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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$706M
AUM Growth
+$42.4M
Cap. Flow
-$25.2M
Cap. Flow %
-3.57%
Top 10 Hldgs %
26.69%
Holding
458
New
77
Increased
110
Reduced
195
Closed
56

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$7.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$5.18M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.01M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.71M
3
MSFT icon
Microsoft
MSFT
+$5.62M
4
HALO icon
Halozyme
HALO
+$3.88M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.56M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.93%
3 Healthcare 2.95%
4 Consumer Discretionary 2.76%
5 Communication Services 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CARR icon
326
Carrier Global
CARR
$50.6B
$265K 0.04%
7,039
-1,600
-19% -$57.9K
LNT icon
327
Alliant Energy
LNT
$18.3B
$265K 0.04%
5,163
– –
FBND icon
328
Fidelity Total Bond ETF
FBND
$27B
$264K 0.04%
4,876
– –
NVS icon
329
Novartis
NVS
$301B
$264K 0.04%
2,800
-6,617
-70% -$578K
XMMO icon
330
Invesco S&P MidCap Momentum ETF
XMMO
$7.09B
$264K 0.04%
+3,368
New +$244K
NXPI icon
331
NXP Semiconductors
NXPI
$61.8B
$260K 0.04%
+1,618
New +$238K
SYY icon
332
Sysco
SYY
$40.6B
$258K 0.04%
3,485
– –
TMP icon
333
Tompkins Financial
TMP
$1.42B
$258K 0.04%
3,697
– –
DD icon
334
DuPont de Nemours
DD
$18.7B
$257K 0.04%
2,881
-659
-19% -$51.8K
RIO icon
335
Rio Tinto
RIO
$158B
$256K 0.04%
+3,336
New +$219K
SIL icon
336
Global X Silver Miners ETF NEW
SIL
$4.11B
$256K 0.04%
5,604
-1,066
-16% -$46.7K
NEM icon
337
Newmont
NEM
$101B
$254K 0.04%
4,185
-898
-18% -$55.3K
TSM icon
338
TSMC
TSM
$2.09T
$253K 0.04%
+2,271
New +$215K
DSI icon
339
iShares MSCI KLD 400 Social ETF
DSI
$5.23B
$252K 0.04%
3,545
+7
+0.2% +$474
SPLV icon
340
Invesco S&P 500 Low Volatility ETF
SPLV
$7.13B
$251K 0.04%
4,464
-702
-14% -$38.5K
CRSP icon
341
CRISPR Therapeutics
CRSP
$4.77B
$250K 0.04%
+1,598
New +$189K
KKR icon
342
KKR & Co
KKR
$90.7B
$248K 0.04%
6,260
+314
+5% +$11.9K
UNP icon
343
Union Pacific
UNP
$172B
$248K 0.04%
1,197
-2,935
-71% -$586K
GSK icon
344
GSK
GSK
$104B
$247K 0.04%
5,323
+421
+9% +$19.3K
SMTI icon
345
Sanara MedTech
SMTI
$312M
$247K 0.04%
+5,400
New +$213K
ECL icon
346
Ecolab
ECL
$78.6B
$246K 0.03%
1,137
-389
-25% -$81.3K
FPF
347
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$246K 0.03%
10,369
+695
+7% +$15.6K
EZM icon
348
WisdomTree US MidCap Fund
EZM
$941M
$243K 0.03%
5,606
-464
-8% -$18.4K
IVW icon
349
iShares S&P 500 Growth ETF
IVW
$72.7B
$242K 0.03%
3,806
-30
-0.8% -$1.82K
LLY icon
350
Eli Lilly
LLY
$1.03T
$238K 0.03%
+1,435
New +$214K
12 13
14
15 16

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4WM
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NEWAS
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FFW
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OCMI
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Arete Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Arete Wealth Advisors held 458 positions worth $706M, up 6.4% from $664M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $25.2M in Q4 2020, closing 56 positions and reducing 195 holdings. Its most notable exit was Halozyme, an estimated $3.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Arete Wealth Advisors opened a new position in State Street Materials Select Sector SPDR ETF worth $5.72M.

  • Arete Wealth Advisors's largest Q4 2020 buy was State Street Materials Select Sector SPDR ETF: 158,246 shares worth $5.72M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $17M.
  • Arete Wealth Advisors fully exited Halozyme in Q4 2020, selling an estimated $3.88M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $706M portfolio in Q4 2020.
  • Arete Wealth Advisors opened 77 new positions and closed 56 in Q4 2020.
  • Arete Wealth Advisors's portfolio value rose 6.4% quarter-over-quarter to $706M.

Based on Arete Wealth Advisors's 13F filing for Q4 2020, filed 8 Feb 2021.