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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+6.48%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$576M
AUM Growth
+$52.6M
Cap. Flow
+$22.3M
Cap. Flow %
3.87%
Top 10 Hldgs %
25.2%
Holding
440
New
36
Increased
141
Reduced
188
Closed
49

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$7.35M
2
VBR icon
Vanguard Small-Cap Value ETF
VBR
+$5.4M
3
NFJ
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
+$4.11M
4
MMM icon
3M
MMM
+$3.54M
5
VTV icon
Vanguard Value ETF
VTV
+$3.39M

Top Sells

Rank Stock Value
1
HFRO
Highland Opportunities and Income Fund
HFRO
+$7.29M
2
BAC icon
Bank of America
BAC
+$6.24M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$2.48M
4
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$2.12M
5
BGIO
BlackRock 2022 Global Income Opportunity Trust
BGIO
+$2.03M

Sector Composition

Rank Sector Weight
1 Financials 7.97%
2 Technology 7.13%
3 Healthcare 5.13%
4 Industrials 4.48%
5 Consumer Discretionary 4.11%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VCSH icon
226
Vanguard Short-Term Corporate Bond ETF
VCSH
$44.7B
$517K 0.09%
6,383
-8,776
-58% -$711K
NFLX icon
227
Netflix
NFLX
$293B
$514K 0.09%
15,870
-8,470
-35% -$251K
PSX icon
228
Phillips 66
PSX
$83.3B
$512K 0.09%
4,599
-530
-10% -$59.5K
GE icon
229
GE Aerospace
GE
$375B
$511K 0.09%
9,090
-95
-1% -$4.91K
ORCL icon
230
Oracle
ORCL
$345B
$506K 0.09%
9,548
-2,883
-23% -$159K
LNT icon
231
Alliant Energy
LNT
$19.1B
$504K 0.09%
9,216
+4,053
+79% +$215K
TGT icon
232
Target
TGT
$63.7B
$502K 0.09%
+3,915
New +$459K
NOC icon
233
Northrop Grumman
NOC
$77.8B
$494K 0.09%
1,436
+95
+7% +$33.4K
KMI icon
234
Kinder Morgan
KMI
$70.6B
$485K 0.08%
22,923
-3,521
-13% -$71.3K
GOVT icon
235
iShares US Treasury Bond ETF
GOVT
$43.8B
$483K 0.08%
18,613
+8,045
+76% +$210K
XYZ
236
Block Inc
XYZ
$48.4B
$482K 0.08%
+7,706
New +$492K
PH icon
237
Parker-Hannifin
PH
$124B
$479K 0.08%
2,325
+8
+0.3% +$1.55K
SU icon
238
Suncor Energy
SU
$75.6B
$479K 0.08%
14,592
-717
-5% -$22.4K
GIS icon
239
General Mills
GIS
$19.5B
$477K 0.08%
9,000
+2,777
+45% +$146K
CXT icon
240
Crane NXT
CXT
$3.12B
$473K 0.08%
15,771
-179
-1% -$5.1K
PGX icon
241
Invesco Preferred ETF
PGX
$3.81B
$472K 0.08%
31,435
+11,268
+56% +$168K
SILJ icon
242
Amplify Junior Silver Miners ETF
SILJ
$3.29B
$467K 0.08%
36,304
+19,652
+118% +$206K
SYY icon
243
Sysco
SYY
$40.2B
$460K 0.08%
5,383
-28
-0.5% -$2.27K
FMB icon
244
First Trust Managed Municipal ETF
FMB
$2.04B
$459K 0.08%
8,261
-1,216
-13% -$67.5K
VFC icon
245
VF Corp
VFC
$6.72B
$459K 0.08%
4,608
+31
+0.7% +$2.78K
PFF icon
246
iShares Preferred and Income Securities ETF
PFF
$13.2B
$452K 0.08%
11,995
-5,910
-33% -$220K
ARCC icon
247
Ares Capital
ARCC
$13.6B
$444K 0.08%
23,811
-312
-1% -$5.79K
EL icon
248
Estee Lauder
EL
$30.1B
$444K 0.08%
2,150
– –
SHW icon
249
Sherwin-Williams
SHW
$80.7B
$443K 0.08%
2,274
-81
-3% -$15.4K
XBI icon
250
State Street SPDR S&P Biotech ETF
XBI
$10.2B
$440K 0.08%
4,630
+225
+5% +$19.5K
8 9
10
11 12

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4WM
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AFCM
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BFMH
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NEWAS
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Arete Wealth Advisors's Q4 2019 Portfolio in Review

As of Q4 2019, Arete Wealth Advisors held 440 positions worth $576M, up 10% from $523M the previous quarter. Its ten largest holdings account for 25% of the portfolio.

Arete Wealth Advisors deployed $22.3M of net new capital in Q4 2019, opening 36 new positions and adding to 141 existing holdings. Its largest new stake was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.

By sector, the portfolio is most concentrated in Financials at 8% of assets, down from 8.8% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Highland Opportunities and Income Fund, an estimated $7.29M trimmed.

  • Arete Wealth Advisors's largest Q4 2019 buy was State Street SPDR Portfolio Long Term Treasury ETF: 50,384 shares worth $1.96M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $7.35M increase.
  • Arete Wealth Advisors's biggest Q4 2019 reduction was Highland Opportunities and Income Fund, cutting an estimated $7.29M.
  • Arete Wealth Advisors fully exited Bank of America in Q4 2019, selling an estimated $6.24M.
  • Arete Wealth Advisors's ten largest holdings make up 25% of its $576M portfolio in Q4 2019.
  • Arete Wealth Advisors opened 36 new positions and closed 49 in Q4 2019.
  • Arete Wealth Advisors's portfolio value rose 10% quarter-over-quarter to $576M.

Based on Arete Wealth Advisors's 13F filing for Q4 2019, filed 14 Feb 2020.