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AWM
AE Wealth Management Portfolio holdings
AUM
$18.5B
1-Year Est. Return
19.51%
This Fund
S&P 500
This Quarter
Est. Return
+12.01%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$8.82B
AUM Growth
+$1.81B
(+26%)
Cap. Flow
+$888M
Cap. Flow
% of AUM
10.07%
Top 10 Holdings %
Top 10 Hldgs %
22.07%
Holding
1,476
New
202
Increased
693
Reduced
445
Closed
115
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Bloomberg Convertible Securities ETF
CWB
|
+$53.7M |
| 2 |
SPDR Gold Trust
GLD
|
+$44.9M |
| 3 |
Vanguard FTSE Emerging Markets ETF
VWO
|
+$41.8M |
| 4 |
iShares Core S&P 500 ETF
IVV
|
+$41.5M |
| 5 |
iShares Core Moderate Allocation ETF
AOM
|
+$40.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
iShares 20+ Year Treasury Bond ETF
TLT
|
+$65.6M |
| 2 |
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
|
+$47.7M |
| 3 |
VanEck Fallen Angel High Yield Bond ETF
ANGL
|
+$31.3M |
| 4 |
Vanguard Growth ETF
VUG
|
+$23.8M |
| 5 |
Invesco Dorsey Wright Momentum ETF
PDP
|
+$15.7M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Technology | 8.44% |
| 2 | Consumer Discretionary | 3.81% |
| 3 | Financials | 3.64% |
| 4 | Healthcare | 3.17% |
| 5 | Communication Services | 3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
201
First Trust Cloud Computing ETF
SKYY
$2.82B
| $9.05M | 0.1% |
95,252
+14,019
| +17% | +$1.21M |
|
202
Amgen
AMGN
$212B
| $8.69M | 0.1% |
37,800
+225
| +0.6% | +$51.9K |
|
203
Citigroup
C
$222B
| $8.62M | 0.1% |
139,716
-6,277
| -4% | -$319K |
|
|
LCG
204
DELISTED
Sterling Capital Focus Equity ETF
LCG
| $8.59M | 0.1% |
324,841
+260,134
| +402% | +$6.57M |
|
205
Southern Company
SO
$109B
| $8.56M | 0.1% |
139,333
+7,082
| +5% | +$426K |
|
206
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
$6.1B
| $8.45M | 0.1% |
274,996
-215,641
| -44% | -$6.62M |
|
207
Thermo Fisher Scientific
TMO
$214B
| $8.43M | 0.1% |
18,091
-298
| -2% | -$140K |
|
208
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
| $8.36M | 0.09% |
188,338
+16,557
| +10% | +$631K |
|
209
Target
TGT
$65.5B
| $8.35M | 0.09% |
47,311
-2,572
| -5% | -$429K |
|
210
Invesco Preferred ETF
PGX
$3.81B
| $8.31M | 0.09% |
544,691
+419,145
| +334% | +$6.29M |
|
211
Vanguard Mid-Cap ETF
VO
$107B
| $8.29M | 0.09% |
160,324
+47,152
| +42% | +$2.28M |
|
|
FSKR
212
DELISTED
FS KKR Capital Corp. II
FSKR
| $8.22M | 0.09% |
500,955
+51,475
| +11% | +$822K |
|
213
S&P Global
SPGI
$126B
| $8.06M | 0.09% |
24,507
+6,394
| +35% | +$2.16M |
|
214
Brookfield
BN
$104B
| $8.04M | 0.09% |
363,926
+78,283
| +27% | +$1.57M |
|
215
State Street SPDR Bloomberg Investment Grade Floating Rate ETF
FLRN
$3.07B
| $7.96M | 0.09% |
260,361
+20,649
| +9% | +$632K |
|
|
USFR
216
DELISTED
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
| $7.89M | 0.09% |
314,388
+49,827
| +19% | +$1.25M |
|
217
Vanguard Long-Term Bond ETF
BLV
$5.81B
| $7.86M | 0.09% |
71,723
+8,844
| +14% | +$985K |
|
218
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
$16.9B
| $7.74M | 0.09% |
75,816
-18,118
| -19% | -$1.85M |
|
219
Alibaba
BABA
$276B
| $7.62M | 0.09% |
32,757
+2,733
| +9% | +$759K |
|
220
Pacer Lunt MidCap Multi-Factor Alternator ETF
PAMC
$54.2M
| $7.52M | 0.09% |
234,465
+12,397
| +6% | +$370K |
|
221
First Trust Long Duration Opportunities ETF
LGOV
$625M
| $7.49M | 0.09% |
257,930
+92,505
| +56% | +$2.7M |
|
222
Old Dominion Freight Line
ODFL
$47.1B
| $7.46M | 0.08% |
76,442
+28,586
| +60% | +$2.84M |
|
|
FISV
223
Fiserv Inc
FISV
$28.9B
| $7.23M | 0.08% |
63,530
+4,121
| +7% | +$444K |
|
224
FedEx
FDX
$74B
| $7.14M | 0.08% |
27,518
-2,216
| -7% | -$614K |
|
225
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
| $7.12M | 0.08% |
168,960
-89,980
| -35% | -$3.57M |
|
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AE Wealth Management's Q4 2020 Portfolio in Review
As of Q4 2020, AE Wealth Management held 1,476 positions worth $8.82B, up 26% from $7.01B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
AE Wealth Management deployed $888M of net new capital in Q4 2020, opening 202 new positions and adding to 693 existing holdings. Its largest new stake was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
By sector, the portfolio is most concentrated in Technology at 8.4% of assets, down from 8.7% a quarter earlier, followed by Consumer Discretionary and Financials.
On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $65.6M trimmed.
- AE Wealth Management's largest Q4 2020 buy was Invesco Dow Jones Industrial Average Dividend ETF: 1,030,200 shares worth $39.4M.
- AE Wealth Management added most to State Street SPDR Bloomberg Convertible Securities ETF in Q4 2020, an estimated $53.7M increase.
- AE Wealth Management's biggest Q4 2020 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $65.6M.
- AE Wealth Management fully exited iShares AAA-A Rated Corporate Bond ETF in Q4 2020, selling an estimated $3.39M.
- AE Wealth Management's ten largest holdings make up 22% of its $8.82B portfolio in Q4 2020.
- AE Wealth Management opened 202 new positions and closed 115 in Q4 2020.
- AE Wealth Management's portfolio value rose 26% quarter-over-quarter to $8.82B.
Based on AE Wealth Management's 13F filing for Q4 2020, filed 1 Feb 2021.