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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PKO
351
DELISTED
Pimco Income Opportunity Fund
PKO
$227K 0.04%
8,180
+544
+7% +$14.9K
RDS.A
352
DELISTED
Royal Dutch Shell PLC ADS Class A
RDS.A
$225K 0.04%
+3,809
New +$222K
ARES icon
353
Ares Management
ARES
$28.8B
$224K 0.04%
6,283
-1,668
-21% -$51.8K
APH icon
354
Amphenol
APH
$184B
$222K 0.04%
+8,212
New +$210K
ED icon
355
Consolidated Edison
ED
$41.1B
$220K 0.04%
2,428
-210
-8% -$18.8K
WY icon
356
Weyerhaeuser
WY
$17.2B
$220K 0.04%
7,320
– –
TEL icon
357
TE Connectivity
TEL
$60.2B
$219K 0.04%
2,286
-151
-6% -$14K
ZVRA icon
358
Zevra Therapeutics
ZVRA
$574M
$219K 0.04%
36,125
+1,570
+5% +$12.5K
IWN icon
359
iShares Russell 2000 Value ETF
IWN
$14.4B
$218K 0.04%
1,693
-554
-25% -$68.5K
WBS icon
360
Webster Financial
WBS
$12.5B
$216K 0.04%
+4,050
New +$195K
GRBK icon
361
Green Brick Partners
GRBK
$3.12B
$214K 0.04%
18,651
-2,789
-13% -$30.5K
KMB icon
362
Kimberly-Clark
KMB
$37B
$211K 0.04%
1,532
– –
KR icon
363
Kroger
KR
$35.5B
$210K 0.04%
+7,228
New +$192K
MKC icon
364
McCormick & Company Non-Voting
MKC
$13.6B
$210K 0.04%
+2,474
New +$205K
XLI icon
365
State Street Industrial Select Sector SPDR ETF
XLI
$33.4B
$210K 0.04%
+2,578
New +$206K
IMCG icon
366
iShares Morningstar Mid-Cap Growth ETF
IMCG
$3.95B
$209K 0.04%
4,770
-468
-9% -$19.6K
HR icon
367
Healthcare Realty
HR
$7.46B
$206K 0.04%
6,808
-1,196
-15% -$35.7K
POST icon
368
Post Holdings
POST
$4.14B
$206K 0.04%
2,909
– –
RWT
369
Redwood Trust
RWT
$619M
$206K 0.04%
12,437
-460
-4% -$7.56K
TIP icon
370
iShares TIPS Bond ETF
TIP
$14.5B
$206K 0.04%
1,770
-1,386
-44% -$161K
BAX icon
371
Baxter International
BAX
$12.1B
$203K 0.04%
2,469
-10
-0.4% -$827
SAIC icon
372
Saic
SAIC
$5.01B
$202K 0.04%
+2,327
New +$195K
CNI icon
373
Canadian National Railway
CNI
$78B
$201K 0.03%
+2,205
New +$198K
DLS icon
374
WisdomTree International SmallCap Dividend Fund
DLS
$1.05B
$200K 0.03%
+2,813
New +$190K
RTL
375
DELISTED
The Necessity Retail REIT, Inc. Class A Common Stock
RTL
$189K 0.03%
14,286
-390
-3% -$5.57K
13 14
15
16 17

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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.