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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.62%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$15.7B
AUM Growth
+$2.01B
Cap. Flow
+$1.05B
Cap. Flow %
6.72%
Top 10 Hldgs %
21.91%
Holding
2,390
New
232
Increased
1,101
Reduced
688
Closed
111

Top Buys

Rank Stock Value
1
DECU
AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF
DECU
+$124M
2
SIXP icon
AllianzIM U.S. Equity 6 Month Buffer10 Mar/Sep ETF
SIXP
+$120M
3
SEPW icon
AllianzIM U.S. Equity Buffer20 Sep ETF
SEPW
+$76M
4
GJUL icon
FT Vest US Equity Moderate Buffer ETF July
GJUL
+$59.7M
5
AAPL icon
Apple
AAPL
+$46.6M

Top Sells

Rank Stock Value
1
JANW icon
AllianzIM U.S. Equity Buffer20 Jan ETF
JANW
+$85.3M
2
GDEC icon
FT Vest US Equity Moderate Buffer ETF December
GDEC
+$70.6M
3
OCTT icon
AllianzIM U.S. Equity Buffer10 Oct ETF
OCTT
+$69.3M
4
JANT icon
AllianzIM U.S. Equity Buffer10 Jan ETF
JANT
+$68.4M
5
SIXD
AllianzIM U.S. Equity 6 Month Buffer10 Jun/Dec ETF
SIXD
+$63.6M

Sector Composition

Rank Sector Weight
1 Technology 15.73%
2 Financials 7.38%
3 Consumer Discretionary 5.39%
4 Communication Services 4.68%
5 Healthcare 3.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IDVO icon
2326
Amplify International Enhanced Dividend Income ETF
IDVO
$1.33B
– –
-241
Closed -$8.28K
INDS icon
2327
Pacer Industrial Real Estate ETF
INDS
$120M
– –
-22
Closed -$814
INGN icon
2328
Inogen
INGN
$174M
– –
-12,853
Closed -$90.4K
INKM icon
2329
State Street Income Allocation ETF
INKM
$72.3M
– –
-360
Closed -$11.6K
IOVA icon
2330
Iovance Biotherapeutics
IOVA
$2.1B
– –
-52,947
Closed -$91.1K
ISRA icon
2331
VanEck Israel ETF
ISRA
$151M
– –
-498
Closed -$25.8K
IWMY icon
2332
Defiance R2000 Weekly Distribution ETF
IWMY
$96.9M
– –
-160
Closed -$3.86K
IYLD icon
2333
iShares Morningstar Multi-Asset Income ETF
IYLD
$125M
– –
-200
Closed -$4.15K
KBH icon
2334
KB Home
KBH
$3.54B
– –
-3,973
Closed -$211K
LOUP icon
2335
Innovator Deepwater Frontier Tech ETF
LOUP
$201M
– –
-539
Closed -$33.7K
LPLA icon
2336
LPL Financial
LPLA
$27.4B
– –
-7,211
Closed -$2.7M
MORN icon
2337
Morningstar
MORN
$7.38B
– –
-1,740
Closed -$546K
MRNY icon
2338
YieldMax MRNA Option Income Strategy ETF
MRNY
$108M
– –
-1,114
Closed -$26.2K
NETL icon
2339
Colterpoint Net Lease Real Estate ETF
NETL
$55.9M
– –
-261
Closed -$6.37K
NJR icon
2340
New Jersey Resources
NJR
$6.04B
– –
-7,050
Closed -$316K
NTAP icon
2341
NetApp
NTAP
$34.2B
– –
-3,530
Closed -$376K
NULV icon
2342
Nuveen ESG Large-Cap Value ETF
NULV
$2.19B
– –
-536
Closed -$22.5K
NURE icon
2343
Nuveen Short-Term REIT ETF
NURE
$36.4M
– –
-13,768
Closed -$408K
NUSC icon
2344
Nuveen ESG Small-Cap ETF
NUSC
$1.29B
– –
-71
Closed -$2.89K
NVBT icon
2345
AllianzIM U.S. Equity Buffer10 Nov ETF
NVBT
$29.6M
– –
-315
Closed -$10.8K
NVBW icon
2346
AllianzIM U.S. Equity Buffer20 Nov ETF
NVBW
$95.5M
– –
-220
Closed -$7.09K
NVDA icon
2347
CALL
NVIDIA
NVDA
$4.77T
– –
-100
Closed -$1
NWBI icon
2348
Northwest Bancshares
NWBI
$2.33B
– –
-11,533
Closed -$147K
OPFI icon
2349
OppFi
OPFI
$824M
– –
-10,969
Closed -$153K
PCH
2350
DELISTED
PotlatchDeltic
PCH
– –
-21,609
Closed -$829K
92 93
94
95 96

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2025 Portfolio in Review

As of Q3 2025, AE Wealth Management held 2,390 positions worth $15.7B, up 15% from $13.7B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

AE Wealth Management deployed $1.05B of net new capital in Q3 2025, opening 232 new positions and adding to 1,101 existing holdings. Its largest new stake was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.

By sector, the portfolio is most concentrated in Technology at 16% of assets, up from 15% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, an estimated $85.3M trimmed.

  • AE Wealth Management's largest Q3 2025 buy was Simplify Barrier Income ETF: 384,719 shares worth $10.1M.
  • AE Wealth Management added most to AllianzIM U.S. Equity Buffer15 Uncapped Dec ETF in Q3 2025, an estimated $124M increase.
  • AE Wealth Management's biggest Q3 2025 reduction was AllianzIM U.S. Equity Buffer20 Jan ETF, cutting an estimated $85.3M.
  • AE Wealth Management fully exited LPL Financial in Q3 2025, selling an estimated $2.7M.
  • AE Wealth Management's ten largest holdings make up 22% of its $15.7B portfolio in Q3 2025.
  • AE Wealth Management opened 232 new positions and closed 111 in Q3 2025.
  • AE Wealth Management's portfolio value rose 15% quarter-over-quarter to $15.7B.

Based on AE Wealth Management's 13F filing for Q3 2025, filed 3 Nov 2025.