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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$706M
AUM Growth
+$42.4M
Cap. Flow
-$25.2M
Cap. Flow %
-3.57%
Top 10 Hldgs %
26.69%
Holding
458
New
77
Increased
110
Reduced
195
Closed
56

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$7.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$5.18M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.01M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.71M
3
MSFT icon
Microsoft
MSFT
+$5.62M
4
HALO icon
Halozyme
HALO
+$3.88M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.56M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.93%
3 Healthcare 2.95%
4 Consumer Discretionary 2.76%
5 Communication Services 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VWOB icon
376
Vanguard Emerging Markets Government Bond ETF
VWOB
$6.15B
$207K 0.03%
+2,512
New +$202K
MET icon
377
MetLife
MET
$62.5B
$206K 0.03%
+4,395
New +$190K
BOND icon
378
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$205K 0.03%
1,811
+6
+0.3% +$674
ETN icon
379
Eaton
ETN
$150B
$204K 0.03%
+1,715
New +$194K
ITOT icon
380
iShares Core S&P Total US Stock Market ETF
ITOT
$93.8B
$204K 0.03%
+2,400
New +$194K
PKO
381
DELISTED
Pimco Income Opportunity Fund
PKO
$204K 0.03%
+8,087
New +$194K
CAT icon
382
Caterpillar
CAT
$373B
$203K 0.03%
+1,113
New +$189K
DAL icon
383
Delta Air Lines
DAL
$58.3B
$203K 0.03%
+4,891
New +$178K
VLUE icon
384
iShares MSCI USA Value Factor ETF
VLUE
$9.28B
$203K 0.03%
+2,360
New +$192K
AEP icon
385
American Electric Power
AEP
$69.5B
$202K 0.03%
2,424
-806
-25% -$69.9K
BCSF icon
386
Bain Capital Specialty
BCSF
$810M
$202K 0.03%
16,800
– –
ENR icon
387
Energizer
ENR
$1.44B
$200K 0.03%
+4,784
New +$202K
NMY
388
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$196K 0.03%
13,928
+763
+6% +$10.4K
RPAI
389
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$190K 0.03%
22,248
-716
-3% -$5.23K
LEO
390
BNY Mellon Strategic Municipals
LEO
$386M
$189K 0.03%
22,231
– –
PSLV icon
391
Sprott Physical Silver Trust
PSLV
$12.2B
$180K 0.03%
19,250
– –
OBDC icon
392
Blue Owl Capital
OBDC
$5.36B
$163K 0.02%
13,261
+289
+2% +$3.66K
NUV icon
393
Nuveen Municipal Value Fund
NUV
$1.92B
$158K 0.02%
14,235
+25
+0.2% +$273
NNDM
394
Nano Dimension
NNDM
$324M
$156K 0.02%
+17,185
New +$87.2K
TACO
395
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$101K 0.01%
11,294
– –
ET icon
396
Energy Transfer Partners
ET
$69.6B
$93K 0.01%
15,235
+1,263
+9% +$7.64K
GORO icon
397
Goldgroup Mining Inc.
GORO
$168M
$85K 0.01%
25,588
+83
+0.3% +$258
LPTH icon
398
Lightpath Technologies
LPTH
$648M
$76K 0.01%
+20,000
New +$57.6K
AMC icon
399
AMC Entertainment Holdings
AMC
$2.47B
$53K 0.01%
+2,521
New +$82.4K
MTNB icon
400
Matinas BioPharma
MTNB
$2.03M
$52K 0.01%
600
– –
14 15
16
17 18

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Arete Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Arete Wealth Advisors held 458 positions worth $706M, up 6.4% from $664M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $25.2M in Q4 2020, closing 56 positions and reducing 195 holdings. Its most notable exit was Halozyme, an estimated $3.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Arete Wealth Advisors opened a new position in State Street Materials Select Sector SPDR ETF worth $5.72M.

  • Arete Wealth Advisors's largest Q4 2020 buy was State Street Materials Select Sector SPDR ETF: 158,246 shares worth $5.72M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $17M.
  • Arete Wealth Advisors fully exited Halozyme in Q4 2020, selling an estimated $3.88M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $706M portfolio in Q4 2020.
  • Arete Wealth Advisors opened 77 new positions and closed 56 in Q4 2020.
  • Arete Wealth Advisors's portfolio value rose 6.4% quarter-over-quarter to $706M.

Based on Arete Wealth Advisors's 13F filing for Q4 2020, filed 8 Feb 2021.