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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ROKU icon
326
Roku
ROKU
$21.2B
$260K 0.05%
+1,941
New +$267K
EBAY icon
327
eBay
EBAY
$50.3B
$253K 0.04%
7,009
-1
-0% -$36
AEP icon
328
American Electric Power
AEP
$72.7B
$251K 0.04%
2,659
-485
-15% -$44.8K
CI icon
329
Cigna
CI
$77B
$251K 0.04%
+1,228
New +$225K
GWX icon
330
State Street SPDR S&P International Small Cap ETF
GWX
$863M
$251K 0.04%
7,894
-1,117
-12% -$34.5K
LHX icon
331
L3Harris
LHX
$56.5B
$251K 0.04%
1,268
-45
-3% -$9.03K
BAH icon
332
Booz Allen Hamilton
BAH
$8.59B
$247K 0.04%
3,472
-142
-4% -$10.1K
RIO icon
333
Rio Tinto
RIO
$150B
$246K 0.04%
4,136
-576
-12% -$31.2K
USB icon
334
US Bancorp
USB
$98.9B
$245K 0.04%
4,125
+67
+2% +$3.87K
RTN
335
DELISTED
Raytheon Company
RTN
$245K 0.04%
1,117
+10
+0.9% +$2.11K
DGRW icon
336
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.6B
$243K 0.04%
5,002
-62
-1% -$2.89K
FE icon
337
FirstEnergy
FE
$28.5B
$239K 0.04%
4,927
-1,777
-27% -$84.9K
NNN icon
338
NNN REIT
NNN
$9.36B
$239K 0.04%
4,451
-620
-12% -$34.4K
TRTX
339
TPG RE Finance Trust
TRTX
$661M
$238K 0.04%
+11,737
New +$236K
CUZ icon
340
Cousins Properties
CUZ
$5.28B
$237K 0.04%
5,750
+19
+0.3% +$747
TRI icon
341
Thomson Reuters
TRI
$42.7B
$237K 0.04%
3,143
-103
-3% -$7.5K
VT icon
342
Vanguard Total World Stock ETF
VT
$76.4B
$236K 0.04%
2,909
+2
+0.1% +$156
KSU
343
DELISTED
Kansas City Southern
KSU
$234K 0.04%
1,528
– –
ENR icon
344
Energizer
ENR
$1.44B
$233K 0.04%
4,851
– –
HRTX icon
345
Heron Therapeutics
HRTX
$86.9M
$233K 0.04%
9,900
-400
-4% -$8.85K
CMF icon
346
iShares California Muni Bond ETF
CMF
$4.56B
$230K 0.04%
+3,759
New +$230K
SO icon
347
Southern Company
SO
$109B
$230K 0.04%
3,604
-2,001
-36% -$124K
FLTR icon
348
VanEck IG Floating Rate ETF
FLTR
$2.94B
$228K 0.04%
9,013
+37
+0.4% +$936
ISRG icon
349
Intuitive Surgical
ISRG
$128B
$228K 0.04%
1,158
– –
FAST icon
350
Fastenal
FAST
$54.7B
$227K 0.04%
12,274
-122
-1% -$2.18K
12 13
14
15 16

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4WM
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AFCM
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BFMH
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NEWAS
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FFW
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CRAM
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.