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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$7.01B
AUM Growth
+$536M
Cap. Flow
+$149M
Cap. Flow %
2.12%
Top 10 Hldgs %
25.32%
Holding
1,423
New
168
Increased
574
Reduced
510
Closed
149

Top Buys

Rank Stock Value
1
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$64.6M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$55.2M
3
QQQ icon
Invesco QQQ Trust
QQQ
+$41.5M
4
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$23.3M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$21.4M

Top Sells

Rank Stock Value
1
SHV icon
iShares 0-1 Year Treasury Bond ETF
SHV
+$89M
2
CWB icon
State Street SPDR Bloomberg Convertible Securities ETF
CWB
+$31.3M
3
IWY icon
iShares Russell Top 200 Growth ETF
IWY
+$31.1M
4
ILCG icon
iShares Morningstar Growth ETF
ILCG
+$25.3M
5
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$24M

Sector Composition

Rank Sector Weight
1 Technology 8.73%
2 Consumer Discretionary 4.33%
3 Financials 3.58%
4 Healthcare 3.4%
5 Communication Services 2.88%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARKQ icon
201
ARK Autonomous Technology & Robotics ETF
ARKQ
$1.87B
$6.33M 0.09%
110,287
+104,240
+1,724% +$5.71M
VCLT icon
202
Vanguard Long-Term Corporate Bond ETF
VCLT
$8.91B
$6.3M 0.09%
58,988
-11,495
-16% -$1.26M
C icon
203
Citigroup
C
$222B
$6.29M 0.09%
145,993
-498
-0.3% -$24.8K
SRVR icon
204
Pacer Data & Infrastructure Real Estate ETF
SRVR
$373M
$6.21M 0.09%
+175,735
New +$6.37M
TFLO icon
205
iShares Treasury Floating Rate Bond ETF
TFLO
$6.54B
$6.17M 0.09%
122,749
+62,513
+104% +$3.14M
FISV
206
Fiserv Inc
FISV
$28.9B
$6.12M 0.09%
59,409
+547
+0.9% +$54.5K
DALT
207
DELISTED
Anfield Diversified Alternatives ETF
DALT
$6.1M 0.09%
716,770
+275
+0% +$2.31K
RTX icon
208
RTX Corp
RTX
$295B
$5.98M 0.09%
103,990
-21,373
-17% -$1.3M
CIBR icon
209
First Trust NASDAQ Cybersecurity ETF
CIBR
$14B
$5.98M 0.09%
171,781
-37,875
-18% -$1.32M
PAMC icon
210
Pacer Lunt MidCap Multi-Factor Alternator ETF
PAMC
$54.2M
$5.93M 0.08%
+222,068
New +$5.77M
XLP icon
211
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.6B
$5.79M 0.08%
90,397
+26,285
+41% +$1.66M
IUSV icon
212
iShares Core S&P US Value ETF
IUSV
$27.5B
$5.78M 0.08%
106,400
-8,212
-7% -$449K
FLOT icon
213
iShares Floating Rate Bond ETF
FLOT
$10.2B
$5.63M 0.08%
111,047
-17,952
-14% -$909K
CAT icon
214
Caterpillar
CAT
$387B
$5.57M 0.08%
37,370
-5,532
-13% -$777K
IHI icon
215
iShares US Medical Devices ETF
IHI
$3.14B
$5.57M 0.08%
111,600
-90,084
-45% -$4.36M
VRSK icon
216
Verisk Analytics
VRSK
$27.8B
$5.57M 0.08%
30,054
+4,072
+16% +$745K
KMB icon
217
Kimberly-Clark
KMB
$37.5B
$5.52M 0.08%
37,359
-10,091
-21% -$1.52M
VCIT icon
218
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.4B
$5.49M 0.08%
57,330
-92,719
-62% -$8.92M
DGRO icon
219
iShares Core Dividend Growth ETF
DGRO
$43.3B
$5.48M 0.08%
137,674
+21,408
+18% +$851K
FVD icon
220
First Trust Value Line Dividend Fund
FVD
$8.46B
$5.44M 0.08%
173,042
-723,330
-81% -$22.9M
GS icon
221
Goldman Sachs
GS
$305B
$5.42M 0.08%
26,991
+5,435
+25% +$1.11M
CVS icon
222
CVS Health
CVS
$140B
$5.41M 0.08%
92,680
+4,881
+6% +$304K
WFC icon
223
Wells Fargo
WFC
$263B
$5.38M 0.08%
228,895
+11,187
+5% +$276K
PAYX icon
224
Paychex
PAYX
$42.3B
$5.24M 0.07%
65,727
+19,550
+42% +$1.47M
TDSE
225
DELISTED
Cabana Target Drawdown 16 ETF
TDSE
$5.2M 0.07%
+211,568
New +$5.16M
7 8
9
10 11

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NC
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FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q3 2020 Portfolio in Review

As of Q3 2020, AE Wealth Management held 1,423 positions worth $7.01B, up 8.3% from $6.47B the previous quarter. Its ten largest holdings account for 25% of the portfolio.

AE Wealth Management's Q3 2020 filing shows 168 new, 574 increased, 510 reduced and 149 closed positions. Its largest new stake was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M. The largest sale was iShares 0-1 Year Treasury Bond ETF, an estimated $89M.

By sector, the portfolio is most concentrated in Technology at 8.7% of assets, up from 7.9% a quarter earlier, followed by Consumer Discretionary and Financials.

  • AE Wealth Management's largest Q3 2020 buy was Exchange Listed Funds Trust ETC Cabana Target Drawdown 10 ETF: 473,365 shares worth $11.6M.
  • AE Wealth Management added most to iShares Core US Aggregate Bond ETF in Q3 2020, an estimated $64.6M increase.
  • AE Wealth Management's biggest Q3 2020 reduction was iShares 0-1 Year Treasury Bond ETF, cutting an estimated $89M.
  • AE Wealth Management fully exited Invesco Dow Jones Industrial Average Dividend ETF in Q3 2020, selling an estimated $20.7M.
  • AE Wealth Management's ten largest holdings make up 25% of its $7.01B portfolio in Q3 2020.
  • AE Wealth Management opened 168 new positions and closed 149 in Q3 2020.
  • AE Wealth Management's portfolio value rose 8.3% quarter-over-quarter to $7.01B.

Based on AE Wealth Management's 13F filing for Q3 2020, filed 6 Nov 2020.