We are live on ! Find out more
AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
-0.52%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$12.1B
AUM Growth
+$689M
Cap. Flow
+$803M
Cap. Flow %
6.62%
Top 10 Hldgs %
20.53%
Holding
1,750
New
170
Increased
910
Reduced
499
Closed
135

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$126M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$75.7M
3
VUG icon
Vanguard Growth ETF
VUG
+$68.2M
4
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$67.5M
5
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$62.7M

Top Sells

Rank Stock Value
1
VXF icon
Vanguard Extended Market ETF
VXF
+$61.7M
2
ANGL icon
VanEck Fallen Angel High Yield Bond ETF
ANGL
+$58M
3
QUAL icon
iShares MSCI USA Quality Factor ETF
QUAL
+$57.8M
4
MGK icon
Vanguard Mega Cap Growth ETF
MGK
+$56.4M
5
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$51.7M

Sector Composition

Rank Sector Weight
1 Technology 8.31%
2 Financials 4.14%
3 Consumer Discretionary 3.5%
4 Healthcare 2.87%
5 Communication Services 2.75%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EPD icon
201
Enterprise Products Partners
EPD
$82.8B
$13M 0.11%
599,179
+102,829
+21% +$2.34M
SPSM icon
202
State Street SPDR Portfolio S&P 600 Small Cap ETF
SPSM
$17B
$12.8M 0.11%
299,732
+89,447
+43% +$3.83M
UNP icon
203
Union Pacific
UNP
$180B
$12.7M 0.1%
64,700
+4,980
+8% +$1.08M
UCON icon
204
First Trust Smith Unconstrained Bond ETF
UCON
$3.27B
$12.6M 0.1%
472,389
+220,374
+87% +$5.87M
SHYG icon
205
iShares 0-5 Year High Yield Corporate Bond ETF
SHYG
$7.61B
$12.5M 0.1%
273,036
+35,097
+15% +$1.61M
LOW icon
206
Lowe's Companies
LOW
$118B
$12.5M 0.1%
61,484
+3,080
+5% +$614K
CRM icon
207
Salesforce
CRM
$141B
$12.1M 0.1%
44,586
+10,471
+31% +$2.66M
D icon
208
Dominion Energy
D
$62.3B
$12.1M 0.1%
165,406
+21,065
+15% +$1.61M
COMT icon
209
iShares GSCI Commodity Dynamic Roll Strategy ETF
COMT
$1.18B
$12M 0.1%
333,675
+73,235
+28% +$2.51M
SLYG icon
210
State Street SPDR S&P 600 Small Cap Growth ETF
SLYG
$5.05B
$11.9M 0.1%
136,426
+11,223
+9% +$990K
QYLD icon
211
Global X NASDAQ-100 Covered Call ETF
QYLD
$8.01B
$11.9M 0.1%
537,262
+238,628
+80% +$5.41M
XLC icon
212
State Street Communication Services Select Sector SPDR ETF
XLC
$22.2B
$11.8M 0.1%
146,722
-5,318
-3% -$440K
FPXI icon
213
First Trust Exchange-Traded Fund II First Trust International Equity Opportunities ETF
FPXI
$276M
$11.7M 0.1%
182,918
+32,478
+22% +$2.19M
CWST icon
214
Casella Waste Systems
CWST
$5.74B
$11.7M 0.1%
153,567
+8,984
+6% +$633K
TDSC icon
215
Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF
TDSC
$102M
$11.6M 0.1%
434,884
+30,582
+8% +$834K
AVIG icon
216
Avantis Core Fixed Income ETF
AVIG
$1.94B
$11.5M 0.09%
233,374
+56,768
+32% +$2.82M
BUFD icon
217
FT Vest Fund of Deep Buffer ETFs
BUFD
$1.93B
$11.4M 0.09%
+550,302
New +$11.5M
VCIT icon
218
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.2B
$11.4M 0.09%
120,832
+50,241
+71% +$4.8M
PFF icon
219
iShares Preferred and Income Securities ETF
PFF
$13.2B
$11.2M 0.09%
289,337
+104,921
+57% +$4.12M
MELI icon
220
Mercado Libre
MELI
$93.6B
$11.2M 0.09%
6,666
-25
-0.4% -$43.3K
SKYY icon
221
First Trust Cloud Computing ETF
SKYY
$2.75B
$11.1M 0.09%
105,718
-4,050
-4% -$434K
DAL icon
222
Delta Air Lines
DAL
$56.6B
$11.1M 0.09%
261,304
+131,987
+102% +$5.39M
VHT icon
223
Vanguard Health Care ETF
VHT
$18.3B
$11.1M 0.09%
44,826
+32,375
+260% +$8.3M
PLD icon
224
Prologis
PLD
$137B
$11.1M 0.09%
88,137
+9,978
+13% +$1.29M
IYW icon
225
iShares US Technology ETF
IYW
$23.3B
$11M 0.09%
108,970
+41,052
+60% +$4.28M
7 8
9
10 11

Similar funds

SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2021 Portfolio in Review

As of Q3 2021, AE Wealth Management held 1,750 positions worth $12.1B, up 6% from $11.4B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

AE Wealth Management deployed $803M of net new capital in Q3 2021, opening 170 new positions and adding to 910 existing holdings. Its largest new stake was iShares S&P 100 ETF: 302,328 shares worth $59.7M.

By sector, the portfolio is most concentrated in Technology at 8.3% of assets, up from 8.2% a quarter earlier, followed by Financials and Consumer Discretionary.

On the sell side, the largest reduction was Vanguard Extended Market ETF, an estimated $61.7M trimmed.

  • AE Wealth Management's largest Q3 2021 buy was iShares S&P 100 ETF: 302,328 shares worth $59.7M.
  • AE Wealth Management added most to State Street SPDR S&P 500 ETF Trust in Q3 2021, an estimated $126M increase.
  • AE Wealth Management's biggest Q3 2021 reduction was Vanguard Extended Market ETF, cutting an estimated $61.7M.
  • AE Wealth Management fully exited iShares ESG Optimized MSCI USA ETF in Q3 2021, selling an estimated $12.1M.
  • AE Wealth Management's ten largest holdings make up 21% of its $12.1B portfolio in Q3 2021.
  • AE Wealth Management opened 170 new positions and closed 135 in Q3 2021.
  • AE Wealth Management's portfolio value rose 6% quarter-over-quarter to $12.1B.

Based on AE Wealth Management's 13F filing for Q3 2021, filed 1 Nov 2021.