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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$907M
AUM Growth
+$194M
Cap. Flow
+$38.2M
Cap. Flow %
4.21%
Top 10 Hldgs %
28.28%
Holding
455
New
71
Increased
201
Reduced
124
Closed
44

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$22.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
3
DFAI
Dimensional International Core Equity Market ETF
DFAI
+$5.59M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$3.46M
5
IXN icon
iShares Global Tech ETF
IXN
+$2.62M

Top Sells

Rank Stock Value
1
TCHP icon
T. Rowe Price Blue Chip Growth ETF
TCHP
+$16M
2
GLD icon
SPDR Gold Trust
GLD
+$7.05M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$4.38M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$2.85M
5
GDXJ icon
VanEck Junior Gold Miners ETF
GDXJ
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Financials 5.58%
3 Communication Services 4.34%
4 Consumer Discretionary 2.83%
5 Healthcare 2.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFG icon
301
Principal Financial Group
PFG
$24.3B
$354K 0.04%
5,497
+177
+3% +$11.4K
CNBS icon
302
Amplify Seymour Cannabis ETF
CNBS
$67.7M
$353K 0.04%
1,525
-207
-12% -$54.1K
SKYY icon
303
First Trust Cloud Computing ETF
SKYY
$2.83B
$349K 0.04%
3,310
+1
+0% +$107
NCLH icon
304
Norwegian Cruise Line
NCLH
$9.53B
$348K 0.04%
+12,472
New +$317K
PANW icon
305
Palo Alto Networks
PANW
$256B
$348K 0.04%
+4,356
New +$306K
DAL icon
306
Delta Air Lines
DAL
$56.7B
$346K 0.04%
+7,637
New +$312K
ESPO icon
307
VanEck Video Gaming and eSports ETF
ESPO
$251M
$344K 0.04%
5,285
+29
+0.6% +$1.97K
ACRE
308
Ares Commercial Real Estate
ACRE
$247M
$343K 0.04%
22,727
+78
+0.3% +$1.18K
SUSA icon
309
iShares ESG Optimized MSCI USA ETF
SUSA
$3.95B
$342K 0.04%
3,565
+444
+14% +$43.9K
AJG icon
310
Arthur J. Gallagher & Co
AJG
$69.1B
$333K 0.04%
2,242
+247
+12% +$35.3K
FTSM icon
311
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$332K 0.04%
5,533
-689
-11% -$41.3K
SAIC icon
312
Saic
SAIC
$4.95B
$332K 0.04%
3,877
+14
+0.4% +$1.2K
WFC icon
313
Wells Fargo
WFC
$254B
$328K 0.04%
7,780
-1,766
-18% -$81.7K
MDLZ icon
314
Mondelez International
MDLZ
$83.4B
$327K 0.04%
5,620
+415
+8% +$25.8K
BDX icon
315
Becton Dickinson
BDX
$46.4B
$324K 0.04%
+1,350
New +$331K
PBW icon
316
Invesco WilderHill Clean Energy ETF
PBW
$379M
$324K 0.04%
+4,199
New +$343K
SCHD icon
317
Schwab US Dividend Equity ETF
SCHD
$104B
$320K 0.04%
+12,927
New +$329K
SPLK
318
DELISTED
Splunk Inc
SPLK
$319K 0.04%
2,205
– –
LLY icon
319
Eli Lilly
LLY
$1.08T
$317K 0.04%
+1,372
New +$339K
FAST icon
320
Fastenal
FAST
$54.8B
$316K 0.03%
12,250
-122
-1% -$3.31K
SO icon
321
Southern Company
SO
$108B
$316K 0.03%
5,093
+756
+17% +$48.7K
AMLP icon
322
Alerian MLP ETF
AMLP
$12.9B
$312K 0.03%
9,284
-2,005
-18% -$66.9K
FITB
323
Fifth Third Bancorp
FITB
$51.3B
$311K 0.03%
7,323
+775
+12% +$29.7K
NSC icon
324
Norfolk Southern
NSC
$75.4B
$308K 0.03%
1,285
– –
FMB icon
325
First Trust Managed Municipal ETF
FMB
$2.04B
$306K 0.03%
5,383
-931
-15% -$53.5K
11 12
13
14 15

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Arete Wealth Advisors held 455 positions worth $907M, up 27% from $713M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $38.2M of net new capital in Q3 2021, opening 71 new positions and adding to 201 existing holdings. Its largest new stake was Dimensional International Core Equity Market ETF: 188,768 shares worth $5.46M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, up from 4.7% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $7.05M trimmed.

  • Arete Wealth Advisors's largest Q3 2021 buy was Dimensional International Core Equity Market ETF: 188,768 shares worth $5.46M.
  • Arete Wealth Advisors added most to Walt Disney in Q3 2021, an estimated $22.3M increase.
  • Arete Wealth Advisors's biggest Q3 2021 reduction was SPDR Gold Trust, cutting an estimated $7.05M.
  • Arete Wealth Advisors fully exited T. Rowe Price Blue Chip Growth ETF in Q3 2021, selling an estimated $16M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $907M portfolio in Q3 2021.
  • Arete Wealth Advisors opened 71 new positions and closed 44 in Q3 2021.
  • Arete Wealth Advisors's portfolio value rose 27% quarter-over-quarter to $907M.

Based on Arete Wealth Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.