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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+9.75%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$1.31B
AUM Growth
+$734M
Cap. Flow
+$647M
Cap. Flow %
49.35%
Top 10 Hldgs %
23.1%
Holding
778
New
272
Increased
284
Reduced
155
Closed
37

Top Buys

Rank Stock Value
1
ABBV icon
AbbVie
ABBV
+$55.2M
2
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$31.5M
3
AAPL icon
Apple
AAPL
+$30.8M
4
ABT icon
Abbott
ABT
+$26.8M
5
MSFT icon
Microsoft
MSFT
+$16.2M

Top Sells

Rank Stock Value
1
MFIC icon
MidCap Financial Investment
MFIC
+$1.01M
2
KMF
Kayne Anderson NextGen Energy & Infrastructure, Inc.
KMF
+$902K
3
NEA icon
Nuveen AMT-Free Quality Municipal Income Fund
NEA
+$809K
4
TGT icon
Target
TGT
+$806K
5
HOG icon
Harley-Davidson
HOG
+$764K

Sector Composition

Rank Sector Weight
1 Healthcare 10.22%
2 Technology 8.53%
3 Financials 8.14%
4 Consumer Discretionary 4.49%
5 Communication Services 4.39%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ILCB icon
251
iShares Morningstar US Equity ETF
ILCB
$1.24B
$1M 0.08%
+15,273
New +$939K
UJAN icon
252
Innovator US Equity Ultra Buffer ETF January
UJAN
$275M
$1M 0.08%
+29,160
New +$975K
GTOQ
253
Invesco High Yield Systematic Bond ETF
GTOQ
$180M
$995K 0.08%
+44,441
New +$956K
AMGN icon
254
Amgen
AMGN
$209B
$993K 0.08%
3,446
-61
-2% -$16.6K
SHEL icon
255
Shell
SHEL
$244B
$991K 0.08%
15,059
-723
-5% -$47.4K
SGOV icon
256
iShares 0-3 Month Treasury Bond ETF
SGOV
$99.4B
$990K 0.08%
+9,873
New +$991K
VCIT icon
257
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$985K 0.08%
12,120
+4,246
+54% +$328K
WFC icon
258
Wells Fargo
WFC
$254B
$971K 0.07%
20,439
+343
+2% +$14.8K
SCHD icon
259
Schwab US Dividend Equity ETF
SCHD
$104B
$968K 0.07%
38,160
+7,167
+23% +$171K
MMM icon
260
3M
MMM
$91.8B
$960K 0.07%
10,508
+4,198
+67% +$337K
TFLO icon
261
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$959K 0.07%
19,002
-216
-1% -$10.9K
XSVM icon
262
Invesco S&P SmallCap Value with Momentum ETF
XSVM
$679M
$954K 0.07%
+17,612
New +$862K
C icon
263
Citigroup
C
$213B
$952K 0.07%
18,516
+498
+3% +$22K
TMUS icon
264
T-Mobile US
TMUS
$195B
$944K 0.07%
5,888
+2,725
+86% +$403K
VMBS icon
265
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$943K 0.07%
+20,351
New +$900K
VBR icon
266
Vanguard Small-Cap Value ETF
VBR
$37.2B
$940K 0.07%
+5,224
New +$853K
BILS icon
267
State Street SPDR Bloomberg 3-12 Month T-Bill ETF
BILS
$3.89B
$938K 0.07%
9,464
+73
+0.8% +$7.24K
BNDX icon
268
Vanguard Total International Bond ETF
BNDX
$82B
$936K 0.07%
18,954
+385
+2% +$18.7K
RPG icon
269
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$932K 0.07%
36,606
+22,851
+166% +$699K
ARKK icon
270
ARK Innovation ETF
ARKK
$5.59B
$911K 0.07%
+17,393
New +$753K
USMV icon
271
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$902K 0.07%
11,563
+6,322
+121% +$472K
NBH
272
Neuberger Municipal Fund Inc
NBH
$307M
$898K 0.07%
86,718
– –
BP icon
273
BP
BP
$112B
$895K 0.07%
25,288
-1,207
-5% -$44.2K
DUK icon
274
Duke Energy
DUK
$101B
$888K 0.07%
9,149
+634
+7% +$57.7K
IVE icon
275
iShares S&P 500 Value ETF
IVE
$49.1B
$880K 0.07%
5,062
+1,735
+52% +$279K
9 10
11
12 13

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WA
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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2023 Portfolio in Review

As of Q4 2023, Arete Wealth Advisors held 778 positions worth $1.31B, up 127% from $578M the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Arete Wealth Advisors deployed $647M of net new capital in Q4 2023, opening 272 new positions and adding to 284 existing holdings. Its largest new stake was AbbVie: 378,835 shares worth $58.6M.

By sector, the portfolio is most concentrated in Healthcare at 10% of assets, up from 5.8% a quarter earlier, followed by Technology and Financials.

On the sell side, the largest reduction was MidCap Financial Investment, an estimated $1.01M trimmed.

  • Arete Wealth Advisors's largest Q4 2023 buy was AbbVie: 378,835 shares worth $58.6M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2023, an estimated $31.5M increase.
  • Arete Wealth Advisors's biggest Q4 2023 reduction was MidCap Financial Investment, cutting an estimated $1.01M.
  • Arete Wealth Advisors fully exited Kayne Anderson NextGen Energy & Infrastructure, Inc. in Q4 2023, selling an estimated $902K.
  • Arete Wealth Advisors's ten largest holdings make up 23% of its $1.31B portfolio in Q4 2023.
  • Arete Wealth Advisors opened 272 new positions and closed 37 in Q4 2023.
  • Arete Wealth Advisors's portfolio value rose 127% quarter-over-quarter to $1.31B.

Based on Arete Wealth Advisors's 13F filing for Q4 2023, filed 14 Feb 2024.