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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPG icon
426
Simon Property Group
SPG
$74.8B
– –
-1,379
Closed -$215K
SRLN icon
427
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
– –
-5,209
Closed -$241K
STIP icon
428
iShares 0-5 Year TIPS Bond ETF
STIP
$15.9B
– –
-2,546
Closed -$255K
STWD icon
429
Starwood Property Trust
STWD
$6.13B
– –
-8,624
Closed -$209K
TRV icon
430
Travelers Companies
TRV
$81.5B
– –
-2,819
Closed -$419K
VDE icon
431
Vanguard Energy ETF
VDE
$9.91B
– –
-3,172
Closed -$247K
VPU
432
Vanguard Utilities ETF
VPU
$8.72B
– –
-6,212
Closed -$892K
WEC icon
433
WEC Energy
WEC
$37.2B
– –
-2,506
Closed -$238K
NAGE
434
Niagen Bioscience
NAGE
$258M
– –
-44,924
Closed -$177K
AGR
435
DELISTED
Avangrid, Inc.
AGR
– –
-3,907
Closed -$204K
SNLN
436
DELISTED
Highland/iBoxx Senior Loan ETF
SNLN
– –
-28,058
Closed -$490K
BGIO
437
DELISTED
BlackRock 2022 Global Income Opportunity Trust
BGIO
– –
-211,144
Closed -$2.03M
MLPI
438
DELISTED
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
– –
-10,567
Closed -$220K
STI
439
DELISTED
SunTrust Banks, Inc.
STI
– –
-8,460
Closed -$582K
MBT
440
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
– –
-11,837
Closed -$96K
14 15 16 17
18

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4WM
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AFCM
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.