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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MLPX icon
376
Global X MLP & Energy Infrastructure ETF
MLPX
$3.6B
$183K 0.03%
+4,958
New +$174K
NUV icon
377
Nuveen Municipal Value Fund
NUV
$1.9B
$157K 0.03%
14,696
+2,383
+19% +$25K
F icon
378
Ford
F
$58.5B
$132K 0.02%
14,207
-942
-6% -$8.47K
SILV
379
DELISTED
SilverCrest Metals Inc. Common Shares
SILV
$123K 0.02%
18,221
– –
PSLV icon
380
Sprott Physical Silver Trust
PSLV
$12B
$119K 0.02%
18,200
– –
VTA
381
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$115K 0.02%
10,106
-336
-3% -$3.72K
JQC icon
382
Nuveen Credit Strategies Income Fund
JQC
$702M
$105K 0.02%
13,656
-210
-2% -$1.56K
NIO icon
383
NIO
NIO
$11.6B
$101K 0.02%
25,000
+12,000
+92% +$24.1K
TACO
384
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$95K 0.02%
11,994
-200
-2% -$1.62K
MTNB icon
385
Matinas BioPharma
MTNB
$2.13M
$68K 0.01%
+600
New +$34.8K
UAMY icon
386
United States Antimony
UAMY
$808M
$51K 0.01%
132,500
– –
IMDX
387
Insight Molecular Diagnostics
IMDX
$152M
$28K ﹤0.01%
625
– –
ACB
388
Aurora Cannabis
ACB
$170M
$26K ﹤0.01%
102
+12
+13% +$4.47K
CHK
389
DELISTED
Chesapeake Energy Corporation
CHK
$18K ﹤0.01%
108
-139
-56% -$27.9K
LPTH icon
390
Lightpath Technologies
LPTH
$686M
$15K ﹤0.01%
+20,000
New +$13.5K
UNT
391
DELISTED
UNIT Corporation
UNT
$14K ﹤0.01%
+20,000
New +$31.9K
BAC icon
392
Bank of America
BAC
$436B
– –
-214,051
Closed -$6.24M
BND icon
393
Vanguard Total Bond Market
BND
$158B
– –
-2,482
Closed -$210K
BNDX icon
394
Vanguard Total International Bond ETF
BNDX
$82.2B
– –
-4,233
Closed -$249K
DON icon
395
WisdomTree US MidCap Dividend Fund
DON
$4.05B
– –
-8,700
Closed -$316K
ECON icon
396
Columbia Emerging Markets Consumer ETF
ECON
$328M
– –
-710,882
Closed -$99K
ET icon
397
Energy Transfer Partners
ET
$68.5B
– –
-12,901
Closed -$169K
EVRG icon
398
Evergy
EVRG
$19.8B
– –
-3,329
Closed -$222K
EXC icon
399
Exelon
EXC
$48.2B
– –
-7,565
Closed -$261K
FLOT icon
400
iShares Floating Rate Bond ETF
FLOT
$10.2B
– –
-3,969
Closed -$202K
14 15
16
17 18

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4WM
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CRAM
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.