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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$706M
AUM Growth
+$42.4M
Cap. Flow
-$25.2M
Cap. Flow %
-3.57%
Top 10 Hldgs %
26.69%
Holding
458
New
77
Increased
110
Reduced
195
Closed
56

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$7.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$5.18M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.01M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.71M
3
MSFT icon
Microsoft
MSFT
+$5.62M
4
HALO icon
Halozyme
HALO
+$3.88M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.56M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.93%
3 Healthcare 2.95%
4 Consumer Discretionary 2.76%
5 Communication Services 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EW icon
251
Edwards Lifesciences
EW
$49.4B
$442K 0.06%
4,861
+127
+3% +$10.5K
RPG icon
252
Invesco S&P 500 Pure Growth ETF
RPG
$1.9B
$438K 0.06%
13,445
-2,395
-15% -$73.1K
USMV icon
253
iShares MSCI USA Min Vol Factor ETF
USMV
$23.6B
$437K 0.06%
6,454
-1,072
-14% -$70.6K
FDL icon
254
First Trust Morningstar Dividend Leaders Index Fund
FDL
$7.89B
$435K 0.06%
+14,712
New +$416K
ARKF icon
255
ARK Blockchain & Fintech Innovation ETF
ARKF
$731M
$432K 0.06%
+8,748
New +$394K
BDX icon
256
Becton Dickinson
BDX
$46.4B
$430K 0.06%
1,763
-255
-13% -$59.5K
AMLP icon
257
Alerian MLP ETF
AMLP
$12.9B
$426K 0.06%
16,698
-1,513
-8% -$36.4K
FDN icon
258
First Trust Dow Jones Internet Index Fund ETF
FDN
$4.99B
$426K 0.06%
2,009
-12,213
-86% -$2.47M
MDT icon
259
Medtronic
MDT
$112B
$419K 0.06%
3,584
-15,089
-81% -$1.66M
ZTS icon
260
Zoetis
ZTS
$32.7B
$418K 0.06%
2,535
-32
-1% -$5.2K
DE icon
261
Deere & Co
DE
$165B
$417K 0.06%
1,553
+404
+35% +$100K
DGRW icon
262
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
$16.5B
$417K 0.06%
7,852
+2,850
+57% +$148K
SPLK
263
DELISTED
Splunk Inc
SPLK
$412K 0.06%
2,434
+561
+30% +$107K
ROP icon
264
Roper Technologies
ROP
$40.4B
$402K 0.06%
933
-20
-2% -$8.21K
TMO icon
265
Thermo Fisher Scientific
TMO
$214B
$394K 0.06%
845
-2,593
-75% -$1.22M
MTUM icon
266
iShares MSCI USA Momentum Factor ETF
MTUM
$23.6B
$393K 0.06%
2,441
-6,710
-73% -$1.03M
NKE icon
267
Nike
NKE
$64.1B
$393K 0.06%
2,784
-3,798
-58% -$503K
TLH icon
268
iShares 10-20 Year Treasury Bond ETF
TLH
$11B
$391K 0.06%
2,456
-172
-7% -$27.8K
XLE icon
269
State Street Energy Select Sector SPDR ETF
XLE
$39B
$389K 0.06%
20,506
-74,248
-78% -$1.28M
CL icon
270
Colgate-Palmolive
CL
$74.8B
$385K 0.05%
5,465
-1,565
-22% -$129K
SHW icon
271
Sherwin-Williams
SHW
$83.5B
$379K 0.05%
1,569
-1,047
-40% -$248K
GIS icon
272
General Mills
GIS
$20.2B
$377K 0.05%
6,416
-114
-2% -$6.9K
FLOT icon
273
iShares Floating Rate Bond ETF
FLOT
$10.2B
$373K 0.05%
7,345
+2,047
+39% +$104K
FTSM icon
274
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$372K 0.05%
6,200
-23
-0.4% -$1.38K
SLV icon
275
iShares Silver Trust
SLV
$27.7B
$368K 0.05%
14,717
-7,918
-35% -$180K
9 10
11
12 13

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4WM
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BFMH
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NEWAS
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FFW
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OCMI
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Arete Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Arete Wealth Advisors held 458 positions worth $706M, up 6.4% from $664M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $25.2M in Q4 2020, closing 56 positions and reducing 195 holdings. Its most notable exit was Halozyme, an estimated $3.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Arete Wealth Advisors opened a new position in State Street Materials Select Sector SPDR ETF worth $5.72M.

  • Arete Wealth Advisors's largest Q4 2020 buy was State Street Materials Select Sector SPDR ETF: 158,246 shares worth $5.72M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $17M.
  • Arete Wealth Advisors fully exited Halozyme in Q4 2020, selling an estimated $3.88M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $706M portfolio in Q4 2020.
  • Arete Wealth Advisors opened 77 new positions and closed 56 in Q4 2020.
  • Arete Wealth Advisors's portfolio value rose 6.4% quarter-over-quarter to $706M.

Based on Arete Wealth Advisors's 13F filing for Q4 2020, filed 8 Feb 2021.