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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FVD icon
401
First Trust Value Line Dividend Fund
FVD
$8.32B
– –
-8,417
Closed -$293K
GEO icon
402
The GEO Group
GEO
$4.13B
– –
-10,825
Closed -$188K
GT icon
403
Goodyear
GT
$2.04B
– –
-12,524
Closed -$180K
GUNR icon
404
FlexShares Global Upstream Natural Resources Index Fund
GUNR
$7.14B
– –
-11,652
Closed -$363K
HHH icon
405
Howard Hughes
HHH
$3.93B
– –
-1,671
Closed -$206K
HPQ icon
406
HP
HPQ
$24.3B
– –
-10,576
Closed -$200K
IEF icon
407
iShares 7-10 Year Treasury Bond ETF
IEF
$47.3B
– –
-3,460
Closed -$389K
IVW icon
408
iShares S&P 500 Growth ETF
IVW
$72.2B
– –
-12,596
Closed -$567K
JLS icon
409
Nuveen Mortgage and Income Fund
JLS
$94.9M
– –
-8,896
Closed -$205K
KRE icon
410
State Street SPDR S&P Regional Banking ETF
KRE
$4.47B
– –
-4,185
Closed -$221K
KYN icon
411
Kayne Anderson Energy Infrastructure Fund
KYN
$2.44B
– –
-11,320
Closed -$164K
LEO
412
BNY Mellon Strategic Municipals
LEO
$389M
– –
-22,231
Closed -$191K
MPC icon
413
Marathon Petroleum
MPC
$91.2B
– –
-7,159
Closed -$435K
NEA icon
414
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.35B
– –
-64,386
Closed -$921K
NLY icon
415
Annaly Capital Management
NLY
$16.9B
– –
-5,878
Closed -$207K
NZF icon
416
Nuveen Municipal Credit Income Fund
NZF
$2.41B
– –
-55,679
Closed -$904K
O icon
417
Realty Income
O
$61.1B
– –
-4,259
Closed -$316K
OUT icon
418
Outfront Media
OUT
$5.68B
– –
-7,526
Closed -$206K
PDI icon
419
PIMCO Dynamic Income Fund
PDI
$7.33B
– –
-6,943
Closed -$226K
PDP icon
420
Invesco Dorsey Wright Momentum ETF
PDP
$1.47B
– –
-4,306
Closed -$262K
PRU icon
421
Prudential Financial
PRU
$42.3B
– –
-3,342
Closed -$301K
RITM icon
422
Rithm Capital
RITM
$5.15B
– –
-15,387
Closed -$241K
SCZ icon
423
iShares MSCI EAFE Small-Cap ETF
SCZ
$13.3B
– –
-3,923
Closed -$224K
SHY icon
424
iShares 1-3 Year Treasury Bond ETF
SHY
$25.4B
– –
-25,001
Closed -$2.12M
SID icon
425
Companhia Siderúrgica Nacional
SID
$1.49B
– –
-12,522
Closed -$40K
14 15 16
17
18

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4WM
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AFCM
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BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.