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AWM

AE Wealth Management Portfolio holdings

AUM $18.5B
1-Year Est. Return 19.51%
This Fund
S&P 500
This Quarter Est. Return
+6.39%
1 Year Est. Return
+19.51%
3 Year Est. Return
+56.23%
5 Year Est. Return
+62.83%
10 Year Est. Return
–
AUM
$4.61B
AUM Growth
+$1.15B
Cap. Flow
+$938M
Cap. Flow %
20.35%
Top 10 Hldgs %
23.3%
Holding
1,192
New
203
Increased
731
Reduced
173
Closed
66

Top Buys

Rank Stock Value
1
IVV icon
iShares Core S&P 500 ETF
IVV
+$33.6M
2
IEMG icon
iShares Core MSCI Emerging Markets ETF
IEMG
+$19.4M
3
VEA icon
Vanguard FTSE Developed Markets ETF
VEA
+$17.4M
4
VOO icon
Vanguard S&P 500 ETF
VOO
+$17.1M
5
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$16.9M

Top Sells

Rank Stock Value
1
ACWV icon
iShares MSCI Global Min Vol Factor ETF
ACWV
+$8.93M
2
SPEM icon
State Street SPDR Portfolio Emerging Markets ETF
SPEM
+$7.68M
3
LGLV icon
State Street SPDR US Large Cap Low Volatility Index ETF
LGLV
+$6.38M
4
RSPU icon
Invesco S&P 500 Equal Weight Utilities ETF
RSPU
+$5.92M
5
AOM icon
iShares Core Moderate Allocation ETF
AOM
+$5.57M

Sector Composition

Rank Sector Weight
1 Technology 6.15%
2 Financials 3.88%
3 Healthcare 2.96%
4 Consumer Discretionary 2.75%
5 Industrials 2.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RQI icon
201
Cohen & Steers Quality Income Realty Fund
RQI
$1.71B
$4.23M 0.09%
284,116
-4,587
-2% -$68.8K
SPEM icon
202
State Street SPDR Portfolio Emerging Markets ETF
SPEM
$17B
$4.2M 0.09%
111,762
-213,049
-66% -$7.68M
ABT icon
203
Abbott
ABT
$180B
$4.16M 0.09%
47,910
+814
+2% +$68.2K
ACWI icon
204
iShares MSCI ACWI ETF
ACWI
$32.6B
$4.16M 0.09%
52,426
+4,810
+10% +$368K
MMM icon
205
3M
MMM
$89B
$4.16M 0.09%
28,167
+1,833
+7% +$257K
IYW icon
206
iShares US Technology ETF
IYW
$23.7B
$4.15M 0.09%
71,320
+29,568
+71% +$1.61M
KMB icon
207
Kimberly-Clark
KMB
$36.4B
$4.14M 0.09%
30,090
+5,573
+23% +$754K
GSK icon
208
GSK
GSK
$103B
$4.12M 0.09%
70,208
+8,498
+14% +$473K
TTD icon
209
Trade Desk
TTD
$8.13B
$4.12M 0.09%
158,580
+43,350
+38% +$975K
EPD icon
210
Enterprise Products Partners
EPD
$83.8B
$4.11M 0.09%
146,092
+102
+0.1% +$2.77K
SECT icon
211
Main Sector Rotation ETF
SECT
$2.75B
$4.09M 0.09%
132,521
-11,279
-8% -$338K
IWB icon
212
iShares Russell 1000 ETF
IWB
$47.7B
$4.08M 0.09%
22,875
+17,817
+352% +$3.04M
IXN icon
213
iShares Global Tech ETF
IXN
$8.7B
$4.07M 0.09%
116,094
+16,788
+17% +$551K
SIZE icon
214
iShares MSCI USA Size Factor ETF
SIZE
$427M
$4.06M 0.09%
41,686
+37,959
+1,018% +$3.55M
IPAY icon
215
Amplify Mobile Payments ETF
IPAY
$154M
$4.02M 0.09%
81,156
+10,827
+15% +$515K
SHOP icon
216
Shopify
SHOP
$148B
$3.94M 0.09%
99,110
+6,800
+7% +$230K
ADBE icon
217
Adobe
ADBE
$89.5B
$3.92M 0.09%
11,897
+1,885
+19% +$555K
TGT icon
218
Target
TGT
$62.1B
$3.92M 0.09%
30,577
+617
+2% +$72.4K
ILCB icon
219
iShares Morningstar US Equity ETF
ILCB
$1.26B
$3.9M 0.08%
+84,676
New +$3.71M
AEP icon
220
American Electric Power
AEP
$73.7B
$3.88M 0.08%
41,006
+11,790
+40% +$1.09M
GIS icon
221
General Mills
GIS
$19.2B
$3.83M 0.08%
71,463
+10,443
+17% +$550K
PLD icon
222
Prologis
PLD
$138B
$3.83M 0.08%
42,922
+8,119
+23% +$720K
FCVT icon
223
First Trust SSI Strategic Convertible Securities ETF
FCVT
$111M
$3.75M 0.08%
113,328
+100,977
+818% +$3.24M
PYPL icon
224
PayPal
PYPL
$49.5B
$3.73M 0.08%
34,505
+3,886
+13% +$405K
KMI icon
225
Kinder Morgan
KMI
$73.1B
$3.72M 0.08%
175,684
+8,806
+5% +$178K
7 8
9
10 11

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SA
Sanctuary Advisors Indianapolis, Indiana $18.5B AUM 23.32% 1-Year Est. Return
NC
Nvidia Corp Santa Clara, California $18.4B AUM 362.26% 1-Year Est. Return
FAF
Fjarde Ap-fonden Stockholm, Sweden $18.3B AUM 23.23% 1-Year Est. Return
BBHC
Brown Brothers Harriman & Co New York $18.6B AUM 15.81% 1-Year Est. Return
TAF
Tredje AP-fonden Se-111 91 Stockholm, Sweden $18.3B AUM 27.14% 1-Year Est. Return
JAM
Jupiter Asset Management London, United Kingdom $18.8B AUM 29.2% 1-Year Est. Return
CWP
Capital Wealth Planning Naples, Florida $18.1B AUM 26.68% 1-Year Est. Return
HNB
Huntington National Bank Columbus, Ohio $18.1B AUM 24.69% 1-Year Est. Return

AE Wealth Management's Q4 2019 Portfolio in Review

As of Q4 2019, AE Wealth Management held 1,192 positions worth $4.61B, up 33% from $3.46B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

AE Wealth Management deployed $938M of net new capital in Q4 2019, opening 203 new positions and adding to 731 existing holdings. Its largest new stake was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.

By sector, the portfolio is most concentrated in Technology at 6.2% of assets, up from 6.1% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was iShares MSCI Global Min Vol Factor ETF, an estimated $8.93M trimmed.

  • AE Wealth Management's largest Q4 2019 buy was First Trust Small Cap Value AlphaDEX Fund: 167,788 shares worth $6.43M.
  • AE Wealth Management added most to iShares Core S&P 500 ETF in Q4 2019, an estimated $33.6M increase.
  • AE Wealth Management's biggest Q4 2019 reduction was iShares MSCI Global Min Vol Factor ETF, cutting an estimated $8.93M.
  • AE Wealth Management fully exited SPDR MFS Systematic Growth Equity ETF of SSgA Active Trust in Q4 2019, selling an estimated $4.71M.
  • AE Wealth Management's ten largest holdings make up 23% of its $4.61B portfolio in Q4 2019.
  • AE Wealth Management opened 203 new positions and closed 66 in Q4 2019.
  • AE Wealth Management's portfolio value rose 33% quarter-over-quarter to $4.61B.

Based on AE Wealth Management's 13F filing for Q4 2019, filed 15 Jan 2020.