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AWA

Arete Wealth Advisors Portfolio holdings

AUM $1.33B
1-Year Est. Return 25.12%
This Fund
S&P 500
This Quarter Est. Return
+3.31%
1 Year Est. Return
+25.12%
3 Year Est. Return
+63.93%
5 Year Est. Return
+69.96%
10 Year Est. Return
+244.73%
AUM
$307M
AUM Growth
+$56.2M
Cap. Flow
+$50.3M
Cap. Flow %
16.38%
Top 10 Hldgs %
26.29%
Holding
343
New
74
Increased
110
Reduced
112
Closed
30

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$19.6M
2
HFRO
Highland Opportunities and Income Fund
HFRO
+$9.21M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.91M
4
IBB icon
iShares Biotechnology ETF
IBB
+$5.16M
5
KRE icon
State Street SPDR S&P Regional Banking ETF
KRE
+$5.12M

Top Sells

Rank Stock Value
1
NGD
New Gold Inc
NGD
+$2.42M
2
LGF.B
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
+$2.3M
3
CAT icon
Caterpillar
CAT
+$2.25M
4
X
US Steel
X
+$2.14M
5
LLL
L3 Technologies, Inc.
LLL
+$1.97M

Sector Composition

Rank Sector Weight
1 Financials 11.22%
2 Technology 6.44%
3 Healthcare 5.58%
4 Real Estate 4.89%
5 Industrials 3.14%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BME icon
226
BlackRock Health Sciences Trust
BME
$560M
$313K 0.1%
8,586
-7,866
-48% -$284K
SJM icon
227
J.M. Smucker
SJM
$12.9B
$311K 0.1%
2,502
– –
CCI icon
228
Crown Castle
CCI
$33B
$310K 0.1%
+2,797
New +$302K
XRX icon
229
Xerox
XRX
$396M
$310K 0.1%
10,620
-1,840
-15% -$55.9K
SHW icon
230
Sherwin-Williams
SHW
$82.7B
$309K 0.1%
2,259
+18
+0.8% +$2.37K
MO icon
231
Altria Group
MO
$116B
$308K 0.1%
4,316
-739
-15% -$49.5K
JLS icon
232
Nuveen Mortgage and Income Fund
JLS
$94.5M
$306K 0.1%
+12,375
New +$318K
USB icon
233
US Bancorp
USB
$98.3B
$304K 0.1%
5,677
-411
-7% -$22.1K
EWU icon
234
iShares MSCI United Kingdom ETF
EWU
$4.14B
$303K 0.1%
+8,462
New +$296K
GDXJ icon
235
VanEck Junior Gold Miners ETF
GDXJ
$6.89B
$303K 0.1%
+8,880
New +$290K
SNR
236
DELISTED
NEW SENIOR INVESTMENT GROUP INC.
SNR
$302K 0.1%
39,900
-3,000
-7% -$25K
SPTI icon
237
State Street SPDR Portfolio Intermediate Term Treasury ETF
SPTI
$10.4B
$301K 0.1%
10,136
+1,238
+14% +$37K
HST icon
238
Host Hotels & Resorts
HST
$17.2B
$296K 0.1%
+14,932
New +$293K
IEP icon
239
Icahn Enterprises
IEP
$5.26B
$296K 0.1%
5,582
-2,185
-28% -$119K
NOC icon
240
Northrop Grumman
NOC
$76.5B
$292K 0.1%
950
– –
BTZ icon
241
BlackRock Credit Allocation Income Trust
BTZ
$932M
$290K 0.09%
21,791
-12,806
-37% -$171K
NLY icon
242
Annaly Capital Management
NLY
$17B
$290K 0.09%
6,089
-258
-4% -$12.2K
DHI icon
243
D.R. Horton
DHI
$40.3B
$289K 0.09%
+5,668
New +$264K
PCI
244
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
$288K 0.09%
+12,819
New +$290K
JQC icon
245
Nuveen Credit Strategies Income Fund
JQC
$707M
$287K 0.09%
+34,876
New +$288K
MANT
246
DELISTED
Mantech International Corp
MANT
$287K 0.09%
5,718
-200
-3% -$9.71K
GPT
247
DELISTED
Gramercy Property Trust
GPT
$284K 0.09%
+10,642
New +$309K
STL
248
DELISTED
Sterling Bancorp
STL
$281K 0.09%
+11,436
New +$283K
VFH icon
249
Vanguard Financials ETF
VFH
$13.5B
$280K 0.09%
3,999
– –
EPC icon
250
Edgewell Personal Care
EPC
$1.26B
$278K 0.09%
4,684
-10,581
-69% -$666K
8 9
10
11 12

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4WM
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BFMH
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NEWAS
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FFW
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CRAM
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OCMI
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Arete Wealth Advisors's Q4 2017 Portfolio in Review

As of Q4 2017, Arete Wealth Advisors held 343 positions worth $307M, up 22% from $251M the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Arete Wealth Advisors deployed $50.3M of net new capital in Q4 2017, opening 74 new positions and adding to 110 existing holdings. Its largest new stake was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 13% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was New Gold Inc, an estimated $2.42M trimmed.

  • Arete Wealth Advisors's largest Q4 2017 buy was Highland Opportunities and Income Fund: 599,640 shares worth $9.29M.
  • Arete Wealth Advisors added most to State Street SPDR S&P 500 ETF Trust in Q4 2017, an estimated $19.6M increase.
  • Arete Wealth Advisors's biggest Q4 2017 reduction was New Gold Inc, cutting an estimated $2.42M.
  • Arete Wealth Advisors fully exited Lions Gate Entertainment Corp. Class B Non-Voting Shares in Q4 2017, selling an estimated $2.3M.
  • Arete Wealth Advisors's ten largest holdings make up 26% of its $307M portfolio in Q4 2017.
  • Arete Wealth Advisors opened 74 new positions and closed 30 in Q4 2017.
  • Arete Wealth Advisors's portfolio value rose 22% quarter-over-quarter to $307M.

Based on Arete Wealth Advisors's 13F filing for Q4 2017, filed 14 Feb 2018.