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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$664M
AUM Growth
+$86.4M
Cap. Flow
+$41.2M
Cap. Flow %
6.21%
Top 10 Hldgs %
28.03%
Holding
422
New
53
Increased
153
Reduced
151
Closed
41

Top Buys

Rank Stock Value
1
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$14.6M
2
EMNT icon
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
+$7.52M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.88M
4
VSS icon
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
+$5.84M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$4.96M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$4.63M
2
GTO icon
Invesco Total Return Bond ETF
GTO
+$3.34M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.81M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.8M
5
B
Barrick Mining
B
+$2.29M

Sector Composition

Rank Sector Weight
1 Technology 7.21%
2 Financials 6.56%
3 Healthcare 4.55%
4 Consumer Discretionary 4.13%
5 Communication Services 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZROZ icon
351
PIMCO 25+ Year Zero Coupon US Treasury Index Exchange-Traded Fund
ZROZ
$1.32B
$209K 0.03%
+1,226
New +$216K
FPF
352
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$208K 0.03%
9,674
– –
VFC icon
353
VF Corp
VFC
$5.88B
$208K 0.03%
2,862
-2,287
-44% -$148K
LEN icon
354
Lennar Class A
LEN
$20.2B
$207K 0.03%
+2,545
New +$181K
TYG
355
Tortoise Energy Infrastructure Corp
TYG
$1.09B
$206K 0.03%
+14,132
New +$230K
AGR
356
DELISTED
Avangrid, Inc.
AGR
$205K 0.03%
+3,907
New +$188K
KMB icon
357
Kimberly-Clark
KMB
$36.6B
$203K 0.03%
+1,380
New +$207K
BOND icon
358
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$202K 0.03%
1,805
-108
-6% -$12.1K
TAIL icon
359
Cambria Tail Risk ETF
TAIL
$148M
$202K 0.03%
+9,343
New +$204K
USB icon
360
US Bancorp
USB
$98B
$202K 0.03%
+5,483
New +$201K
LEO
361
BNY Mellon Strategic Municipals
LEO
$386M
$185K 0.03%
+22,231
New +$184K
BCSF icon
362
Bain Capital Specialty
BCSF
$810M
$176K 0.03%
16,800
– –
NMY
363
DELISTED
Nuveen Maryland Quality Municipal Income Fund
NMY
$174K 0.03%
13,165
+79
+0.6% +$1.05K
CGC
364
Canopy Growth
CGC
$388M
$165K 0.02%
1,173
+5
+0.4% +$839
MXF
365
Mexico Fund
MXF
$313M
$165K 0.02%
+16,000
New +$163K
PSLV icon
366
Sprott Physical Silver Trust
PSLV
$12.2B
$162K 0.02%
19,250
+750
+4% +$6.55K
VERI icon
367
Veritone
VERI
$97.6M
$159K 0.02%
18,000
– –
OBDC icon
368
Blue Owl Capital
OBDC
$5.36B
$157K 0.02%
12,972
+301
+2% +$3.69K
NUV icon
369
Nuveen Municipal Value Fund
NUV
$1.92B
$152K 0.02%
14,210
-3,230
-19% -$34.2K
F icon
370
Ford
F
$59.3B
$147K 0.02%
21,323
-3,967
-16% -$26.9K
RPAI
371
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$141K 0.02%
22,964
-600
-3% -$3.86K
AMRS
372
DELISTED
Amyris Inc.
AMRS
$100K 0.02%
33,000
-4,859
-13% -$17.8K
TACO
373
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$93K 0.01%
11,294
-500
-4% -$3.88K
GORO icon
374
Goldgroup Mining Inc.
GORO
$168M
$92K 0.01%
25,505
+62
+0.2% +$253
RTL
375
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$90K 0.01%
13,753
-478
-3% -$3.38K
13 14
15
16 17

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4WM
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Arete Wealth Advisors held 422 positions worth $664M, up 15% from $577M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $41.2M of net new capital in Q3 2020, opening 53 new positions and adding to 153 existing holdings. Its largest new stake was Vanguard Morningstar Small-Cap Value ETF: 130,598 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.81M trimmed.

  • Arete Wealth Advisors's largest Q3 2020 buy was Vanguard Morningstar Small-Cap Value ETF: 130,598 shares worth $14.8M.
  • Arete Wealth Advisors added most to PIMCO Enhanced Short Maturity Active ESG ETF in Q3 2020, an estimated $7.52M increase.
  • Arete Wealth Advisors's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.81M.
  • Arete Wealth Advisors fully exited State Street SPDR Portfolio Developed World ex-US ETF in Q3 2020, selling an estimated $4.63M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $664M portfolio in Q3 2020.
  • Arete Wealth Advisors opened 53 new positions and closed 41 in Q3 2020.
  • Arete Wealth Advisors's portfolio value rose 15% quarter-over-quarter to $664M.

Based on Arete Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.