed -$510K
SDY icon
445
State Street SPDR S&P Dividend ETF
SDY
$21.8B
– –
-4,306
Closed -$403K
SFM icon
446
Sprouts Farmers Market
SFM
$8.17B
– –
-13,837
Closed -$286K
SPCE icon
447
Virgin Galactic
SPCE
$329M
– –
-1,013
Closed -$421K
TAIL icon
448
Cambria Tail Risk ETF
TAIL
$148M
– –
-9,343
Closed -$202K
TJX icon
449
TJX Companies
TJX
$176B
– –
-8,236
Closed -$475K
VFC icon
450
VF Corp
VFC
$5.87B
– –
-2,862
Closed -$208K
15 16 17
18
19

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Arete Wealth Advisors held 458 positions worth $706M, up 6.4% from $664M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $25.2M in Q4 2020, closing 56 positions and reducing 195 holdings. Its most notable exit was Halozyme, an estimated $3.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Arete Wealth Advisors opened a new position in State Street Materials Select Sector SPDR ETF worth $5.72M.

  • Arete Wealth Advisors's largest Q4 2020 buy was State Street Materials Select Sector SPDR ETF: 158,246 shares worth $5.72M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $17M.
  • Arete Wealth Advisors fully exited Halozyme in Q4 2020, selling an estimated $3.88M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $706M portfolio in Q4 2020.
  • Arete Wealth Advisors opened 77 new positions and closed 56 in Q4 2020.
  • Arete Wealth Advisors's portfolio value rose 6.4% quarter-over-quarter to $706M.

Based on Arete Wealth Advisors's 13F filing for Q4 2020, filed 8 Feb 2021.