AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.41B
1-Year Return 21.07%
This Quarter Return
+6.48%
1 Year Return
+21.07%
3 Year Return
+57.28%
5 Year Return
+93.44%
10 Year Return
+188.14%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$23.9M
Cap. Flow %
4.16%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

1
SPY icon
SPDR S&P 500 ETF Trust
SPY
$7.68M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
$5.58M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$4.23M
4
MMM icon
3M
MMM
$3.73M
5
B
Barrick Mining Corporation
B
$3.67M

Top Sells

1
HFRO
Highland Opportunities and Income Fund
HFRO
$7.53M
2
BAC icon
Bank of America
BAC
$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
$2.41M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
$2.03M

Sector Composition

1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MLPX icon
376
Global X MLP & Energy Infrastructure ETF
MLPX
$2.56B
$183K 0.03%
+4,958
New +$183K
NUV icon
377
Nuveen Municipal Value Fund
NUV
$1.82B
$157K 0.03%
14,696
+2,383
+19% +$25.5K
F icon
378
Ford
F
$46.7B
$132K 0.02%
14,207
-942
-6% -$8.75K
SILV
379
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$123K 0.02%
18,221
– –
PSLV icon
380
Sprott Physical Silver Trust
PSLV
$7.69B
$119K 0.02%
18,200
– –
VTA
381
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$115K 0.02%
10,106
-336
-3% -$3.82K
JQC icon
382
Nuveen Credit Strategies Income Fund
JQC
$746M
$105K 0.02%
13,656
-210
-2% -$1.62K
NIO icon
383
NIO
NIO
$13.4B
$101K 0.02%
25,000
+12,000
+92% +$48.5K
TACO
384
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$95K 0.02%
11,994
-200
-2% -$1.58K
MTNB icon
385
Matinas BioPharma
MTNB
$9.55M
$68K 0.01%
+600
New +$68K
UAMY icon
386
United States Antimony
UAMY
$561M
$51K 0.01%
132,500
– –
IMDX
387
Insight Molecular Diagnostics Inc. Common Stock
IMDX
$71M
$28K ﹤0.01%
625
– –
ACB
388
Aurora Cannabis
ACB
$276M
$26K ﹤0.01%
102
+12
+13% +$3.06K
CHK
389
DELISTED
Chesapeake Energy Corporation
CHK
$18K ﹤0.01%
108
-139
-56% -$23.2K
LPTH icon
390
Lightpath Technologies
LPTH
$243M
$15K ﹤0.01%
+20,000
New +$15K
UNT
391
DELISTED
UNIT Corporation
UNT
$14K ﹤0.01%
+20,000
New +$14K
SHY icon
392
iShares 1-3 Year Treasury Bond ETF
SHY
$24.5B
– –
-25,001
Closed -$2.12M
SID icon
393
Companhia Siderúrgica Nacional
SID
$1.99B
– –
-12,522
Closed -$40K
SPG icon
394
Simon Property Group
SPG
$59.5B
– –
-1,379
Closed -$215K
BAC icon
395
Bank of America
BAC
$369B
– –
-214,051
Closed -$6.24M
BND icon
396
Vanguard Total Bond Market
BND
$135B
– –
-2,482
Closed -$210K
BNDX icon
397
Vanguard Total International Bond ETF
BNDX
$68.4B
– –
-4,233
Closed -$249K
DON icon
398
WisdomTree US MidCap Dividend Fund
DON
$3.84B
– –
-8,700
Closed -$316K
ECON icon
399
Columbia Emerging Markets Consumer ETF
ECON
$220M
– –
-710,882
Closed -$99K
ET icon
400
Energy Transfer Partners
ET
$59.7B
– –
-12,901
Closed -$169K
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