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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
-0.94%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$907M
AUM Growth
+$194M
Cap. Flow
+$38.2M
Cap. Flow %
4.21%
Top 10 Hldgs %
28.28%
Holding
455
New
71
Increased
201
Reduced
124
Closed
44

Top Buys

Rank Stock Value
1
DIS icon
Walt Disney
DIS
+$22.3M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$6M
3
DFAI
Dimensional International Core Equity Market ETF
DFAI
+$5.59M
4
EFV icon
iShares MSCI EAFE Value ETF
EFV
+$3.46M
5
IXN icon
iShares Global Tech ETF
IXN
+$2.62M

Top Sells

Rank Stock Value
1
TCHP icon
T. Rowe Price Blue Chip Growth ETF
TCHP
+$16M
2
GLD icon
SPDR Gold Trust
GLD
+$7.05M
3
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$4.38M
4
SPHB icon
Invesco S&P 500 High Beta ETF
SPHB
+$2.85M
5
GDXJ icon
VanEck Junior Gold Miners ETF
GDXJ
+$2.5M

Sector Composition

Rank Sector Weight
1 Technology 5.64%
2 Financials 5.58%
3 Communication Services 4.34%
4 Consumer Discretionary 2.83%
5 Healthcare 2.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDL icon
276
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.88B
$429K 0.05%
13,099
+41
+0.3% +$1.37K
DE icon
277
Deere & Co
DE
$166B
$425K 0.05%
1,268
-346
-21% -$125K
MSCI icon
278
MSCI
MSCI
$42.6B
$425K 0.05%
699
-233
-25% -$142K
PLD icon
279
Prologis
PLD
$136B
$425K 0.05%
3,386
+848
+33% +$110K
MET icon
280
MetLife
MET
$62.6B
$424K 0.05%
6,869
+925
+16% +$55.7K
FPF
281
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$417K 0.05%
16,727
+3,000
+22% +$76.8K
ZTS icon
282
Zoetis
ZTS
$32.6B
$417K 0.05%
2,146
+12
+0.6% +$2.42K
PRU icon
283
Prudential Financial
PRU
$42.9B
$410K 0.05%
3,896
+658
+20% +$67.8K
ETY icon
284
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$406K 0.04%
29,123
-595
-2% -$8.53K
DFAX icon
285
Dimensional World ex US Core Equity 2 ETF
DFAX
$11.8B
$399K 0.04%
+15,407
New +$408K
FNDX icon
286
Schwab Fundamental US Large Company Index ETF
FNDX
$26.8B
$395K 0.04%
21,834
-104,199
-83% -$1.91M
ARCC icon
287
Ares Capital
ARCC
$13.6B
$385K 0.04%
18,952
+195
+1% +$3.91K
IPAY icon
288
Amplify Mobile Payments ETF
IPAY
$174M
$385K 0.04%
5,694
– –
INSG icon
289
Inseego
INSG
$106M
$380K 0.04%
5,711
-300
-5% -$25.1K
ADP icon
290
Automatic Data Processing
ADP
$110B
$379K 0.04%
1,894
+9
+0.5% +$1.85K
CARR icon
291
Carrier Global
CARR
$50.8B
$379K 0.04%
7,325
-19
-0.3% -$1.02K
VFH icon
292
Vanguard Financials ETF
VFH
$13.5B
$379K 0.04%
+4,094
New +$378K
C icon
293
Citigroup
C
$216B
$378K 0.04%
6,226
+214
+4% +$15K
AMAT icon
294
Applied Materials
AMAT
$367B
$377K 0.04%
2,927
-2,044
-41% -$278K
CATH icon
295
Global X S&P 500 Catholic Values ETF
CATH
$1.28B
$369K 0.04%
6,841
-283
-4% -$15.6K
ICLN icon
296
iShares Global Clean Energy ETF
ICLN
$2.27B
$368K 0.04%
16,996
-470
-3% -$10.7K
ADSK icon
297
Autodesk
ADSK
$51.8B
$367K 0.04%
1,288
-393
-23% -$120K
NEE icon
298
NextEra Energy
NEE
$185B
$367K 0.04%
4,676
-1,004
-18% -$81K
VHT icon
299
Vanguard Health Care ETF
VHT
$18.6B
$366K 0.04%
+1,480
New +$380K
CAPD
300
DELISTED
iPath Shiller CAPE ETN
CAPD
$363K 0.04%
17,214
+3,164
+23% +$68.1K
10 11
12
13 14

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4WM
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NEWAS
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FFW
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OCMI
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Arete Wealth Advisors's Q3 2021 Portfolio in Review

As of Q3 2021, Arete Wealth Advisors held 455 positions worth $907M, up 27% from $713M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $38.2M of net new capital in Q3 2021, opening 71 new positions and adding to 201 existing holdings. Its largest new stake was Dimensional International Core Equity Market ETF: 188,768 shares worth $5.46M.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, up from 4.7% a quarter earlier, followed by Financials and Communication Services.

On the sell side, the largest reduction was SPDR Gold Trust, an estimated $7.05M trimmed.

  • Arete Wealth Advisors's largest Q3 2021 buy was Dimensional International Core Equity Market ETF: 188,768 shares worth $5.46M.
  • Arete Wealth Advisors added most to Walt Disney in Q3 2021, an estimated $22.3M increase.
  • Arete Wealth Advisors's biggest Q3 2021 reduction was SPDR Gold Trust, cutting an estimated $7.05M.
  • Arete Wealth Advisors fully exited T. Rowe Price Blue Chip Growth ETF in Q3 2021, selling an estimated $16M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $907M portfolio in Q3 2021.
  • Arete Wealth Advisors opened 71 new positions and closed 44 in Q3 2021.
  • Arete Wealth Advisors's portfolio value rose 27% quarter-over-quarter to $907M.

Based on Arete Wealth Advisors's 13F filing for Q3 2021, filed 15 Nov 2021.