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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+3.31%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$307M
AUM Growth
+$56.2M
Cap. Flow
+$50.3M
Cap. Flow %
16.38%
Top 10 Hldgs %
26.29%
Holding
343
New
74
Increased
110
Reduced
112
Closed
30

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.6M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.21M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.91M
4
IBB icon
iShares Biotechnology ETF
IBB
+$5.16M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.12M

Top Sells

Rank Stock Value
1
NGD
New Gold Inc
NGD
+$2.42M
2
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$2.3M
3
CAT icon
Caterpillar
CAT
+$2.25M
4
X
US Steel
X
+$2.14M
5
LLL
L3 Technologies, Inc.
LLL
+$1.97M

Sector Composition

Rank Sector Weight
1 Financials 11.22%
2 Technology 6.44%
3 Healthcare 5.58%
4 Real Estate 4.89%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RIO icon
251
Rio Tinto
RIO
$157B
$278K 0.09%
+5,251
New +$256K
CAT icon
252
Caterpillar
CAT
$375B
$276K 0.09%
1,754
-16,203
-90% -$2.25M
IWP icon
253
iShares Russell Mid-Cap Growth ETF
IWP
$19.7B
$276K 0.09%
4,582
+1,020
+29% +$60K
IWS icon
254
iShares Russell Mid-Cap Value ETF
IWS
$15.6B
$276K 0.09%
3,093
+687
+29% +$59.7K
DXJ icon
255
WisdomTree Japan Hedged Equity Fund
DXJ
$7.07B
$271K 0.09%
4,573
+37
+0.8% +$2.13K
AHT
256
Ashford Hospitality Trust
AHT
$20.8M
$269K 0.09%
40
– –
BWX icon
257
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.33B
$264K 0.09%
9,296
+1,506
+19% +$42.4K
CRM icon
258
Salesforce
CRM
$150B
$264K 0.09%
2,583
-200
-7% -$20.4K
OCSL icon
259
Oaktree Specialty Lending
OCSL
$1.02B
$260K 0.08%
+17,739
New +$284K
KO icon
260
Coca-Cola
KO
$377B
$258K 0.08%
5,622
-4,879
-46% -$224K
BDX icon
261
Becton Dickinson
BDX
$45.4B
$251K 0.08%
1,202
+71
+6% +$14.9K
MON
262
DELISTED
Monsanto Co
MON
$249K 0.08%
2,130
-19
-0.9% -$2.26K
HPE icon
263
Hewlett Packard
HPE
$62.7B
$247K 0.08%
+17,223
New +$245K
CEF icon
264
Sprott Physical Gold and Silver Trust
CEF
$7.39B
$245K 0.08%
18,282
-1,033
-5% -$13.6K
CAH icon
265
Cardinal Health
CAH
$53.6B
$244K 0.08%
+3,973
New +$246K
FPF
266
First Trust Intermediate Duration Preferred & Income Fund
FPF
$1.07B
$244K 0.08%
+10,007
New +$247K
DOC
267
DELISTED
PHYSICIANS REALTY TRUST
DOC
$241K 0.08%
13,400
-1,000
-7% -$17.9K
MA icon
268
Mastercard
MA
$505B
$240K 0.08%
1,584
+14
+0.9% +$2.08K
EMD
269
Western Asset Emerging Markets Debt Fund
EMD
$610M
$237K 0.08%
15,252
-12,895
-46% -$200K
IWN icon
270
iShares Russell 2000 Value ETF
IWN
$14.3B
$237K 0.08%
1,882
+220
+13% +$27.5K
VCLT icon
271
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.79B
$237K 0.08%
2,478
– –
IGF icon
272
iShares Global Infrastructure ETF
IGF
$10.9B
$235K 0.08%
5,201
+125
+2% +$5.7K
LII icon
273
Lennox International
LII
$14.6B
$233K 0.08%
+1,120
New +$218K
UNH icon
274
UnitedHealth
UNH
$382B
$232K 0.08%
1,054
-50
-5% -$10.6K
CSX icon
275
CSX Corp
CSX
$93.1B
$231K 0.08%
12,600
– –
9 10
11
12 13

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Arete Wealth Advisors held 343 positions worth $307M, up 22% from $251M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Arete Wealth Advisors deployed $50.3M of net new capital in Q4 2017, opening 74 new positions and adding to 110 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was New Gold Inc, an estimated $2.42M trimmed.

  • Arete Wealth Advisors's largest Q4 2017 buy was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2017 reduction was New Gold Inc, cutting an estimated $2.42M.
  • Arete Wealth Advisors fully exited Lions Gate Entertainment Corp. Class B Non-Voting Shares in Q4 2017, selling an estimated $2.3M.
  • Arete Wealth Advisors's ten largest holdings make up 26% of its $307M portfolio in Q4 2017.
  • Arete Wealth Advisors opened 74 new positions and closed 30 in Q4 2017.
  • Arete Wealth Advisors's portfolio value rose 22% quarter-over-quarter to $307M.

Based on Arete Wealth Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.