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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+7.52%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$664M
AUM Growth
+$86.4M
Cap. Flow
+$41.2M
Cap. Flow %
6.21%
Top 10 Hldgs %
28.03%
Holding
422
New
53
Increased
153
Reduced
151
Closed
41

Top Buys

Rank Stock Value
1
VBR icon
Vanguard Morningstar Small-Cap Value ETF
VBR
+$14.6M
2
EMNT icon
PIMCO Enhanced Short Maturity Active ESG ETF
EMNT
+$7.52M
3
VOO icon
Vanguard S&P 500 ETF
VOO
+$5.88M
4
VSS icon
Vanguard FTSE All-World ex-US Small-Cap Index Fund
VSS
+$5.84M
5
VXUS icon
Vanguard Total International Stock ETF
VXUS
+$4.96M

Top Sells

Rank Stock Value
1
SPDW icon
State Street SPDR Portfolio Developed World ex-US ETF
SPDW
+$4.63M
2
GTO icon
Invesco Total Return Bond ETF
GTO
+$3.34M
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$2.81M
4
IVV icon
iShares Core S&P 500 ETF
IVV
+$2.8M
5
B
Barrick Mining
B
+$2.29M

Sector Composition

Rank Sector Weight
1 Technology 7.21%
2 Financials 6.56%
3 Healthcare 4.55%
4 Consumer Discretionary 4.13%
5 Communication Services 2.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDP
251
DELISTED
TORTOISE ENERGY INDEPENDENCE FUND, INC.
NDP
$401K 0.06%
41,436
-36
-0.1% -$410
NIO icon
252
NIO
NIO
$11.9B
$399K 0.06%
18,809
-11,691
-38% -$180K
VTWO icon
253
Vanguard Russell 2000 ETF
VTWO
$17.2B
$396K 0.06%
6,418
-54
-0.8% -$3.27K
RSG icon
254
Republic Services
RSG
$67.4B
$395K 0.06%
4,228
-2,090
-33% -$187K
AMP icon
255
Ameriprise Financial
AMP
$47.8B
$389K 0.06%
2,448
-855
-26% -$132K
GDV icon
256
Gabelli Dividend & Income Trust
GDV
$2.59B
$382K 0.06%
+20,465
New +$381K
ROP icon
257
Roper Technologies
ROP
$40.4B
$377K 0.06%
+953
New +$396K
FTSM icon
258
First Trust Enhanced Short Maturity ETF
FTSM
$6.51B
$374K 0.06%
6,223
+453
+8% +$27.2K
EW icon
259
Edwards Lifesciences
EW
$49.4B
$373K 0.06%
4,734
+390
+9% +$30.4K
AMLP icon
260
Alerian MLP ETF
AMLP
$12.9B
$369K 0.06%
+18,211
New +$421K
CNCR
261
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$367K 0.06%
13,736
– –
NET icon
262
Cloudflare
NET
$96B
$366K 0.06%
+8,774
New +$336K
XLY icon
263
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.7B
$365K 0.06%
+4,910
New +$347K
SPLK
264
DELISTED
Splunk Inc
SPLK
$365K 0.06%
1,873
-129
-6% -$25.7K
COP icon
265
ConocoPhillips
COP
$144B
$358K 0.05%
10,773
+296
+3% +$11.2K
ICE icon
266
Intercontinental Exchange
ICE
$87.2B
$357K 0.05%
3,519
-1,555
-31% -$153K
BNDX icon
267
Vanguard Total International Bond ETF
BNDX
$82B
$354K 0.05%
6,076
+1,132
+23% +$65.7K
EFG icon
268
iShares MSCI EAFE Growth ETF
EFG
$16.2B
$349K 0.05%
3,860
+13
+0.3% +$1.15K
PCI
269
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$346K 0.05%
17,180
+41
+0.2% +$784
FIS icon
270
Fidelity National Information Services
FIS
$24.2B
$343K 0.05%
2,364
-2,171
-48% -$314K
PPBI
271
DELISTED
Pacific Premier Bancorp
PPBI
$340K 0.05%
15,750
– –
LUMN icon
272
Lumen
LUMN
$6.43B
$338K 0.05%
33,650
+3,023
+10% +$31.4K
ORCL icon
273
Oracle
ORCL
$339B
$335K 0.05%
5,696
-2,634
-32% -$150K
FMB icon
274
First Trust Managed Municipal ETF
FMB
$2.04B
$334K 0.05%
6,009
-142
-2% -$7.92K
SPGI icon
275
S&P Global
SPGI
$124B
$334K 0.05%
920
+300
+48% +$106K
9 10
11
12 13

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4WM
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NEWAS
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FFW
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OCMI
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Arete Wealth Advisors's Q3 2020 Portfolio in Review

As of Q3 2020, Arete Wealth Advisors held 422 positions worth $664M, up 15% from $577M the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Arete Wealth Advisors deployed $41.2M of net new capital in Q3 2020, opening 53 new positions and adding to 153 existing holdings. Its largest new stake was Vanguard Morningstar Small-Cap Value ETF: 130,598 shares worth $14.8M.

By sector, the portfolio is most concentrated in Technology at 7.2% of assets, down from 7.8% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $2.81M trimmed.

  • Arete Wealth Advisors's largest Q3 2020 buy was Vanguard Morningstar Small-Cap Value ETF: 130,598 shares worth $14.8M.
  • Arete Wealth Advisors added most to PIMCO Enhanced Short Maturity Active ESG ETF in Q3 2020, an estimated $7.52M increase.
  • Arete Wealth Advisors's biggest Q3 2020 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $2.81M.
  • Arete Wealth Advisors fully exited State Street SPDR Portfolio Developed World ex-US ETF in Q3 2020, selling an estimated $4.63M.
  • Arete Wealth Advisors's ten largest holdings make up 28% of its $664M portfolio in Q3 2020.
  • Arete Wealth Advisors opened 53 new positions and closed 41 in Q3 2020.
  • Arete Wealth Advisors's portfolio value rose 15% quarter-over-quarter to $664M.

Based on Arete Wealth Advisors's 13F filing for Q3 2020, filed 9 Nov 2020.