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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$706M
AUM Growth
+$42.4M
Cap. Flow
-$25.2M
Cap. Flow %
-3.57%
Top 10 Hldgs %
26.69%
Holding
458
New
77
Increased
110
Reduced
195
Closed
56

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$7.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$5.18M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.01M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.71M
3
MSFT icon
Microsoft
MSFT
+$5.62M
4
HALO icon
Halozyme
HALO
+$3.88M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.56M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.93%
3 Healthcare 2.95%
4 Consumer Discretionary 2.76%
5 Communication Services 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
UAMY icon
401
United States Antimony
UAMY
$774M
$41K 0.01%
79,500
-53,000
-40% -$21.6K
IBIO icon
402
iBio
IBIO
$69.1M
$11K ﹤0.01%
20
– –
AMP icon
403
Ameriprise Financial
AMP
$48.1B
– –
-2,448
Closed -$389K
AVB icon
404
AvalonBay Communities
AVB
$26.8B
– –
-1,888
Closed -$298K
AZN icon
405
AstraZeneca
AZN
$266B
– –
-3,057
Closed -$331K
BTT icon
406
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
– –
-19,952
Closed -$510K
CB icon
407
Chubb
CB
$135B
– –
-2,681
Closed -$312K
CCL icon
408
Carnival Corporation Ltd
CCL
$38B
– –
-15,923
Closed -$241K
CLNE icon
409
Clean Energy Fuels
CLNE
$425M
– –
-10,000
Closed -$25K
CNI icon
410
Canadian National Railway
CNI
$76.9B
– –
-2,216
Closed -$237K
CPRT icon
411
Copart
CPRT
$27.4B
– –
-11,196
Closed -$300K
DEO icon
412
Diageo
DEO
$49.5B
– –
-5,336
Closed -$740K
DOW icon
413
Dow Inc
DOW
$21.7B
– –
-4,892
Closed -$232K
DSTL icon
414
Distillate US Fundamental Stability & Value ETF
DSTL
$1.98B
– –
-16,687
Closed -$542K
EL icon
415
Estee Lauder
EL
$30.7B
– –
-1,134
Closed -$248K
EPAM icon
416
EPAM Systems
EPAM
$5.42B
– –
-1,404
Closed -$459K
FIS icon
417
Fidelity National Information Services
FIS
$23.8B
– –
-2,364
Closed -$343K
GBIL icon
418
Goldman Sachs Access Treasury 0-1 Year ETF
GBIL
$7.64B
– –
-25,817
Closed -$2.58M
GDV icon
419
Gabelli Dividend & Income Trust
GDV
$2.6B
– –
-20,465
Closed -$382K
GOVT icon
420
iShares US Treasury Bond ETF
GOVT
$43.7B
– –
-8,593
Closed -$240K
HALO icon
421
Halozyme
HALO
$9.88B
– –
-150,220
Closed -$3.88M
IBB icon
422
iShares Biotechnology ETF
IBB
$9.52B
– –
-3,940
Closed -$527K
ICE icon
423
Intercontinental Exchange
ICE
$88.4B
– –
-3,519
Closed -$357K
IWN icon
424
iShares Russell 2000 Value ETF
IWN
$14.4B
– –
-2,047
Closed -$210K
KMB icon
425
Kimberly-Clark
KMB
$36.6B
– –
-1,380
Closed -$203K
15 16
17
18 19

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4WM
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OCMI
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Arete Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Arete Wealth Advisors held 458 positions worth $706M, up 6.4% from $664M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $25.2M in Q4 2020, closing 56 positions and reducing 195 holdings. Its most notable exit was Halozyme, an estimated $3.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Arete Wealth Advisors opened a new position in State Street Materials Select Sector SPDR ETF worth $5.72M.

  • Arete Wealth Advisors's largest Q4 2020 buy was State Street Materials Select Sector SPDR ETF: 158,246 shares worth $5.72M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $17M.
  • Arete Wealth Advisors fully exited Halozyme in Q4 2020, selling an estimated $3.88M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $706M portfolio in Q4 2020.
  • Arete Wealth Advisors opened 77 new positions and closed 56 in Q4 2020.
  • Arete Wealth Advisors's portfolio value rose 6.4% quarter-over-quarter to $706M.

Based on Arete Wealth Advisors's 13F filing for Q4 2020, filed 8 Feb 2021.