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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+13.15%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$706M
AUM Growth
+$42.4M
Cap. Flow
-$25.2M
Cap. Flow %
-3.57%
Top 10 Hldgs %
26.69%
Holding
458
New
77
Increased
110
Reduced
195
Closed
56

Top Buys

Rank Stock Value
1
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$19.6M
2
FTSL icon
First Trust Senior Loan Fund ETF
FTSL
+$7.88M
3
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$5.42M
4
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$5.18M
5
JMST icon
JPMorgan Ultra-Short Municipal Income ETF
JMST
+$4.01M

Top Sells

Rank Stock Value
1
VUG icon
Vanguard Morningstar Growth ETF
VUG
+$17M
2
VOO icon
Vanguard S&P 500 ETF
VOO
+$8.71M
3
MSFT icon
Microsoft
MSFT
+$5.62M
4
HALO icon
Halozyme
HALO
+$3.88M
5
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$3.56M

Sector Composition

Rank Sector Weight
1 Financials 5.95%
2 Technology 5.93%
3 Healthcare 2.95%
4 Consumer Discretionary 2.76%
5 Communication Services 2.09%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NOC icon
226
Northrop Grumman
NOC
$76B
$516K 0.07%
1,726
+3
+0.2% +$918
ADP icon
227
Automatic Data Processing
ADP
$109B
$515K 0.07%
2,930
-733
-20% -$120K
ENB icon
228
Enbridge
ENB
$120B
$511K 0.07%
15,967
-12,348
-44% -$376K
SHM icon
229
State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM
$3.47B
$510K 0.07%
10,253
-231
-2% -$11.5K
VTWO icon
230
Vanguard Russell 2000 ETF
VTWO
$17.2B
$508K 0.07%
6,418
– –
BME icon
231
BlackRock Health Sciences Trust
BME
$569M
$507K 0.07%
10,658
+475
+5% +$21.5K
BNDX icon
232
Vanguard Total International Bond ETF
BNDX
$82B
$503K 0.07%
8,591
+2,515
+41% +$147K
BST icon
233
BlackRock Science and Technology Trust
BST
$1.53B
$501K 0.07%
9,507
– –
PAWZ icon
234
ProShares Pet Care ETF
PAWZ
$34.5M
$495K 0.07%
6,912
+15
+0.2% +$976
ICLN icon
235
iShares Global Clean Energy ETF
ICLN
$2.22B
$492K 0.07%
+17,414
New +$391K
EFV icon
236
iShares MSCI EAFE Value ETF
EFV
$28.3B
$488K 0.07%
10,334
+72
+0.7% +$3.17K
XLV icon
237
State Street Health Care Select Sector SPDR ETF
XLV
$42.9B
$485K 0.07%
4,293
-154
-3% -$16.8K
VOE icon
238
Vanguard Morningstar Mid-Cap Value ETF
VOE
$23.9B
$482K 0.07%
+4,058
New +$455K
OGIG icon
239
ALPS O'Shares Global Internet Giants ETF
OGIG
$102M
$481K 0.07%
8,871
-488
-5% -$24.1K
VIGI icon
240
Vanguard International Dividend Appreciation ETF
VIGI
$9.01B
$481K 0.07%
5,906
-2,142
-27% -$164K
VERI icon
241
Veritone
VERI
$92.9M
$477K 0.07%
18,000
– –
PGX icon
242
Invesco Preferred ETF
PGX
$3.79B
$471K 0.07%
30,951
+3,164
+11% +$47.5K
UPS icon
243
United Parcel Service
UPS
$88.9B
$466K 0.07%
2,820
-203
-7% -$34.3K
COR
244
DELISTED
Coresite Realty Corporation
COR
$459K 0.07%
+3,664
New +$455K
GWX icon
245
State Street SPDR S&P International Small Cap ETF
GWX
$839M
$457K 0.06%
12,906
-689
-5% -$22.4K
XLC icon
246
State Street Communication Services Select Sector SPDR ETF
XLC
$22.5B
$454K 0.06%
6,738
-256
-4% -$16.3K
ITA icon
247
iShares US Aerospace & Defense ETF
ITA
$14B
$453K 0.06%
+4,982
New +$438K
DHR icon
248
Danaher
DHR
$138B
$448K 0.06%
2,270
-6,329
-74% -$1.27M
COP icon
249
ConocoPhillips
COP
$144B
$444K 0.06%
11,212
+439
+4% +$16.2K
CNCR
250
DELISTED
ETF Series Solutions Trust Range Cancer Therapeutics ETF
CNCR
$442K 0.06%
13,936
+200
+1% +$6K
8 9
10
11 12

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4WM
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2020 Portfolio in Review

As of Q4 2020, Arete Wealth Advisors held 458 positions worth $706M, up 6.4% from $664M the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Arete Wealth Advisors withdrew a net $25.2M in Q4 2020, closing 56 positions and reducing 195 holdings. Its most notable exit was Halozyme, an estimated $3.88M position sold in full.

By sector, the portfolio is most concentrated in Financials at 5.9% of assets, down from 6.6% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Arete Wealth Advisors opened a new position in State Street Materials Select Sector SPDR ETF worth $5.72M.

  • Arete Wealth Advisors's largest Q4 2020 buy was State Street Materials Select Sector SPDR ETF: 158,246 shares worth $5.72M.
  • Arete Wealth Advisors added most to Invesco S&P 500 Equal Weight ETF in Q4 2020, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2020 reduction was Vanguard Morningstar Growth ETF, cutting an estimated $17M.
  • Arete Wealth Advisors fully exited Halozyme in Q4 2020, selling an estimated $3.88M.
  • Arete Wealth Advisors's ten largest holdings make up 27% of its $706M portfolio in Q4 2020.
  • Arete Wealth Advisors opened 77 new positions and closed 56 in Q4 2020.
  • Arete Wealth Advisors's portfolio value rose 6.4% quarter-over-quarter to $706M.

Based on Arete Wealth Advisors's 13F filing for Q4 2020, filed 8 Feb 2021.