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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+3.31%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$307M
AUM Growth
+$56.2M
Cap. Flow
+$50.3M
Cap. Flow %
16.38%
Top 10 Hldgs %
26.29%
Holding
343
New
74
Increased
110
Reduced
112
Closed
30

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.6M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.21M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.91M
4
IBB icon
iShares Biotechnology ETF
IBB
+$5.16M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.12M

Top Sells

Rank Stock Value
1
NGD
New Gold Inc
NGD
+$2.42M
2
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$2.3M
3
CAT icon
Caterpillar
CAT
+$2.25M
4
X
US Steel
X
+$2.14M
5
LLL
L3 Technologies, Inc.
LLL
+$1.97M

Sector Composition

Rank Sector Weight
1 Financials 11.22%
2 Technology 6.44%
3 Healthcare 5.58%
4 Real Estate 4.89%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TACO
301
DELISTED
Del Taco Restaurants, Inc. Common Stock
TACO
$184K 0.06%
15,194
-1,800
-11% -$23.3K
AMLP icon
302
Alerian MLP ETF
AMLP
$13B
$144K 0.05%
+2,669
New +$143K
GPM
303
DELISTED
Guggenheim Enhanced Equity Income Fund
GPM
$141K 0.05%
15,835
-4,800
-23% -$41.8K
PSLV icon
304
Sprott Physical Silver Trust
PSLV
$11.8B
$115K 0.04%
18,200
– –
SDLP
305
DELISTED
SEADRILL PARTNERS LLC
SDLP
$110K 0.04%
3,010
+1,531
+104% +$56.5K
MBT
306
DELISTED
Mobile TeleSystems Public Joint Stock Company American Depositary Shares (Each representing 2 Shares
MBT
$109K 0.04%
+10,716
New +$111K
AEG icon
307
Aegon
AEG
$14B
$101K 0.03%
+19,756
New +$96.3K
CSR
308
Centerspace
CSR
$928M
$97K 0.03%
+1,700
New +$101K
UAMY icon
309
United States Antimony
UAMY
$747M
$48K 0.02%
149,000
– –
PDLI
310
DELISTED
PDL BioPharma, Inc.
PDLI
$37K 0.01%
13,681
-65
-0.5% -$200
SMRT
311
DELISTED
Stein Mart Inc
SMRT
$35K 0.01%
+30,000
New +$34.8K
XXII
312
22nd Century Group
XXII
$1.35M
– –
0
– –
ATHX
313
DELISTED
Athersys, Inc. Common Stock
ATHX
$25K 0.01%
554
– –
APO icon
314
Apollo Global Management
APO
$71.5B
– –
-14,630
Closed -$440K
CVS icon
315
CVS Health
CVS
$134B
– –
-9,200
Closed -$748K
DVA icon
316
DaVita
DVA
$15.3B
– –
-4,700
Closed -$279K
EOG icon
317
EOG Resources
EOG
$78B
– –
-18,789
Closed -$1.82M
ETV
318
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.7B
– –
-13,415
Closed -$206K
EWI icon
319
iShares MSCI Italy ETF
EWI
$1.01B
– –
-7,483
Closed -$235K
GIGM icon
320
GigaMedia
GIGM
$15.5M
– –
-16,503
Closed -$53K
GLD icon
321
SPDR Gold Trust
GLD
$131B
– –
-1,674
Closed -$204K
GSK icon
322
GSK
GSK
$104B
– –
-14,221
Closed -$722K
LUMN icon
323
Lumen
LUMN
$6.66B
– –
-23,201
Closed -$438K
MOO icon
324
VanEck Agribusiness ETF
MOO
$974M
– –
-6,413
Closed -$215K
NNN icon
325
NNN REIT
NNN
$8.99B
– –
-17,888
Closed -$745K
10 11 12
13
14

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Arete Wealth Advisors held 343 positions worth $307M, up 22% from $251M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Arete Wealth Advisors deployed $50.3M of net new capital in Q4 2017, opening 74 new positions and adding to 110 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was New Gold Inc, an estimated $2.42M trimmed.

  • Arete Wealth Advisors's largest Q4 2017 buy was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2017 reduction was New Gold Inc, cutting an estimated $2.42M.
  • Arete Wealth Advisors fully exited Lions Gate Entertainment Corp. Class B Non-Voting Shares in Q4 2017, selling an estimated $2.3M.
  • Arete Wealth Advisors's ten largest holdings make up 26% of its $307M portfolio in Q4 2017.
  • Arete Wealth Advisors opened 74 new positions and closed 30 in Q4 2017.
  • Arete Wealth Advisors's portfolio value rose 22% quarter-over-quarter to $307M.

Based on Arete Wealth Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.