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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KYN icon
301
Kayne Anderson Energy Infrastructure Fund
KYN
$2.42B
$781K 0.06%
88,967
+70,258
+376% +$587K
UAUG icon
302
Innovator US Equity Ultra Buffer ETF August
UAUG
$163M
$781K 0.06%
+25,404
New +$747K
UJUL icon
303
Innovator US Equity Ultra Buffer ETF July
UJUL
$282M
$773K 0.06%
+25,526
New +$740K
NOC icon
304
Northrop Grumman
NOC
$76B
$770K 0.06%
1,645
-1,420
-46% -$666K
XLV icon
305
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$759K 0.06%
+5,563
New +$724K
WM icon
306
Waste Management
WM
$95B
$757K 0.06%
4,227
-9
-0.2% -$1.51K
IWN icon
307
iShares Russell 2000 Value ETF
IWN
$14.3B
$754K 0.06%
4,854
+3,046
+168% +$422K
GSY icon
308
Invesco Ultra Short Duration ETF
GSY
$3.86B
$752K 0.06%
+15,079
New +$751K
AFL icon
309
Aflac
AFL
$65.5B
$750K 0.06%
+9,094
New +$733K
EOG icon
310
EOG Resources
EOG
$77.7B
$750K 0.06%
6,202
+364
+6% +$45.3K
AZN icon
311
AstraZeneca
AZN
$269B
$748K 0.06%
5,553
+153
+3% +$19.9K
AMJ
312
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$741K 0.06%
29,222
+2,710
+10% +$68.1K
XLU icon
313
State Street Utilities Select Sector SPDR ETF
XLU
$23.1B
$734K 0.06%
23,172
+15,760
+213% +$482K
J icon
314
Jacobs Solutions
J
$16B
$724K 0.06%
+6,739
New +$734K
UNOV icon
315
Innovator US Equity Ultra Buffer ETF November
UNOV
$107M
$723K 0.06%
+22,865
New +$703K
IWB icon
316
iShares Russell 1000 ETF
IWB
$47.1B
$722K 0.06%
2,754
+439
+19% +$107K
MCK icon
317
McKesson
MCK
$104B
$713K 0.05%
1,541
– –
DHR icon
318
Danaher
DHR
$138B
$710K 0.05%
3,068
-352
-10% -$74.9K
SPBO icon
319
State Street SPDR Portfolio Corporate Bond ETF
SPBO
$2.09B
$709K 0.05%
+24,123
New +$676K
CG icon
320
Carlyle Group
CG
$16.1B
$708K 0.05%
17,404
+12
+0.1% +$395
CEFS icon
321
Saba Closed-End Funds ETF
CEFS
$419M
$707K 0.05%
+37,287
New +$669K
ITA icon
322
iShares US Aerospace & Defense ETF
ITA
$14B
$694K 0.05%
5,486
+2,763
+101% +$319K
SPTS icon
323
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
$692K 0.05%
+23,828
New +$686K
TDVG icon
324
T. Rowe Price Dividend Growth ETF
TDVG
$1.41B
$691K 0.05%
+19,584
New +$651K
CRSP icon
325
CRISPR Therapeutics
CRSP
$4.69B
$689K 0.05%
11,012
-589
-5% -$32.6K
11 12
13
14 15

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.