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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AWK icon
276
American Water Works
AWK
$26.3B
$355K 0.06%
2,890
+46
+2% +$5.58K
OXY icon
277
Occidental Petroleum
OXY
$54.6B
$351K 0.06%
+8,477
New +$340K
IBB icon
278
iShares Biotechnology ETF
IBB
$9.44B
$349K 0.06%
+2,899
New +$323K
UPS icon
279
United Parcel Service
UPS
$96B
$346K 0.06%
2,974
+9
+0.3% +$1.06K
CME icon
280
CME Group
CME
$92.3B
$339K 0.06%
1,691
-30
-2% -$6.15K
SYK icon
281
Stryker
SYK
$129B
$338K 0.06%
1,608
+10
+0.6% +$2.08K
TMP icon
282
Tompkins Financial
TMP
$1.43B
$337K 0.06%
3,697
– –
FLRN icon
283
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
$330K 0.06%
10,747
+723
+7% +$22.2K
CNCR
284
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$322K 0.06%
+13,736
New +$291K
EWT icon
285
iShares MSCI Taiwan ETF
EWT
$9.99B
$320K 0.06%
+7,790
New +$307K
DD icon
286
DuPont de Nemours
DD
$18.9B
$314K 0.05%
3,899
-205
-5% -$17K
BOND icon
287
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.4B
$313K 0.05%
+2,907
New +$315K
COLD icon
288
Americold
COLD
$4.17B
$313K 0.05%
8,927
-2,067
-19% -$76.1K
BDX icon
289
Becton Dickinson
BDX
$43.8B
$306K 0.05%
1,151
+4
+0.3% +$997
AMJ
290
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$306K 0.05%
14,020
+4,807
+52% +$103K
GPC icon
291
Genuine Parts
GPC
$17.6B
$303K 0.05%
2,860
– –
PFG icon
292
Principal Financial Group
PFG
$24B
$302K 0.05%
5,486
+13
+0.2% +$712
SCHA icon
293
Schwab U.S Small- Cap ETF
SCHA
$22.4B
$300K 0.05%
15,884
+80
+0.5% +$1.45K
BWX icon
294
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.31B
$299K 0.05%
10,386
-4,275
-29% -$122K
GM icon
295
General Motors
GM
$78.7B
$299K 0.05%
+8,175
New +$297K
ECL icon
296
Ecolab
ECL
$76.4B
$298K 0.05%
1,542
+6
+0.4% +$1.14K
FPF
297
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.08B
$298K 0.05%
12,582
-4,500
-26% -$107K
IWB icon
298
iShares Russell 1000 ETF
IWB
$47.7B
$298K 0.05%
1,669
-297
-15% -$50.7K
FISV
299
Fiserv Inc
FISV
$27.9B
$297K 0.05%
2,571
+126
+5% +$13.9K
GSK icon
300
GSK
GSK
$104B
$297K 0.05%
5,058
-782
-13% -$43.5K
10 11
12
13 14

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4WM
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AFCM
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BFMH
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NEWAS
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.