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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLF icon
251
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$440K 0.08%
14,293
+1,443
+11% +$42.4K
XLV icon
252
State Street Health Care Select Sector SPDR ETF
XLV
$42.2B
$439K 0.08%
+4,312
New +$415K
BME icon
253
BlackRock Health Sciences Trust
BME
$558M
$433K 0.08%
10,183
+64
+0.6% +$2.54K
DAL icon
254
Delta Air Lines
DAL
$57B
$431K 0.07%
7,373
-769
-9% -$43.1K
VTWO icon
255
Vanguard Russell 2000 ETF
VTWO
$17.4B
$431K 0.07%
6,472
-202
-3% -$12.8K
OPB
256
DELISTED
Opus Bank Common Stock
OPB
$431K 0.07%
16,666
– –
PCI
257
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$430K 0.07%
17,075
– –
PAGP icon
258
Plains GP Holdings
PAGP
$5.16B
$419K 0.07%
22,090
-2,565
-10% -$48.1K
AMAT icon
259
Applied Materials
AMAT
$410B
$409K 0.07%
6,733
-155
-2% -$8.71K
ITOT icon
260
iShares Core S&P Total US Stock Market ETF
ITOT
$93.5B
$399K 0.07%
5,495
-134
-2% -$9.32K
SJNK icon
261
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.88B
$393K 0.07%
14,577
+142
+1% +$3.8K
ARKK icon
262
ARK Innovation ETF
ARKK
$5.74B
$391K 0.07%
7,820
– –
VHT icon
263
Vanguard Health Care ETF
VHT
$18.3B
$391K 0.07%
2,040
+25
+1% +$4.48K
SCI icon
264
Service Corp International
SCI
$11.4B
$390K 0.07%
8,475
– –
WFC icon
265
Wells Fargo
WFC
$264B
$390K 0.07%
7,254
-390
-5% -$20.4K
ETY icon
266
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.26B
$382K 0.07%
30,495
+230
+0.8% +$2.8K
WM icon
267
Waste Management
WM
$95.5B
$379K 0.07%
3,330
-340
-9% -$38.4K
WPC icon
268
W.P. Carey
WPC
$17B
$372K 0.06%
4,807
-534
-10% -$44.7K
EW icon
269
Edwards Lifesciences
EW
$47.8B
$370K 0.06%
4,761
-300
-6% -$23.4K
KKR icon
270
KKR & Co
KKR
$91.3B
$362K 0.06%
12,419
-2,525
-17% -$71.9K
ADP icon
271
Automatic Data Processing
ADP
$102B
$361K 0.06%
2,119
-29
-1% -$4.8K
APLE icon
272
Apple Hospitality REIT
APLE
$3.98B
$359K 0.06%
22,106
– –
CL icon
273
Colgate-Palmolive
CL
$73.6B
$357K 0.06%
5,185
-742
-13% -$50.6K
RWO icon
274
State Street SPDR Dow Jones Global Real Estate ETF
RWO
$1.32B
$356K 0.06%
6,913
-1,532
-18% -$79.7K
ACRE
275
Ares Commercial Real Estate
ACRE
$257M
$355K 0.06%
22,402
+1,971
+10% +$30.6K
9 10
11
12 13

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4WM
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.