We are live on ! Find out more
AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPSB icon
301
State Street SPDR Portfolio Short Term Corporate Bond ETF
SPSB
$10.4B
$296K 0.05%
9,585
+95
+1% +$2.93K
SPLK
302
DELISTED
Splunk Inc
SPLK
$296K 0.05%
1,977
-128
-6% -$16.8K
UTF icon
303
Cohen & Steers Infrastructure Fund
UTF
$3.1B
$295K 0.05%
11,257
-4,569
-29% -$120K
LDP icon
304
Cohen & Steers Duration Preferred & Income Fund
LDP
$598M
$294K 0.05%
11,224
– –
RPAI
305
DELISTED
RETAIL PROPERTIES OF AMERICA, INC.
RPAI
$294K 0.05%
21,948
+360
+2% +$4.84K
DGS icon
306
WisdomTree Emerging Markets SmallCap Dividend Fund
DGS
$1.71B
$291K 0.05%
6,094
+168
+3% +$7.7K
LUMN icon
307
Lumen
LUMN
$6.45B
$290K 0.05%
21,951
-200
-0.9% -$2.68K
IJT icon
308
iShares S&P Small-Cap 600 Growth ETF
IJT
$8.25B
$289K 0.05%
2,992
-1,512
-34% -$140K
BKNG icon
309
Booking.com
BKNG
$145B
$288K 0.05%
3,500
– –
VFH icon
310
Vanguard Financials ETF
VFH
$13.5B
$285K 0.05%
3,739
+64
+2% +$4.67K
ADM icon
311
Archer Daniels Midland
ADM
$40.1B
$278K 0.05%
6,000
-101
-2% -$4.31K
VIGI icon
312
Vanguard International Dividend Appreciation ETF
VIGI
$8.98B
$277K 0.05%
+3,844
New +$266K
DOW icon
313
Dow Inc
DOW
$20.8B
$275K 0.05%
5,028
-16
-0.3% -$827
AZN icon
314
AstraZeneca
AZN
$263B
$274K 0.05%
2,745
-40
-1% -$3.77K
ETN icon
315
Eaton
ETN
$155B
$273K 0.05%
2,885
-295
-9% -$26.2K
OCSL icon
316
Oaktree Specialty Lending
OCSL
$1.04B
$271K 0.05%
16,566
-605
-4% -$9.52K
NSC icon
317
Norfolk Southern
NSC
$77.1B
$269K 0.05%
1,385
– –
BCSF icon
318
Bain Capital Specialty
BCSF
$815M
$266K 0.05%
13,695
– –
LRCX icon
319
Lam Research
LRCX
$365B
$266K 0.05%
9,080
-110
-1% -$2.92K
MTUM icon
320
iShares MSCI USA Momentum Factor ETF
MTUM
$25.2B
$266K 0.05%
2,118
-394
-16% -$47.8K
SFM icon
321
Sprouts Farmers Market
SFM
$7.23B
$266K 0.05%
13,757
– –
HPE icon
322
Hewlett Packard
HPE
$63.8B
$265K 0.05%
16,720
+2,277
+16% +$36.4K
BTT icon
323
BlackRock Municipal 2030 Target Term Trust
BTT
$1.43B
$264K 0.05%
10,900
– –
SKYY icon
324
First Trust Cloud Computing ETF
SKYY
$2.78B
$263K 0.05%
4,359
+7
+0.2% +$410
BR icon
325
Broadridge
BR
$17.7B
$261K 0.05%
2,115
-63
-3% -$7.7K
11 12
13
14 15

Similar funds

RCM
Radcliffe Capital Management Bala Cynwyd, Pennsylvania $1.33B AUM 1.18% 1-Year Est. Return
WA
WBH Advisory Baltimore, Maryland $1.34B AUM 15.16% 1-Year Est. Return
4WM
49 Wealth Management Austin, Texas $1.34B AUM 12.81% 1-Year Est. Return
AFCM
Applied Finance Capital Management San Juan, Puerto Rico $1.33B AUM 23.73% 1-Year Est. Return
BFMH
Baring Fintech Manager Holding Castel, Guernsey $1.34B AUM 20.23% 1-Year Est. Return
NEWAS
N.E.W. Advisory Services De Pere, Wisconsin $1.34B AUM 15.38% 1-Year Est. Return
FFW
Fusion Family Wealth Woodbury, New York $1.34B AUM 18.88% 1-Year Est. Return
CRAM
Compass Rose Asset Management New York $1.33B AUM 2.38% 1-Year Est. Return

Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.