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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.41%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$14.3B
AUM Growth
+$2.2B
Cap. Flow
+$1.4B
Cap. Flow %
9.76%
Top 10 Hldgs %
20.93%
Holding
1,828
New
213
Increased
984
Reduced
465
Closed
140

Top Buys

Rank Stock Value
1
DGRO icon
iShares Core Dividend Growth ETF
DGRO
+$102M
2
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$87.7M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$80.5M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$78M
5
MBB icon
iShares MBS ETF
MBB
+$74.8M

Top Sells

Rank Stock Value
1
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$74.9M
2
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$64.2M
3
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$63M
4
OEF icon
iShares S&P 100 ETF
OEF
+$58.5M
5
VBK icon
Vanguard Small-Cap Growth ETF
VBK
+$52.6M

Sector Composition

Rank Sector Weight
1 Technology 8.49%
2 Financials 3.83%
3 Consumer Discretionary 3.34%
4 Healthcare 3.01%
5 Industrials 2.53%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GS icon
201
Goldman Sachs
GS
$308B
$14.7M 0.1%
38,356
+952
+3% +$377K
IYW icon
202
iShares US Technology ETF
IYW
$23.2B
$14.6M 0.1%
127,311
+18,341
+17% +$2.04M
COMT icon
203
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$14.6M 0.1%
473,244
+139,569
+42% +$4.95M
EDIV icon
204
State Street SPDR S&P Emerging Markets Dividend ETF
EDIV
$1.22B
$14.3M 0.1%
481,650
+18,452
+4% +$548K
D icon
205
Dominion Energy
D
$61.8B
$14.3M 0.1%
181,550
+16,144
+10% +$1.21M
BMY icon
206
Bristol-Myers Squibb
BMY
$128B
$14.2M 0.1%
227,953
+42,364
+23% +$2.49M
SLYG icon
207
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.04B
$14.2M 0.1%
152,600
+16,174
+12% +$1.47M
APRW icon
208
AllianzIM U.S. Equity Buffer20 Apr ETF
APRW
$202M
$14M 0.1%
519,142
+121,051
+30% +$3.25M
TTD icon
209
Trade Desk
TTD
$8.56B
$13.9M 0.1%
151,242
+5,099
+3% +$447K
SCHA icon
210
Schwab U.S Small- Cap ETF
SCHA
$22.3B
$13.7M 0.1%
534,332
+237,264
+80% +$6.14M
AVGO icon
211
Broadcom
AVGO
$1.81T
$13.7M 0.1%
205,520
+36,850
+22% +$2.07M
MCO icon
212
Moody's
MCO
$84.9B
$13.5M 0.09%
34,651
-7,133
-17% -$2.75M
QYLD icon
213
Global X NASDAQ-100 Covered Call ETF
QYLD
$8B
$13.5M 0.09%
607,756
+70,494
+13% +$1.59M
XLU icon
214
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
$13.3M 0.09%
372,580
+111,368
+43% +$3.76M
IYR icon
215
iShares US Real Estate ETF
IYR
$4.73B
$13.2M 0.09%
113,557
+50,395
+80% +$5.52M
LQD icon
216
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
$34.4B
$13.2M 0.09%
99,484
+647
+0.7% +$86K
FANG icon
217
Diamondback Energy
FANG
$56B
$13.2M 0.09%
121,997
+36,118
+42% +$3.91M
KNG icon
218
FT Vest S&P 500 Dividend Aristocrats Target Income ETF
KNG
$3.42B
$13.1M 0.09%
229,133
+110,752
+94% +$6.11M
IUSG icon
219
iShares Core S&P US Growth ETF
IUSG
$31B
$13M 0.09%
112,777
-455,614
-80% -$50.8M
IHI icon
220
iShares US Medical Devices ETF
IHI
$3.07B
$12.8M 0.09%
194,117
-25,010
-11% -$1.6M
BLV icon
221
Vanguard Long-Term Bond ETF
BLV
$5.78B
$12.8M 0.09%
123,984
+23,944
+24% +$2.47M
TDSC icon
222
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
$101M
$12.6M 0.09%
451,235
+16,351
+4% +$454K
SPAB icon
223
State Street SPDR Portfolio Aggregate Bond ETF
SPAB
$9.78B
$12.5M 0.09%
422,989
+97,003
+30% +$2.88M
TDSD
224
DELISTED
Cabana Target Drawdown 13 ETF
TDSD
$12.5M 0.09%
427,359
+65,827
+18% +$1.91M
SKYY icon
225
First Trust Cloud Computing ETF
SKYY
$2.78B
$12.4M 0.09%
119,086
+13,368
+13% +$1.47M
7 8
9
10 11

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2021 Portfolio in Review

As of Q4 2021, AE Wealth Management held 1,828 positions worth $14.3B, up 18% from $12.1B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $1.4B of net new capital in Q4 2021, opening 213 new positions and adding to 984 existing holdings. Its largest new stake was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.

By sector, the portfolio is most concentrated in Technology at 8.5% of assets, up from 8.3% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was State Street SPDR Bloomberg Convertible Securities ETF, an estimated $74.9M trimmed.

  • AE Wealth Management's largest Q4 2021 buy was Invesco S&P SmallCap Low Volatility ETF: 1,408,338 shares worth $73.4M.
  • AE Wealth Management added most to iShares Core Dividend Growth ETF in Q4 2021, an estimated $102M increase.
  • AE Wealth Management's biggest Q4 2021 reduction was State Street SPDR Bloomberg Convertible Securities ETF, cutting an estimated $74.9M.
  • AE Wealth Management fully exited First Solar in Q4 2021, selling an estimated $3.36M.
  • AE Wealth Management's ten largest holdings make up 21% of its $14.3B portfolio in Q4 2021.
  • AE Wealth Management opened 213 new positions and closed 140 in Q4 2021.
  • AE Wealth Management's portfolio value rose 18% quarter-over-quarter to $14.3B.

Based on AE Wealth Management's 13F filing for Q4 2021, filed 20 Jan 2022.